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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
Parsed reports
832

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2019 Filed May 2, 2019 16:41 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,153 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007520 · doc4.xml · derivative · entry 5

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,193

Underlying: Class A Common · 5,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007520 · doc4.xml · derivative · entry 4

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,346

Underlying: Class A Common · 4,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 17,432 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 17,432 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
Napack Brian A.Director · President & CEO
Tax withholdingClass A Common 3,232 $46.18 $149,253.76
Disclosure

SEC source: 0001225208-19-007520 · doc4.xml · nonDerivative · entry 3

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,934

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 4,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007520 · doc4.xml · nonDerivative · entry 2

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 5,153 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007520 · doc4.xml · nonDerivative · entry 1

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 717 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · derivative · entry 13

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

Underlying: Class A Common · 717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On May 31, 2018, the reporting person was granted 1,433 restricted stock units, vesting in equal amounts on June 30, 2018 and April 30, 2019.

F8 · derivative.expiration_date: On May 31, 2018, the reporting person was granted 1,433 restricted stock units, vesting in equal amounts on June 30, 2018 and April 30, 2019.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 530 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · derivative · entry 12

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,721

Underlying: Class A Common · 530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 2,118 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F7 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 2,118 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · derivative · entry 11

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,251

Underlying: Class A Common · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 1,970 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 1,970 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 483 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · derivative · entry 10

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,743

Underlying: Class A Common · 483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 1,935 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 1,935 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · derivative · entry 9

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On June 24, 2014, the reporting person was granted 800 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

F3 · derivative.expiration_date: On June 24, 2014, the reporting person was granted 800 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · derivative · entry 8

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Class A Common · 213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 850 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F2 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 850 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Tax withholdingClass A Common 685 $46.18 $31,633.30
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · nonDerivative · entry 7

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,181

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 213 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · nonDerivative · entry 6

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · nonDerivative · entry 5

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 483 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · nonDerivative · entry 4

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 492 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · nonDerivative · entry 3

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 530 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · nonDerivative · entry 2

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:42 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Exercise / conversionClass A Common 717 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007522 · doc4.xml · nonDerivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · derivative · entry 9

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379

Underlying: Class A Common · 1,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,771 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

F7 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,771 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,217 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · derivative · entry 8

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,953

Underlying: Class A Common · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,866 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,866 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,112 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · derivative · entry 7

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,170

Underlying: Class A Common · 1,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 4,451 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 4,451 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 983 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · derivative · entry 6

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,282

Underlying: Class A Common · 983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On October 24, 2016, the reporting person was granted 3,934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On October 24, 2016, the reporting person was granted 3,934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Tax withholdingClass A Common 1,406 $46.18 $64,929.08
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · nonDerivative · entry 5

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 983 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · nonDerivative · entry 4

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,112 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · nonDerivative · entry 3

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,217 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · nonDerivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:43 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007523 · doc4.xml · nonDerivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 6,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · derivative · entry 15

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

Underlying: Class A Common · 6,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F10 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

F10 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · derivative · entry 14

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,153

Underlying: Class A Common · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: On May 31, 2018, the reporting person was granted 6,400 restricted stock units, vesting in equal amounts on June 30, 2018 and April 30, 2019.

F9 · derivative.expiration_date: On May 31, 2018, the reporting person was granted 6,400 restricted stock units, vesting in equal amounts on June 30, 2018 and April 30, 2019.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 2,302 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · derivative · entry 13

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,878

Underlying: Class A Common · 2,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 9,210 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 9,210 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 2,288 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · derivative · entry 12

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,180

Underlying: Class A Common · 2,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F7 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 1,788 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · derivative · entry 11

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,468

Underlying: Class A Common · 1,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 7,154 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 7,154 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · derivative · entry 10

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353

Underlying: Class A Common · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On June 24, 2014, the reporting person was granted 3,500 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

F4 · derivative.expiration_date: On June 24, 2014, the reporting person was granted 3,500 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

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April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 953 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · derivative · entry 9

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,103

Underlying: Class A Common · 953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F3 · derivative.expiration_date: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Tax withholdingClass A Common 5,711 $46.18 $263,733.98
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · nonDerivative · entry 8

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,855

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 953 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · nonDerivative · entry 7

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 1,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · nonDerivative · entry 6

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 1,788 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · nonDerivative · entry 5

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 2,288 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · nonDerivative · entry 4

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 2,302 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · nonDerivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 3,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:41 UTC
KRITZMACHER JOHN ACFO and EVP, Operations
Exercise / conversionClass A Common 6,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007521 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:40 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007519 · doc4.xml · derivative · entry 3

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464

Underlying: Class A Common · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On October 15, 2018, the reporting person was granted 618 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On October 15, 2018, the reporting person was granted 618 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:40 UTC
Monaco KevinSVP, Treasurer & Tax
Tax withholdingClass A Common 56 $46.18 $2,586.08
Disclosure

SEC source: 0001225208-19-007519 · doc4.xml · nonDerivative · entry 2

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:40 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionClass A Common 154 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007519 · doc4.xml · nonDerivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:39 UTC
Ruda TaneliEVP, Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007518 · doc4.xml · derivative · entry 3

Ruda Taneli · CIK 0001746062 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,705

Underlying: Class A Common · 767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 9, 2018, the reporting person was granted 3,069 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On July 9, 2018, the reporting person was granted 3,069 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:39 UTC
Ruda TaneliEVP, Chief Strategy Officer
Tax withholdingClass A Common 229 $46.18 $10,575.22
Disclosure

SEC source: 0001225208-19-007518 · doc4.xml · nonDerivative · entry 2

Ruda Taneli · CIK 0001746062 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:39 UTC
Ruda TaneliEVP, Chief Strategy Officer
Exercise / conversionClass A Common 767 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007518 · doc4.xml · nonDerivative · entry 1

Ruda Taneli · CIK 0001746062 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:39 UTC
Papadopoulos GeorgiosChairman, Atypon Systems LLC
Exercise / conversionRestricted Stock Units · Derivative 493 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007517 · doc4.xml · derivative · entry 3

Papadopoulos Georgios · CIK 0001701179 · Chairman, Atypon Systems LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480

Underlying: Class A Common · 493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 20, 2019, the reporting person was granted 1,973 restricted stock units, vesting in four equal annual installments beginning on April 30, 2019 and on April 30th of each following year.

F4 · derivative.expiration_date: On March 20, 2019, the reporting person was granted 1,973 restricted stock units, vesting in four equal annual installments beginning on April 30, 2019 and on April 30th of each following year.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:39 UTC
Papadopoulos GeorgiosChairman, Atypon Systems LLC
Tax withholdingClass A Common 167 $46.18 $7,712.06
Disclosure

SEC source: 0001225208-19-007517 · doc4.xml · nonDerivative · entry 2

Papadopoulos Georgios · CIK 0001701179 · Chairman, Atypon Systems LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.