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NYSE · USD

WTI

W&T OFFSHORE INC

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Tapewire entity
5366
SEC CIK
0001288403
Parsed reports
237

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202608
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2021 Filed May 7, 2021 01:32 UTC GrantCommon Stock 20,834 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-011219 · rdgdoc.xml · nonDerivative · entry 1

Conwill Daniel O. IV · CIK 0001569214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

F1 · shares: Restricted Stock Grant pursuant to the W&T Offshore, Inc.'s 2004 Directors Compensation Plan. The award will vest on May 4, 2022.

Read SEC document
May 04, 2021 Filed May 7, 2021 01:32 UTC GrantCommon Stock 20,834 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-011218 · rdgdoc.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,355

F1 · shares: Restricted Stock Grant pursuant to the W&T Offshore, Inc.'s 2004 Directors Compensation Plan. The award will vest on May 4, 2022.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:48 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 337,517 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-025570 · rdgdoc.xml · derivative · entry 3

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 337,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 15, 2020, reporting person's 337,517 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 337,517 shares of common stock.

F1 · derivative.expiration_date: On December 15, 2020, reporting person's 337,517 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 337,517 shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:48 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
Tax withholdingCommon Stock 132,813 $2.57 $341,329.41
Disclosure

SEC source: 0001437749-20-025570 · rdgdoc.xml · nonDerivative · entry 2

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,787,012

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:48 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
Exercise / conversionCommon Stock 337,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-025570 · rdgdoc.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,919,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 15, 2020, reporting person's 337,517 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 337,517 shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:49 UTC
Ghauri ShahidSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 38,443 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-025571 · rdgdoc.xml · derivative · entry 3

Ghauri Shahid · CIK 0001702452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 15, 2020 , reporting person's 38,443 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 38,443 shares of common stock.

F1 · derivative.expiration_date: On December 15, 2020 , reporting person's 38,443 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 38,443 shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:49 UTC
Ghauri ShahidSee Remarks
Tax withholdingCommon Stock 15,128 $2.57 $38,878.96
Disclosure

SEC source: 0001437749-20-025571 · rdgdoc.xml · nonDerivative · entry 2

Ghauri Shahid · CIK 0001702452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,217

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:49 UTC
Ghauri ShahidSee Remarks
Exercise / conversionCommon Stock 38,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-025571 · rdgdoc.xml · nonDerivative · entry 1

Ghauri Shahid · CIK 0001702452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 15, 2020 , reporting person's 38,443 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 38,443 shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:47 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 42,287 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-025569 · rdgdoc.xml · derivative · entry 3

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 15, 2020, reporting person's 42,287 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 42,287 shares of common stock.

F1 · derivative.expiration_date: On December 15, 2020, reporting person's 42,287 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 42,287 shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:47 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Tax withholdingCommon Stock 16,640 $2.57 $42,764.80
Disclosure

SEC source: 0001437749-20-025569 · rdgdoc.xml · nonDerivative · entry 2

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,566

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:47 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Exercise / conversionCommon Stock 42,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-025569 · rdgdoc.xml · nonDerivative · entry 1

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 15, 2020, reporting person's 42,287 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 42,287 shares of common stock.

F3 · balance_after: Since the date of the reporting person's last ownership report, he transferred 260,922 shares of WTI stock to his ex-wife.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:46 UTC Exercise / conversionRestricted Stock Units · Derivative 24,217 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-025568 · rdgdoc.xml · derivative · entry 3

Williford William J · CIK 0001758991 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 15, 2020, reporting person's 24,217 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 24,217 shares of common stock.

F1 · derivative.expiration_date: On December 15, 2020, reporting person's 24,217 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 24,217 shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:46 UTC Tax withholdingCommon Stock 9,530 $2.57 $24,492.10
Disclosure

SEC source: 0001437749-20-025568 · rdgdoc.xml · nonDerivative · entry 2

Williford William J · CIK 0001758991 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,581

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:46 UTC Exercise / conversionCommon Stock 24,217 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-025568 · rdgdoc.xml · nonDerivative · entry 1

Williford William J · CIK 0001758991 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 15, 2020, reporting person's 24,217 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 24,217 shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:45 UTC Exercise / conversionRestricted Stock Units · Derivative 18,226 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-025567 · rdgdoc.xml · derivative · entry 3

Yang Sunghee Janet · CIK 0001750591 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 15, 2020, reporting person's 18,226 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 18,226 shares of common stock.

