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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
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832

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 5, 2023 16:03 UTC
Silver Deirdre P.EVP, General Counsel
Exercise / conversionClass A Common 7,134 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000134 · wf-form4_168857300891075.xml · nonDerivative · entry 1

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:00 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 60,637 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000132 · wf-form4_168857278244454.xml · derivative · entry 3

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 60,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 60,637 Performance Stock Units granted on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest June 30, 2023. Restricted stockunits subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 60,637 Performance Stock Units granted on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest June 30, 2023. Restricted stockunits subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:00 UTC
Napack Brian A.Director · President & CEO
Tax withholdingClass A Common 25,288 $34.03 $860,550.64
Disclosure

SEC source: 0000107140-23-000132 · wf-form4_168857278244454.xml · nonDerivative · entry 2

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,525

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:00 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 60,637 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000132 · wf-form4_168857278244454.xml · nonDerivative · entry 1

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:51 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionRestricted Stock Units · Derivative 2,880 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000130 · wf-form4_168857228956375.xml · derivative · entry 3

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 2,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 2,880 Performance Stock Units granted on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted Stock Units are subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 2,880 Performance Stock Units granted on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted Stock Units are subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:51 UTC
Monaco KevinSVP, Treasurer & Tax
Tax withholdingClass A Common 885 $34.03 $30,116.55
Disclosure

SEC source: 0000107140-23-000130 · wf-form4_168857228956375.xml · nonDerivative · entry 2

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,571

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:51 UTC
Monaco KevinSVP, Treasurer & Tax
Exercise / conversionClass A Common 2,880 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000130 · wf-form4_168857228956375.xml · nonDerivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:11 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 13,733 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000126 · wf-form4_168856990357153.xml · derivative · entry 3

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 13,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 13,733 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 13,733 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:11 UTC
Matin ArefEVP, Chief Technology Officer
Tax withholdingClass A Common 4,219 $34.03 $143,572.57
Disclosure

SEC source: 0000107140-23-000126 · wf-form4_168856990357153.xml · nonDerivative · entry 2

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,936

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:11 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 13,733 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000126 · wf-form4_168856990357153.xml · nonDerivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:48 UTC
McMahan DanielleEVP, Chief People and Bus Ops
Exercise / conversionRestricted Stock Units · Derivative 8,026 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000128 · wf-form4_168857209001152.xml · derivative · entry 3

McMahan Danielle · CIK 0001793211 · EVP, Chief People and Bus Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 8,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 8,026 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 8,026 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:48 UTC
McMahan DanielleEVP, Chief People and Bus Ops
Tax withholdingClass A Common 2,466 $34.03 $83,917.98
Disclosure

SEC source: 0000107140-23-000128 · wf-form4_168857209001152.xml · nonDerivative · entry 2

McMahan Danielle · CIK 0001793211 · EVP, Chief People and Bus Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,118

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:48 UTC
McMahan DanielleEVP, Chief People and Bus Ops
Exercise / conversionClass A Common 8,026 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000128 · wf-form4_168857209001152.xml · nonDerivative · entry 1

McMahan Danielle · CIK 0001793211 · EVP, Chief People and Bus Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:08 UTC
Leavy MatthewEVP & GM, Academic
Exercise / conversionRestricted Stock Units · Derivative 11,653 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000124 · wf-form4_168856970850657.xml · derivative · entry 3

Leavy Matthew · CIK 0001793222 · EVP & GM, Academic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 11,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 11,653 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 11,653 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:08 UTC
Leavy MatthewEVP & GM, Academic
Tax withholdingClass A Common 3,368 $34.03 $114,613.04
Disclosure

SEC source: 0000107140-23-000124 · wf-form4_168856970850657.xml · nonDerivative · entry 2

Leavy Matthew · CIK 0001793222 · EVP & GM, Academic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,350

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:08 UTC
Leavy MatthewEVP & GM, Academic
Exercise / conversionClass A Common 11,653 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000124 · wf-form4_168856970850657.xml · nonDerivative · entry 1

Leavy Matthew · CIK 0001793222 · EVP & GM, Academic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:02 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 2,853 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000122 · wf-form4_168856932784182.xml · derivative · entry 3

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 2,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 2,853 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 2,853 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:02 UTC
Hofer ShariEVP & Chief Marketing Officer
Tax withholdingClass A Common 695 $34.03 $23,650.85
Disclosure

SEC source: 0000107140-23-000122 · wf-form4_168856932784182.xml · nonDerivative · entry 2

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,182

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 15:02 UTC
Hofer ShariEVP & Chief Marketing Officer
Exercise / conversionClass A Common 2,853 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000122 · wf-form4_168856932784182.xml · nonDerivative · entry 1

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:58 UTC
Flynn JayEVP and GM, Research
Exercise / conversionRestricted Stock Units · Derivative 6,617 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000120 · wf-form4_168856912436259.xml · derivative · entry 3

