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NYSE · USD

WTI

W&T OFFSHORE INC

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5366
SEC CIK
0001288403
Parsed reports
237

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202608
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2017 Filed Dec 19, 2017 21:11 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Tax withholdingCommon Stock 35,146 $2.60 $91,379.60
Disclosure

SEC source: 0000899243-17-029165 · doc4.xml · nonDerivative · entry 2

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,446

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:11 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Exercise / conversionCommon Stock 128,503 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029165 · doc4.xml · nonDerivative · entry 1

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On December 18, 2017, reporting person's 128,503 restricted stock units, which were granted on June 13, 2015, vested, and the reporting person received 128,503 shares of WTI common stock.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:07 UTC PurchaseCOMMON STOCK 1,400 $2.46 $3,437.00
Disclosure

SEC source: 0000899243-17-022138 · doc4.xml · nonDerivative · entry 2

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,447

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:07 UTC PurchaseCOMMON STOCK 15,100 $2.46 $37,146.00
Disclosure

SEC source: 0000899243-17-022138 · doc4.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,047

Read SEC document
September 13, 2017 Filed Sep 14, 2017 21:42 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
PurchaseCOMMON STOCK 418,763 $2.10 $879,402.30
Disclosure

SEC source: 0000899243-17-022091 · doc4.xml · nonDerivative · entry 2

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,951,243

F1 · balance_after: Includes 44,034,548 shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, 623,969 shares held by the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and 141, 844 shares held by the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercise sole voting and dispositive power over the shares held by these trusts.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 21:42 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
PurchaseCOMMON STOCK 500,000 $2.06 $1,030,000.00
Disclosure

SEC source: 0000899243-17-022091 · doc4.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,532,480

Read SEC document
August 31, 2017 Filed Sep 5, 2017 10:11 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
PurchaseCOMMON STOCK 271,444 $1.90 $515,743.60
Disclosure

SEC source: 0000899243-17-021391 · doc4.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,032,480

F1 · balance_after: Include 43,115,785 shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, 623,969 shares held by the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and 141, 844 shares held by the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercises sole voting and dispositive power over the shares held by these trusts.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 21:05 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
PurchaseCOMMON STOCK 132,134 $1.85 $244,447.90
Disclosure

SEC source: 0000899243-17-021027 · doc4.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,761,036

F1 · balance_after: Includes 42,844,341 shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, 623,969 shares held by the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and 141,844 shares held by the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercises sole voting and dispositive power over the shares held by these trusts.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 16:05 UTC PurchaseCOMMON STOCK 50,000 $1.85 $92,500.00
Disclosure

SEC source: 0000899243-17-020914 · doc4.xml · nonDerivative · entry 1

KATZ STUART B · CIK 0001288400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,113

Read SEC document
May 03, 2017 Filed May 4, 2017 17:53 UTC GrantCOMMON STOCK 36,843 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-011888 · doc4.xml · nonDerivative · entry 1

Nelson S James · CIK 0001041822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,368

Read SEC document
May 03, 2017 Filed May 4, 2017 21:57 UTC GrantCOMMON STOCK 36,843 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-011893 · doc4.xml · nonDerivative · entry 1

Stanley B Frank · CIK 0001463177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,677

Read SEC document
May 03, 2017 Filed May 4, 2017 17:55 UTC GrantCOMMON STOCK 36,843 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-011891 · doc4.xml · nonDerivative · entry 1

KATZ STUART B · CIK 0001288400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,113

Read SEC document
May 03, 2017 Filed May 4, 2017 21:54 UTC GrantCOMMON STOCK 36,843 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-011890 · doc4.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,947

Read SEC document
May 03, 2017 Filed Sep 15, 2017 20:05 UTC Amendment GrantCOMMON STOCK 36,843 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022137 · doc4a.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,947

F1 · balance_after: This amendment is being filed to correctly reflect that the amount of securities beneficially owned following the reported transaction is 162,947 shares of common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:12 UTC
GIBBONS JOHN DSVP & Chief Financial Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 85,773 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036103 · doc4.xml · derivative · entry 3

GIBBONS JOHN D · CIK 0001043073 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 19, 2016, reporting person's 85,773 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 85,773 shares of WTI common stock.

