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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
Parsed reports
832

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,623 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · nonDerivative · entry 3

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,712 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · nonDerivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:29 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,951 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007013 · doc4.xml · nonDerivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
McMahan DanielleEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007008 · doc4.xml · derivative · entry 3

McMahan Danielle · CIK 0001793211 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

Underlying: Class A Common · 952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 11, 2019, the reporting person was granted 3,811 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F3 · derivative.expiration_date: On November 11, 2019, the reporting person was granted 3,811 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
McMahan DanielleEVP, Chief People Officer
Tax withholdingClass A Common 343 $37.55 $12,879.65
Disclosure

SEC source: 0001225208-20-007008 · doc4.xml · nonDerivative · entry 2

McMahan Danielle · CIK 0001793211 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

F1 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
McMahan DanielleEVP, Chief People Officer
Exercise / conversionClass A Common 952 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007008 · doc4.xml · nonDerivative · entry 1

McMahan Danielle · CIK 0001793211 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 6,489 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · derivative · entry 13

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Class A Common · 6,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 4,564 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · derivative · entry 12

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,620

Underlying: Class A Common · 4,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On May 30, 2019, the reporting person was granted 9128 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 30, 2020.

F7 · derivative.expiration_date: On May 30, 2019, the reporting person was granted 9128 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 30, 2020.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · derivative · entry 11

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,184

Underlying: Class A Common · 2,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 11,007 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 11,007 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,303 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · derivative · entry 10

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,989

Underlying: Class A Common · 2,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 9,210 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 9,210 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,288 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · derivative · entry 9

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,292

Underlying: Class A Common · 2,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · derivative · entry 8

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,935

Underlying: Class A Common · 1,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 7,154 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F2 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 7,154 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Tax withholdingClass A Common 6,202 $37.55 $232,885.10
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · nonDerivative · entry 7

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,740

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionClass A Common 1,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · nonDerivative · entry 6

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionClass A Common 2,288 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · nonDerivative · entry 5

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionClass A Common 2,303 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · nonDerivative · entry 4

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionClass A Common 2,751 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · nonDerivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionClass A Common 4,564 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC Exercise / conversionClass A Common 6,489 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007010 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007009 · doc4.xml · derivative · entry 5

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,833

Underlying: Class A Common · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

F4 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 6,884 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 6,884 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,119 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007009 · doc4.xml · derivative · entry 4

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,554

Underlying: Class A Common · 1,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

F3 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 4,474 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F3 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 4,474 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Matin ArefEVP, Chief Technology Officer
Tax withholdingClass A Common 867 $37.55 $32,555.85
Disclosure

SEC source: 0001225208-20-007009 · doc4.xml · nonDerivative · entry 3

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,756

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 1,119 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007009 · doc4.xml · nonDerivative · entry 2

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 1,721 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007009 · doc4.xml · nonDerivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Caridi ChristopherSVP, Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 476 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007007 · doc4.xml · derivative · entry 7

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Class A Common · 476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 1,904 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 1,904 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Caridi ChristopherSVP, Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 395 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007007 · doc4.xml · derivative · entry 6

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,876

Underlying: Class A Common · 395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 1,580 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 1,580 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Caridi ChristopherSVP, Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 288 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007007 · doc4.xml · derivative · entry 5

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271

Underlying: Class A Common · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 1,153 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 1,153 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Caridi ChristopherSVP, Corporate Controller
Tax withholdingClass A Common 421 $37.55 $15,808.55
Disclosure

SEC source: 0001225208-20-007007 · doc4.xml · nonDerivative · entry 4

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Caridi ChristopherSVP, Corporate Controller
Exercise / conversionClass A Common 288 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007007 · doc4.xml · nonDerivative · entry 3

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Caridi ChristopherSVP, Corporate Controller
Exercise / conversionClass A Common 395 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007007 · doc4.xml · nonDerivative · entry 2

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:26 UTC
Caridi ChristopherSVP, Corporate Controller
Exercise / conversionClass A Common 476 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007007 · doc4.xml · nonDerivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Leavy MatthewEVP, Education Publishing
Exercise / conversionRestricted Stock Units · Derivative 961 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007006 · doc4.xml · derivative · entry 5

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408

Underlying: Class A Common · 961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 19, 2019, the reporting person was granted 3,844 Restricted Stock Units vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On August 19, 2019, the reporting person was granted 3,844 Restricted Stock Units vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Leavy MatthewEVP, Education Publishing
Exercise / conversionRestricted Stock Units · Derivative 263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007006 · doc4.xml · derivative · entry 4

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369

Underlying: Class A Common · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 25, 2018, the reporting person was granted 1,050 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F3 · derivative.expiration_date: On September 25, 2018, the reporting person was granted 1,050 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Leavy MatthewEVP, Education Publishing
Tax withholdingClass A Common 375 $37.55 $14,081.25
Disclosure

SEC source: 0001225208-20-007006 · doc4.xml · nonDerivative · entry 3

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026

F1 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Leavy MatthewEVP, Education Publishing
Exercise / conversionClass A Common 263 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007006 · doc4.xml · nonDerivative · entry 2

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Leavy MatthewEVP, Education Publishing
Exercise / conversionClass A Common 961 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007006 · doc4.xml · nonDerivative · entry 1

Leavy Matthew · CIK 0001793222 · EVP, Education Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionRestricted Stock Units · Derivative 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007005 · doc4.xml · derivative · entry 5

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471

Underlying: Class A Common · 387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 1,549 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 1,549 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionRestricted Stock Units · Derivative 155 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007005 · doc4.xml · derivative · entry 4

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858

Underlying: Class A Common · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On October 15, 2018, the reporting person was granted 618 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On October 15, 2018, the reporting person was granted 618 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Monaco KevinSVP, Treasurer & Tax
Tax withholdingClass A Common 196 $37.55 $7,359.80
Disclosure

SEC source: 0001225208-20-007005 · doc4.xml · nonDerivative · entry 3

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionClass A Common 155 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007005 · doc4.xml · nonDerivative · entry 2

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionClass A Common 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007005 · doc4.xml · nonDerivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,219 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007004 · doc4.xml · derivative · entry 7

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,528

Underlying: Class A Common · 7,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 28,878 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 28,878 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,153 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007004 · doc4.xml · derivative · entry 6

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,747

Underlying: Class A Common · 5,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007004 · doc4.xml · derivative · entry 5

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,900

Underlying: Class A Common · 4,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 17,432 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 17,432 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Napack Brian A.Director · President & CEO
Tax withholdingClass A Common 5,685 $37.55 $213,471.75
Disclosure

SEC source: 0001225208-20-007004 · doc4.xml · nonDerivative · entry 4

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,233

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 4,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007004 · doc4.xml · nonDerivative · entry 3

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 5,153 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007004 · doc4.xml · nonDerivative · entry 2

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:24 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 7,219 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007004 · doc4.xml · nonDerivative · entry 1

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2020 Filed May 4, 2020 20:22 UTC
Silver Deirdre P.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007003 · doc4.xml · derivative · entry 11

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352

Underlying: Class A Common · 117 shares

Expires 2029-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 469 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 469 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:22 UTC
Silver Deirdre P.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007003 · doc4.xml · derivative · entry 10

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 118 shares

Expires 2026-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 472 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 472 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.