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WORKIVA INC

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589
SEC CIK
0001445305
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472

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2016 Filed Sep 6, 2016 15:38 UTC SaleClass A Common Stock 10,090 $17.91 $180,691.72
Disclosure

SEC source: 0001317423-16-000023 · wf-form4_147317632719461.xml · nonDerivative · entry 1

Behar Jerome M · CIK 0001317423 · 10% owner

Behar Living Trust · CIK 0001627563 · 10% owner

Behar Leslie F. · CIK 0001627514 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Behar Living Trust

Disclosed balance after: 4,247,835

F1 · security: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.90 to $17.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.

Read SEC document
August 31, 2016 Filed Sep 6, 2016 15:30 UTC Amendment SaleClass A Common Stock 40,501 $17.88 $724,036.38
Disclosure

SEC source: 0001317423-16-000021 · wf-form4a_147317579605245.xml · nonDerivative · entry 2

Behar Jerome M · CIK 0001317423 · 10% owner

Behar Living Trust · CIK 0001627563 · 10% owner

Behar Leslie F. · CIK 0001627514 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Behar Living Trust

Disclosed balance after: 4,257,925

F1 · security: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.85 to $17.90. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.

Read SEC document
August 30, 2016 Filed Sep 6, 2016 15:30 UTC Amendment SaleClass A Common Stock 22,282 $17.87 $398,067.93
Disclosure

SEC source: 0001317423-16-000021 · wf-form4a_147317579605245.xml · nonDerivative · entry 1

Behar Jerome M · CIK 0001317423 · 10% owner

Behar Living Trust · CIK 0001627563 · 10% owner

Behar Leslie F. · CIK 0001627514 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Behar Living Trust

Disclosed balance after: 4,298,426

F1 · security: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.85 to $17.90. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.

Read SEC document
August 22, 2016 Filed Feb 10, 2017 16:43 UTC GiftClass A Common Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001317423-17-000003 · wf-form5_148674500663021.xml · nonDerivative · entry 1

Behar Jerome M · CIK 0001317423 · 10% owner

Behar Leslie F. · CIK 0001627514 · 10% owner

Behar Living Trust · CIK 0001627563 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Behar Living Trust

Disclosed balance after: 4,165,775

F1 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.