F1 · derivative.expiration_date: On December 15, 2020, reporting person's 18,226 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 18,226 shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:45 UTC Tax withholdingCommon Stock 7,172 $2.57 $18,432.04
Disclosure

SEC source: 0001437749-20-025567 · rdgdoc.xml · nonDerivative · entry 2

Yang Sunghee Janet · CIK 0001750591 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,790

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:45 UTC Exercise / conversionCommon Stock 18,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-025567 · rdgdoc.xml · nonDerivative · entry 1

Yang Sunghee Janet · CIK 0001750591 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 15, 2020, reporting person's 18,226 restricted stock units, which were granted on August 30, 2018, vested, and the reporting person received 18,226 shares of common stock.

Read SEC document
August 05, 2020 Filed Oct 22, 2020 18:53 UTC GrantCOMMON STOCK 27,344 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-021525 · rdgdoc.xml · nonDerivative · entry 1

Nelson S James · CIK 0001041822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,688

F1 · shares: Restricted Stock Grant pursuant to the W&T Offshore, Inc.'s 2004 Directors Compensation Plan. The award will vest on May 6, 2021.

Read SEC document
August 05, 2020 Filed Oct 22, 2020 21:19 UTC GrantCOMMON STOCK 27,344 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-021513 · rdgdoc.xml · nonDerivative · entry 1

Stanley B Frank · CIK 0001463177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,997

F1 · shares: Restricted Stock Grant pursuant to the W&T Offshore, Inc.'s 2004 Directors Compensation Plan. The award will vest on May 6, 2021.

Read SEC document
August 05, 2020 Filed Oct 22, 2020 21:18 UTC GrantCOMMON STOCK 27,344 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-021511 · rdgdoc.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,521

F1 · shares: Restricted Stock Grant pursuant to the W&T Offshore, Inc.'s 2004 Directors Compensation Plan. The award will vest on May 6, 2021.

Read SEC document
August 05, 2020 Filed Oct 22, 2020 17:19 UTC GrantCOMMON STOCK 27,344 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-021514 · rdgdoc.xml · nonDerivative · entry 1

KATZ STUART B · CIK 0001288400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,433

F1 · shares: Restricted Stock Grant pursuant to the W&T Offshore, Inc.'s 2004 Directors Compensation Plan. The award will vest on May 6, 2021.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 22:25 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock 190,849 $2.15 $410,306.27
Disclosure

SEC source: 0001437749-20-015074 · rdgdoc.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,582,308

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $ 2.145 to $2.15, inclusive.

F2 · balance_after: Includes shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercises sole voting and dispositive power over the shares held by these trusts.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 21:30 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock 346,358 $2.15 $744,669.70
Disclosure

SEC source: 0001437749-20-015024 · rdgdoc.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,391,459

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $ 2.142 to $2.15, inclusive.

F2 · balance_after: Includes shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercises sole voting and dispositive power over the shares held by these trusts.

Read SEC document
July 07, 2020 Filed Jul 9, 2020 23:17 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock 285,976 $2.15 $614,448.03
Disclosure

SEC source: 0001437749-20-014967 · rdgdoc.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,045,101

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.135 to $2.15, inclusive.