F1 · derivative.expiration_date: On December 19, 2016, reporting person's 85,773 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 85,773 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:12 UTC
GIBBONS JOHN DSVP & Chief Financial Officer
Tax withholdingCOMMON STOCK 35,982 $2.51 $90,314.82
Disclosure

SEC source: 0000899243-16-036103 · doc4.xml · nonDerivative · entry 2

GIBBONS JOHN D · CIK 0001043073 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,456

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:12 UTC
GIBBONS JOHN DSVP & Chief Financial Officer
Exercise / conversionCOMMON STOCK 85,773 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036103 · doc4.xml · nonDerivative · entry 1

GIBBONS JOHN D · CIK 0001043073 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On December 19, 2016, reporting person's 85,773 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 85,773 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:07 UTC
Getten Thomas FSee Remarks
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 52,341 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036095 · doc4.xml · derivative · entry 3

Getten Thomas F · CIK 0001497445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 19, 2016, reporting person's 52,341 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 52,341 shares of WTI common stock.

F1 · derivative.expiration_date: On December 19, 2016, reporting person's 52,341 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 52,341 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:07 UTC
Getten Thomas FSee Remarks
Tax withholdingCOMMON STOCK 21,958 $2.51 $55,114.58
Disclosure

SEC source: 0000899243-16-036095 · doc4.xml · nonDerivative · entry 2

Getten Thomas F · CIK 0001497445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,589

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:07 UTC
Getten Thomas FSee Remarks
Exercise / conversionCOMMON STOCK 52,341 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036095 · doc4.xml · nonDerivative · entry 1

Getten Thomas F · CIK 0001497445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On December 19, 2016, reporting person's 52,341 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 52,341 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:10 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 136,457 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036101 · doc4.xml · derivative · entry 3

Vazquez Jamie L · CIK 0001446789 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 136,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 19, 2016, reporting person's 136,457 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 136,457 shares of WTI common stock.

F1 · derivative.expiration_date: On December 19, 2016, reporting person's 136,457 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 136,457 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:10 UTC Tax withholdingCOMMON STOCK 57,244 $2.51 $143,682.44
Disclosure

SEC source: 0000899243-16-036101 · doc4.xml · nonDerivative · entry 2

Vazquez Jamie L · CIK 0001446789 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,457

Read SEC document
December 19, 2016 Filed Dec 21, 2016 06:10 UTC Exercise / conversionCOMMON STOCK 136,457 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036101 · doc4.xml · nonDerivative · entry 1

Vazquez Jamie L · CIK 0001446789 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On December 19, 2016, reporting person's 136,457 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 136,457 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:09 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 259,918 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036099 · doc4.xml · derivative · entry 3

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 259,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 19, 2016, reporting person's 259,918 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 259,918 shares of WTI common stock.

F1 · derivative.expiration_date: On December 19, 2016, reporting person's 259,918 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 259,918 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:09 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
Tax withholdingCOMMON STOCK 109,036 $2.51 $273,680.36
Disclosure

SEC source: 0000899243-16-036099 · doc4.xml · nonDerivative · entry 2

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,628,902

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:09 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
Exercise / conversionCOMMON STOCK 259,918 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036099 · doc4.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,737,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On December 19, 2016, reporting person's 259,918 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 259,918 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:14 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 54,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036104 · doc4.xml · derivative · entry 3

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 19, 2016, reporting person's 54,680 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 54,680 shares of WTI common stock.

F1 · derivative.expiration_date: On December 19, 2016, reporting person's 54,680 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 54,680 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:14 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Tax withholdingCOMMON STOCK 22,939 $2.51 $57,576.89
Disclosure

SEC source: 0000899243-16-036104 · doc4.xml · nonDerivative · entry 2

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,089

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:14 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Exercise / conversionCOMMON STOCK 54,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036104 · doc4.xml · nonDerivative · entry 1

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On December 19, 2016, reporting person's 54,680 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 54,680 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:07 UTC
Murphy Thomas P.SVP & Chief Operations Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 66,604 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036096 · doc4.xml · derivative · entry 3

Murphy Thomas P. · CIK 0001552922 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 19, 2016, reporting person's 66,604 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 66,604 shares of WTI common stock.

