WU

SEC source: 0001225208-20-000819 · doc4.xml · nonDerivative · entry 1

Swanback Michelle R · CIK 0001799270 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,340

F1 · shares: Restricted Stock Unit award, which vests in substantially equal installments, if the reporting person is employed at the time on January 13, 2021 and 2022.

SEC source: 0001225208-20-000554 · doc4.xml · derivative · entry 3

Agrawal Rajesh K. · CIK 0001529418 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,553 shares

Expires 2020-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 6, 2019 and the reporting person has reported the weighted average sale price of the transactions reported. The range of sale prices for the reported transactions is $26.900 to $27.025. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · derivative.exercise_date: This option vested in 25% installments on February 24, 2011, 2012, 2013, and 2014.

SEC source: 0001225208-20-000554 · doc4.xml · nonDerivative · entry 2

Agrawal Rajesh K. · CIK 0001529418 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,419

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 6, 2019 and the reporting person has reported the weighted average sale price of the transactions reported. The range of sale prices for the reported transactions is $26.900 to $27.025. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-20-000554 · doc4.xml · nonDerivative · entry 1

Agrawal Rajesh K. · CIK 0001529418 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 6, 2019 and the reporting person has reported the weighted average sale price of the transactions reported. The range of sale prices for the reported transactions is $26.900 to $27.025. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-19-015630 · doc4.xml · nonDerivative · entry 2

Tsai Caroline · CIK 0001723976 · Chief Legal Officer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,920

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018.

SEC source: 0001225208-19-015630 · doc4.xml · nonDerivative · entry 1

Tsai Caroline · CIK 0001723976 · Chief Legal Officer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,360

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018.

SEC source: 0001225208-19-015440 · doc4.xml · derivative · entry 4

MENDOZA ROBERTO G · CIK 0001102771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,222 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is exercisable in full.

SEC source: 0001225208-19-015440 · doc4.xml · nonDerivative · entry 3

MENDOZA ROBERTO G · CIK 0001102771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,830

F1 · kind: The reporting person has reported the weighted average sale price of the transactions reported on this line. The range of prices for the reported transactions is $26.9100 to $26.9550. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-19-015440 · doc4.xml · nonDerivative · entry 2

MENDOZA ROBERTO G · CIK 0001102771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,052

F1 · kind: The reporting person has reported the weighted average sale price of the transactions reported on this line. The range of prices for the reported transactions is $26.9100 to $26.9550. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-19-015440 · doc4.xml · nonDerivative · entry 1

MENDOZA ROBERTO G · CIK 0001102771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-015441 · doc4.xml · nonDerivative · entry 2

Tsai Caroline · CIK 0001723976 · Chief Legal Officer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,777

SEC source: 0001225208-19-015441 · doc4.xml · nonDerivative · entry 1

Tsai Caroline · CIK 0001723976 · Chief Legal Officer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,769

SEC source: 0001225208-19-015307 · doc4.xml · derivative · entry 1

Siegmund Jan · CIK 0001306577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 2,951 shares

Expires 2029-12-04

F1 · derivative.exercise_date: This option is exercisable in full.

SEC source: 0001225208-19-014389 · doc4.xml · nonDerivative · entry 2

Kalac Michael · CIK 0001774050 · Acting Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,282

F1 · kind: The transaction reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019.

SEC source: 0001225208-19-014386 · doc4.xml · nonDerivative · entry 1

Fellahi Khalid · CIK 0001781120 · President Consumer Money Trsfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,257

F1 · shares: Restricted Stock Unit award, which vests in substantially equal installments, if the reporting person is employed at the time on November 7, 2020 and 2021.

SEC source: 0001225208-19-014388 · doc4.xml · nonDerivative · entry 1

Molnar Jacqueline D · CIK 0001780766 · Chief Trans Off. & Glbl Compl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,950

F1 · shares: Restricted Stock Unit award, which vests in substantially equal installments, if the reporting person is employed at the time on November 7, 2020 and 2021.

SEC source: 0001225208-19-014382 · doc4.xml · nonDerivative · entry 1

Summerill Andrew · CIK 0001781687 · President, Payments (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,047

F1 · price: The reporting person has reported the weighted average sale price of the transactions reported on this line. The range of prices for the reported transactions is $27.550 to $27.5534. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-19-014389 · doc4.xml · nonDerivative · entry 1

Kalac Michael · CIK 0001774050 · Acting Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,446

SEC source: 0001225208-19-013920 · doc4.xml · derivative · entry 3

MILES MICHAEL · CIK 0001263765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,192 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F2 · derivative.exercise_date: This option is exercisable in full.

SEC source: 0001225208-19-013920 · doc4.xml · nonDerivative · entry 2

MILES MICHAEL · CIK 0001263765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,453

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

SEC source: 0001225208-19-013920 · doc4.xml · nonDerivative · entry 1

MILES MICHAEL · CIK 0001263765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

SEC source: 0001225208-19-013266 · doc4.xml · nonDerivative · entry 1

Kalac Michael · CIK 0001774050 · Acting Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,387

F1 · balance_after: Reflects the addition of 4,032 shares that were inadvertently omitted from the reporting person's Form 3 filed on April, 24, 2019.

SEC source: 0001225208-19-012433 · doc4.xml · derivative · entry 3

MILES MICHAEL · CIK 0001263765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,282 shares

Expires 2019-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F2 · derivative.exercise_date: This option is exercisable in full.