F2 · balance_after: Includes shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercises sole voting and dispositive power over the shares held by these trusts.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 12:47 UTC PurchaseCommon Stock 18,604 $2.20 $40,926.94
Disclosure

SEC source: 0001437749-20-014716 · rdgdoc.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,177

Read SEC document
June 25, 2020 Filed Jun 25, 2020 21:35 UTC PurchaseCommon Stock 20,000 $2.39 $47,790.00
Disclosure

SEC source: 0001437749-20-013888 · rdgdoc.xml · nonDerivative · entry 1

Stanley B Frank · CIK 0001463177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,653

Read SEC document
April 13, 2020 Filed Apr 13, 2020 16:40 UTC
Ghauri ShahidSee Remarks
PurchaseCommon Stock 567 $2.12 $1,199.43
Disclosure

SEC source: 0001437749-20-007561 · rdgdoc.xml · nonDerivative · entry 1

Ghauri Shahid · CIK 0001702452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,902

Read SEC document
March 10, 2020 Filed Mar 10, 2020 16:38 UTC PurchaseCommon Stock 22,000 $1.88 $41,331.40
Disclosure

SEC source: 0001437749-20-004696 · rdgdoc.xml · nonDerivative · entry 1

KATZ STUART B · CIK 0001288400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,089

Read SEC document
March 09, 2020 Filed Mar 9, 2020 20:14 UTC PurchaseCommon Stock 18,000 $1.69 $30,418.20
Disclosure

SEC source: 0001437749-20-004602 · rdgdoc.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,573

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:13 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 638,977 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024629 · rdgdoc.xml · derivative · entry 3

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 638,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 16, 2019, reporting person's 638,977 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 638,977 shares of common stock.

F1 · derivative.expiration_date: On December 16, 2019, reporting person's 638,977 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 638,977 shares of common stock.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:13 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
Tax withholdingCommon Stock 251,438 $4.72 $1,186,787.36
Disclosure

SEC source: 0001437749-19-024629 · rdgdoc.xml · nonDerivative · entry 2

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,759,125

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:13 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
Exercise / conversionCommon Stock 638,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-024629 · rdgdoc.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,010,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 16, 2019, reporting person's 638,977 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 638,977 shares of common stock.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:16 UTC
Ghauri ShahidSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 98,080 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024633 · rdgdoc.xml · derivative · entry 3

Ghauri Shahid · CIK 0001702452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 16, 2019, reporting person's 98,080 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 98,080 shares of common stock.

F1 · derivative.expiration_date: On December 16, 2019, reporting person's 98,080 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 98,080 shares of common stock.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:16 UTC
Ghauri ShahidSee Remarks
Tax withholdingCommon Stock 38,595 $4.72 $182,168.40
Disclosure

SEC source: 0001437749-19-024633 · rdgdoc.xml · nonDerivative · entry 2

Ghauri Shahid · CIK 0001702452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,335

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:16 UTC
Ghauri ShahidSee Remarks
Exercise / conversionCommon Stock 98,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-024633 · rdgdoc.xml · nonDerivative · entry 1

Ghauri Shahid · CIK 0001702452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 16, 2019, reporting person's 98,080 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 98,080 shares of common stock.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:15 UTC Exercise / conversionRestricted Stock Units · Derivative 12,762 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024632 · rdgdoc.xml · derivative · entry 3

Yang Sunghee Janet · CIK 0001750591 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 16, 2019, reporting person's 12,762 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 12,762 shares of common stock.

F1 · derivative.expiration_date: On December 16, 2019, reporting person's 12,762 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 12,762 shares of common stock.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:15 UTC Tax withholdingCommon Stock 5,022 $4.72 $23,703.84
Disclosure

SEC source: 0001437749-19-024632 · rdgdoc.xml · nonDerivative · entry 2

Yang Sunghee Janet · CIK 0001750591 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,736

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:15 UTC Exercise / conversionCommon Stock 12,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-024632 · rdgdoc.xml · nonDerivative · entry 1

Yang Sunghee Janet · CIK 0001750591 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 16, 2019, reporting person's 12,762 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 12,762 shares of common stock.

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December 16, 2019 Filed Dec 19, 2019 01:14 UTC Exercise / conversionRestricted Stock Units · Derivative 30,750 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024631 · rdgdoc.xml · derivative · entry 3

Williford William J · CIK 0001758991 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 16, 2019, reporting person's 30,750 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 30,750 shares of common stock.

F1 · derivative.expiration_date: On December 16, 2019, reporting person's 30,750 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 30,750 shares of common stock.