F1 · derivative.expiration_date: On December 19, 2016, reporting person's 66,604 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 66,604 shares of WTI common stock.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:07 UTC
Murphy Thomas P.SVP & Chief Operations Officer
Tax withholdingCOMMON STOCK 27,941 $2.51 $70,131.91
Disclosure

SEC source: 0000899243-16-036096 · doc4.xml · nonDerivative · entry 2

Murphy Thomas P. · CIK 0001552922 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,226

Read SEC document
December 19, 2016 Filed Dec 21, 2016 11:07 UTC
Murphy Thomas P.SVP & Chief Operations Officer
Exercise / conversionCOMMON STOCK 66,604 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-036096 · doc4.xml · nonDerivative · entry 1

Murphy Thomas P. · CIK 0001552922 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On December 19, 2016, reporting person's 66,604 restricted stock units, which were granted on April 8, 2014, vested, and the reporting person received 66,604 shares of WTI common stock.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 16:38 UTC
GIBBONS JOHN DSVP & Chief Financial Officer
PurchaseCOMMON STOCK 35,000 $2.20 $77,000.00
Disclosure

SEC source: 0000899243-16-035533 · doc4.xml · nonDerivative · entry 1

GIBBONS JOHN D · CIK 0001043073 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,665

Read SEC document
December 13, 2016 Filed Dec 15, 2016 10:55 UTC Amendment
GIBBONS JOHN DSVP & Chief Financial Officer
PurchaseCOMMON STOCK 35,000 $2.20 $77,000.00
Disclosure

SEC source: 0000899243-16-035581 · doc4a.xml · nonDerivative · entry 1

GIBBONS JOHN D · CIK 0001043073 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,665

F1 · acquired: This amendment is being filed to correctly reflect that the transaction was an acquisition of common stock.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:15 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
PurchaseCOMMON STOCK 835,308 $1.95 $1,628,850.60
Disclosure

SEC source: 0000899243-16-035403 · doc4.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,478,020

Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:08 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
PurchaseCOMMON STOCK 180,888 $1.94 $350,922.72
Disclosure

SEC source: 0000899243-16-035221 · doc4.xml · nonDerivative · entry 2

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,642,712

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:08 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
PurchaseCOMMON STOCK 1,000,000 $1.94 $1,940,000.00
Disclosure

SEC source: 0000899243-16-035221 · doc4.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,461,824

Read SEC document
November 29, 2016 Filed Nov 30, 2016 16:15 UTC PurchaseCOMMON STOCK 25,000 $1.57 $39,250.00
Disclosure

SEC source: 0000899243-16-034546 · doc4.xml · nonDerivative · entry 1

KATZ STUART B · CIK 0001288400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,270

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:39 UTC
GIBBONS JOHN DSVP & Chief Financial Officer
SaleCOMMON STOCK 35,000 $1.41 $49,472.50
Disclosure

SEC source: 0000899243-16-033348 · doc4.xml · nonDerivative · entry 1

GIBBONS JOHN D · CIK 0001043073 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,665

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:15 UTC PurchaseCOMMON STOCK 16,700 $1.59 $26,553.00
Disclosure

SEC source: 0000899243-16-029254 · doc4.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,104

Read SEC document
September 15, 2016 Filed Jan 17, 2017 21:15 UTC Amendment PurchaseCOMMON STOCK 26,700 $1.59 $42,453.00
Disclosure

SEC source: 0000899243-17-001324 · doc4a.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,104

F1 · shares: This amendment is being filed to correctly reflect that the transaction was an acquisition of 26,700 shares of common stock.

Read SEC document
September 07, 2016 Filed Sep 14, 2016 00:16 UTC
KROHN TRACY WDirector · Chairman & CEO · 10% owner
PurchaseCommon Stock 1,412,660 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028919 · doc4.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Tracy William Krohn Living Trust

Disclosed balance after: 41,461,824

F1 · price: The reporting person is the primary beneficiary of the Tracy William Krohn Living Trust (the "Trust"), which was created by the reporting person as grantor of the Trust. The reporting person also serves as the trustee of the Trust. On September 7, 2016, the Trust exchanged $16,600,000 aggregate principal amount of the Issuer's 8.500% Senior Notes due 2019 pursuant to an Issuer exchange offer for (i) 1,412,660 shares of common stock of the Issuer, (ii) $3,734,000 aggregate principal amount of the Issuer's 9.00% / 10.75% Senior Second Lien PIK Toggle Notes due 2020 and (iii) $3,320,000 aggregate principal amount of the Issuer's 8.50% / 10.00% Senior Third Lien PIK Toggle Notes due 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.