SEC source: 0001225208-19-012433 · doc4.xml · nonDerivative · entry 2

MILES MICHAEL · CIK 0001263765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,453

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

SEC source: 0001225208-19-012433 · doc4.xml · nonDerivative · entry 1

MILES MICHAEL · CIK 0001263765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

SEC source: 0001225208-19-012430 · doc4.xml · derivative · entry 3

Schenkel Amintore · CIK 0001374973 · Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,550 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2011, as modified on May 11, 2015.

F2 · derivative.exercise_date: This option vested in four equal annual installments on February 24, 2012, 2013, 2014 and 2015.

SEC source: 0001225208-19-012430 · doc4.xml · nonDerivative · entry 2

Schenkel Amintore · CIK 0001374973 · Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,478

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2011, as modified on May 11, 2015.

SEC source: 0001225208-19-012430 · doc4.xml · nonDerivative · entry 1

Schenkel Amintore · CIK 0001374973 · Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2011, as modified on May 11, 2015.

SEC source: 0001225208-19-012303 · doc4.xml · derivative · entry 2

MENDOZA ROBERTO G · CIK 0001102771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,282 shares

Expires 2019-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was exercisable in full upon grant.

SEC source: 0001225208-19-012303 · doc4.xml · nonDerivative · entry 1

MENDOZA ROBERTO G · CIK 0001102771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-012269 · doc4.xml · derivative · entry 3

Schenkel Amintore · CIK 0001374973 · Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,361 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2011, as modified on May 11, 2015.

F2 · derivative.exercise_date: This option vested in four equal annual installments on February 23, 2013, 2014, 2015 and 2016.

SEC source: 0001225208-19-012269 · doc4.xml · nonDerivative · entry 2

Schenkel Amintore · CIK 0001374973 · Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,478

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2011, as modified on May 11, 2015.

SEC source: 0001225208-19-012269 · doc4.xml · nonDerivative · entry 1

Schenkel Amintore · CIK 0001374973 · Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2011, as modified on May 11, 2015.

SEC source: 0001225208-19-010987 · doc4.xml · derivative · entry 5

HOLDEN BETSY D · CIK 0001061695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,282 shares

Expires 2019-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · derivative.exercise_date: This option was exercisable in full upon grant.

SEC source: 0001225208-19-010987 · doc4.xml · derivative · entry 4

HOLDEN BETSY D · CIK 0001061695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,192 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · derivative.exercise_date: This option was exercisable in full upon grant.

SEC source: 0001225208-19-010987 · doc4.xml · nonDerivative · entry 3

HOLDEN BETSY D · CIK 0001061695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,460

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The reporting person has reported the weighted average sale price for the transactions reported on this line. The range of prices for the reported transactions is $21.07 to $21.27. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-19-010987 · doc4.xml · nonDerivative · entry 2

HOLDEN BETSY D · CIK 0001061695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

SEC source: 0001225208-19-010987 · doc4.xml · nonDerivative · entry 1

HOLDEN BETSY D · CIK 0001061695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

SEC source: 0001225208-19-010986 · doc4.xml · nonDerivative · entry 1

Summerill Andrew · CIK 0001781687 · President, Payments (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,172

F1 · shares: Restricted Stock Unit award, which vests in substantially equal installments, if the reporting person is employed at the time on August 6, 2020 and 2021.

SEC source: 0001225208-19-010905 · doc4.xml · derivative · entry 3

Williams Richard L · CIK 0001572964 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,257 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 17, 2019.

F2 · derivative.exercise_date: This option vested in 25% installments on February 24, 2012, 2013, 2014, and 2015.

SEC source: 0001225208-19-010905 · doc4.xml · nonDerivative · entry 2

Williams Richard L · CIK 0001572964 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,782

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 17, 2019.

SEC source: 0001225208-19-010905 · doc4.xml · nonDerivative · entry 1

Williams Richard L · CIK 0001572964 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 17, 2019.

SEC source: 0001225208-19-010667 · doc4.xml · derivative · entry 3

Fellahi Khalid · CIK 0001781120 · President Consumer Money Trsfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,178 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2019.

F2 · derivative.exercise_date: This option vested in in four substantially equal installments on February 23, 2013, 2014, 2015, and 2016.

SEC source: 0001225208-19-010667 · doc4.xml · nonDerivative · entry 2

Fellahi Khalid · CIK 0001781120 · President Consumer Money Trsfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,899

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2019.

SEC source: 0001225208-19-010667 · doc4.xml · nonDerivative · entry 1

Fellahi Khalid · CIK 0001781120 · President Consumer Money Trsfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2019.

SEC source: 0001225208-19-010192 · doc4.xml · nonDerivative · entry 1

Summerill Andrew · CIK 0001781687 · President, Payments (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,817

SEC source: 0001225208-19-010190 · doc4.xml · derivative · entry 5

Williams Richard L · CIK 0001572964 · EVP & Chief Human Res. Ofcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,029 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 17, 2019.

F3 · derivative.exercise_date: This option vested in 25% installments on February 23, 2013, 2014, 2015 and 2016.

SEC source: 0001225208-19-010190 · doc4.xml · derivative · entry 4

Williams Richard L · CIK 0001572964 · EVP & Chief Human Res. Ofcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,657 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 17, 2019.

F2 · derivative.exercise_date: This option vested in 25% installments on February 20, 2014, 2015, 2016, and 2017.

SEC source: 0001225208-19-010190 · doc4.xml · nonDerivative · entry 3

Williams Richard L · CIK 0001572964 · EVP & Chief Human Res. Ofcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,782

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 17, 2019.

SEC source: 0001225208-19-010190 · doc4.xml · nonDerivative · entry 2

Williams Richard L · CIK 0001572964 · EVP & Chief Human Res. Ofcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 17, 2019.