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 6,617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 6,617 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 6,617 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:58 UTC
Flynn JayEVP and GM, Research
Tax withholdingClass A Common 2,667 $34.03 $90,758.01
Disclosure

SEC source: 0000107140-23-000120 · wf-form4_168856912436259.xml · nonDerivative · entry 2

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,183

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:58 UTC
Flynn JayEVP and GM, Research
Exercise / conversionClass A Common 6,617 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000120 · wf-form4_168856912436259.xml · nonDerivative · entry 1

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:53 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 3,245 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000118 · wf-form4_168856876947354.xml · derivative · entry 3

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 3,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents 3,245 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F3 · derivative.expiration_date: Represents 3,245 Performance Stock Units awarded on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest on June 30, 2023. Restricted stock units subject to forfeiture until vested.

F4 · balance_after: As a result of this transaction, all restricted stock units for this grant have vested.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:53 UTC
Caridi ChristopherSVP, Global Corp Controller
Tax withholdingClass A Common 1,103 $34.03 $37,535.09
Disclosure

SEC source: 0000107140-23-000118 · wf-form4_168856876947354.xml · nonDerivative · entry 2

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,807

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:53 UTC
Caridi ChristopherSVP, Global Corp Controller
Exercise / conversionClass A Common 3,245 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000118 · wf-form4_168856876947354.xml · nonDerivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 16:10 UTC PurchaseClass A Common 3,000 $31.67 $94,995.00
Disclosure

SEC source: 0000107140-23-000116 · wf-form4_168796864299387.xml · nonDerivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,952

F1 · price: The reported price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $31.66 to $31.67 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the purchase prices and the number of shares purchased at each price.

F2 · balance_after: Outstanding beneficial ownership reported includes 159 shares acquired through automatic dividend reinvestment.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 21:07 UTC
Caridi ChristopherSVP, Global Corp Controller
GrantRestricted Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000114 · wf-form4_168790001608325.xml · derivative · entry 2

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,619

Underlying: Class A Common · 3,619 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on June 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F3 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on June 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 21:07 UTC
Caridi ChristopherSVP, Global Corp Controller
GrantRestricted Stock Units · Derivative 2,303 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000114 · wf-form4_168790001608325.xml · derivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Global Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,303

Underlying: Class A Common · 2,303 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 19:56 UTC
Zipper ToddEVP & GM, Talent
GrantRestricted Stock Units · Derivative 12,305 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000112 · wf-form4_168789576043777.xml · derivative · entry 1

Zipper Todd · CIK 0001816106 · EVP & GM, Talent

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,305

Underlying: Class A Common · 12,305 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 19:48 UTC
Van Tassell ChristinaEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 15,055 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000110 · wf-form4_168789527687805.xml · derivative · entry 1

Van Tassell Christina · CIK 0001894986 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,055

Underlying: Class A Common · 15,055 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 19:15 UTC
Silver Deirdre P.EVP, General Counsel
GrantRestricted Stock Units · Derivative 7,556 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000108 · wf-form4_168789331338156.xml · derivative · entry 1

Silver Deirdre P. · CIK 0001801980 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,556

Underlying: Class A Common · 7,556 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 19:13 UTC
Monaco KevinSVP, Treasurer & Tax
GrantRestricted Stock Units · Derivative 2,045 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000106 · wf-form4_168789318955077.xml · derivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,045

Underlying: Class A Common · 2,045 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 19:11 UTC
McMahan DanielleEVP, Chief People and Bus Ops
GrantRestricted Stock Units · Derivative 8,431 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000104 · wf-form4_168789307025630.xml · derivative · entry 1

McMahan Danielle · CIK 0001793211 · EVP, Chief People and Bus Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,431

Underlying: Class A Common · 8,431 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

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June 23, 2023 Filed Jun 27, 2023 19:08 UTC
Matin ArefEVP, Chief Technology Officer
GrantRestricted Stock Units · Derivative 13,318 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000102 · wf-form4_168789288873231.xml · derivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,318

Underlying: Class A Common · 13,318 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

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June 23, 2023 Filed Jun 27, 2023 19:05 UTC
Leavy MatthewEVP & GM, Academic
GrantRestricted Stock Units · Derivative 10,539 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000100 · wf-form4_168789274154285.xml · derivative · entry 1

Leavy Matthew · CIK 0001793222 · EVP & GM, Academic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,539

Underlying: Class A Common · 10,539 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

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June 23, 2023 Filed Jun 27, 2023 19:03 UTC
Hofer ShariEVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 2,716 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000098 · wf-form4_168789261524987.xml · derivative · entry 1

Hofer Shari · CIK 0001898377 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,716

Underlying: Class A Common · 2,716 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 19:01 UTC
Flynn JayEVP and GM, Research
GrantRestricted Stock Units · Derivative 13,318 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000096 · wf-form4_168789247002586.xml · derivative · entry 1

Flynn Jay · CIK 0001884184 · EVP and GM, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,318

Underlying: Class A Common · 13,318 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2024, and are subject to forfeiture under the terms and conditions of the grant.