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December 16, 2019 Filed Dec 19, 2019 01:14 UTC Tax withholdingCommon Stock 12,101 $4.72 $57,116.72
Disclosure

SEC source: 0001437749-19-024631 · rdgdoc.xml · nonDerivative · entry 2

Williford William J · CIK 0001758991 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,894

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December 16, 2019 Filed Dec 19, 2019 01:14 UTC Exercise / conversionCommon Stock 30,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-024631 · rdgdoc.xml · nonDerivative · entry 1

Williford William J · CIK 0001758991 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

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December 16, 2019 Filed Dec 19, 2019 01:14 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 135,022 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024630 · rdgdoc.xml · derivative · entry 3

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 135,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · derivative.exercise_date: On December 16, 2019, reporting person's 135,022 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 135,022 shares of common stock.

F1 · derivative.expiration_date: On December 16, 2019, reporting person's 135,022 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 135,022 shares of common stock.

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December 16, 2019 Filed Dec 19, 2019 01:14 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Tax withholdingCommon Stock 53,132 $4.72 $250,783.04
Disclosure

SEC source: 0001437749-19-024630 · rdgdoc.xml · nonDerivative · entry 2

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,841

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December 16, 2019 Filed Dec 19, 2019 01:14 UTC
Schroeder Stephen LSVP & Chief Technical Officer
Exercise / conversionCommon Stock 135,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-024630 · rdgdoc.xml · nonDerivative · entry 1

Schroeder Stephen L · CIK 0001368760 · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTI stock or its cash equivalent, as determined at the time of settlement by WTI.

F1 · acquired: On December 16, 2019, reporting person's 135,022 restricted stock units, which were granted on March 30, 2017, vested, and the reporting person received 135,022 shares of common stock.

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November 14, 2019 Filed Nov 27, 2019 21:01 UTC PurchaseCommon Stock 3,200 $4.42 $14,144.00
Disclosure

SEC source: 0001437749-19-023637 · rdgdoc.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,573

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August 26, 2019 Filed Aug 29, 2019 01:40 UTC PurchaseCommon Stock 10,000 $4.12 $41,200.00
Disclosure

SEC source: 0001437749-19-017584 · rdgdoc.xml · nonDerivative · entry 2

Williford William J · CIK 0001758991 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,245

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August 23, 2019 Filed Aug 26, 2019 22:06 UTC
Bump David MSee Remarks
SaleCommon Stock 13,500 $4.31 $58,185.00
Disclosure

SEC source: 0001437749-19-017478 · rdgdoc.xml · nonDerivative · entry 1

Bump David M · CIK 0001758972 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,219

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August 23, 2019 Filed Aug 26, 2019 20:31 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock 100,000 $4.06 $406,000.00
Disclosure

SEC source: 0001437749-19-017449 · rdgdoc.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,371,586

F1 · balance_after: Includes shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercises sole voting and dispositive power over the shares held by these trusts.

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August 16, 2019 Filed Aug 19, 2019 20:23 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock 14,925 $4.38 $65,371.50
Disclosure

SEC source: 0001437749-19-017106 · rdgdoc.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,271,586

F1 · balance_after: Includes shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercises sole voting and dispositive power over the shares held by these trusts.

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August 15, 2019 Filed Aug 16, 2019 01:30 UTC
KROHN TRACY WDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock 22,563 $4.17 $94,087.71
Disclosure

SEC source: 0001437749-19-016961 · rdgdoc.xml · nonDerivative · entry 1

KROHN TRACY W · CIK 0001288376 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,256,661

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two separate transactions, the first of which included 12,500 shares purchased at $4.17 per share, and the second including 10,063 shares purchased at $4.16 per share.

F2 · balance_after: Includes shares held by the Tracy William Krohn Living Trust, dated May 31, 2012, the Tracy William Krohn 2008 JFF Trust, dated December 3, 2011 and the Tracy William Krohn Exempt AKF Descendant's Trust, dated November 1, 2012. Tracy W. Krohn is the beneficiary and trustee and exercises sole voting and dispositive power over the shares held by these trusts.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.