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June 22, 2023 Filed Jun 23, 2023 20:20 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 464 $32.33 $15,001.12
Disclosure

SEC source: 0000107140-23-000088 · wf-form4_168755159262789.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,874

Underlying: Class A Common · 464 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan. Settled upon reporting person's retirement in 100% Company Class A Common Shares on a one-for-one basis.

F2 · derivative.expiration_date: Quarterly director cash retainer deferred pursuant to the Company's Deferred Compensation Plan. Settled upon reporting person's retirement in 100% Company Class A Common Shares on a one-for-one basis.

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June 20, 2023 Filed Jun 22, 2023 20:47 UTC
Monaco KevinSVP, Treasurer & Tax
GrantNon-Qualified Stock Options · Derivative 10,000 $0.00 Strike: $32.68 $0.00
Disclosure

SEC source: 0000107140-23-000085 · wf-form4_168746683130121.xml · derivative · entry 1

Monaco Kevin · CIK 0001578901 · SVP, Treasurer & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common · 10,000 shares

Expires 2033-06-20

F1 · derivative.exercise_date: Non-qualified stock options to vest 10% / 20% / 30% / 40% each respective year beginning on June 30, 2024 through June 30, 2027, and are subject to forfeiture subject to the terms and conditions of the grant.

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May 22, 2023 Filed May 23, 2023 22:10 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 9,811 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000080 · wf-form4_168487980787297.xml · derivative · entry 3

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 9,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of May 21, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 22, 2023.

F4 · derivative.exercise_date: On May 21, 2018, the reporting person was granted 29,433 restricted stock units to vest in equal parts on the third, fourth and fifth employment anniversay.

F4 · derivative.expiration_date: On May 21, 2018, the reporting person was granted 29,433 restricted stock units to vest in equal parts on the third, fourth and fifth employment anniversay.

F5 · balance_after: As a result of this transaction, all restricted stock units for the May 21, 2018 grant have vested.

Read SEC document
May 22, 2023 Filed May 23, 2023 22:10 UTC
Matin ArefEVP, Chief Technology Officer
Tax withholdingClass A Common 3,009 $36.73 $110,520.57
Disclosure

SEC source: 0000107140-23-000080 · wf-form4_168487980787297.xml · nonDerivative · entry 2

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,422

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
May 22, 2023 Filed May 23, 2023 22:10 UTC
Matin ArefEVP, Chief Technology Officer
Exercise / conversionClass A Common 9,811 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000080 · wf-form4_168487980787297.xml · nonDerivative · entry 1

Matin Aref · CIK 0001741601 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 16:20 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,771 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000076 · wf-form4_168313082627301.xml · derivative · entry 9

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,313

Underlying: Class A Common · 7,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F9 · derivative.exercise_date: On June 22, 2022, the reporting person was granted 31,084 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F9 · derivative.expiration_date: On June 22, 2022, the reporting person was granted 31,084 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 16:20 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,916 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000076 · wf-form4_168313082627301.xml · derivative · entry 8

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Class A Common · 5,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F8 · derivative.exercise_date: On June 24, 2021, the reporting person was granted 23,665 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F8 · derivative.expiration_date: On June 24, 2021, the reporting person was granted 23,665 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 16:20 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 8,424 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000076 · wf-form4_168313082627301.xml · derivative · entry 7

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,425

Underlying: Class A Common · 8,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F7 · derivative.exercise_date: On June 26, 2020, the reporting person was granted 33,697 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F7 · derivative.expiration_date: On June 26, 2020, the reporting person was granted 33,697 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 16:20 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,220 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000076 · wf-form4_168313082627301.xml · derivative · entry 6

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 7,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · date: Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023.

F4 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 28,878 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F4 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 28,878 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.

F5 · balance_after: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.

F6 · balance_after: As a result of this transaction, all restricted stock units for the June 27, 2019 grant have vested.

Read SEC document
May 01, 2023 Filed May 3, 2023 16:20 UTC
Napack Brian A.Director · President & CEO
Tax withholdingClass A Common 10,440 $38.21 $398,912.40
Disclosure

SEC source: 0000107140-23-000076 · wf-form4_168313082627301.xml · nonDerivative · entry 5

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,176

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 3, 2023 16:20 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 7,771 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000076 · wf-form4_168313082627301.xml · nonDerivative · entry 4

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 16:20 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 5,916 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000076 · wf-form4_168313082627301.xml · nonDerivative · entry 3

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 16:20 UTC
Napack Brian A.Director · President & CEO
Exercise / conversionClass A Common 8,424 $0.00 $0.00
Disclosure

SEC source: 0000107140-23-000076 · wf-form4_168313082627301.xml · nonDerivative · entry 2

Napack Brian A. · CIK 0001561631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.