WHF

SEC source: 0001104659-25-114703 · tm2531892-1_4seq1.xml · nonDerivative · entry 1

Volpe John Paul · CIK 0002019005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0001104659-25-033476 · tm2512005-1_4seq1.xml · nonDerivative · entry 4

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 234,630

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-25-033476 · tm2512005-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 237,885

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-25-033476 · tm2512005-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 234,550

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.88 to $9.00, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-25-033476 · tm2512005-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 237,805

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.88 to $9.00, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-24-089813 · tm2421770-1_4seq1.xml · nonDerivative · entry 4

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 223,450

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.34 to $11.59, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (5) to this Form 4.

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-24-089813 · tm2421770-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 226,705

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-24-089813 · tm2421770-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 221,112

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.34 to $11.59, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4.

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-24-089813 · tm2421770-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 224,326

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.37 to $11.51, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-24-066810 · tm2416043-1_4seq1.xml · nonDerivative · entry 1

TAMER ANTHONY · CIK 0001050045 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,976,258

F1 · ownership.nature: Mr. Tamer is a control person of H.I.G.-GPII, Inc., which is the manager of the general partner of H.I.G. Bayside Loan Opportunity Fund IV, L.P. (the "Bayside Fund"). Therefore, Mr. Tamer may be viewed as having investment power over all of the shares owned by the Bayside Fund. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Fund, except to the extent of his direct pecuniary interest therein.

F2 · ownership.nature: On May 29, 2024, the Bayside Fund sold to an institutional investor an aggregate of 1,000,000 shares of common stock, $0.001 par value per share, of WhiteHorse Finance, Inc. (the "Common Stock"), at a price of $12.15 per share in a block trade. After the sale, the Bayside Fund holds 3,976,258 shares of Common Stock.

SEC source: 0001104659-24-066811 · tm2416043-2_4seq1.xml · nonDerivative · entry 1

MNAYMNEH SAMI · CIK 0001050046 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,976,258

F1 · ownership.nature: Mr. Mnaymneh is a control person of H.I.G.-GPII, Inc., which is the manager of the general partner of H.I.G. Bayside Loan Opportunity Fund IV, L.P. (the "Bayside Fund"). Therefore, Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by the Bayside Fund. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Fund, except to the extent of his direct pecuniary interest therein.

F2 · ownership.nature: On May 29, 2024, the Bayside Fund sold to an institutional investor an aggregate of 1,000,000 shares of common stock, $0.001 par value per share, of WhiteHorse Finance, Inc. (the "Common Stock"), at a price of $12.15 per share in a block trade. After the sale, the Bayside Fund holds 3,976,258 shares of Common Stock.

SEC source: 0001104659-23-065594 · tm2317192-1_4seq1.xml · nonDerivative · entry 4

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 214,755

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-065594 · tm2317192-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 218,010

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-065594 · tm2317192-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 210,370

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.60, inclusive.

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-065594 · tm2317192-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 213,625

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.60, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (3) and (4) to this Form 4.

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-063681 · tm2316636-1_4seq1.xml · nonDerivative · entry 4

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 206,070

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-063681 · tm2316636-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 209,325

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-063681 · tm2316636-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 201,770

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-063681 · tm2316636-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 205,105

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-062356 · tm2316288-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 202,991

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-062356 · tm2316288-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 199,270

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.64 to $11.67, inclusive.

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-062356 · tm2316288-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 202,608

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.66 to $11.75, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (3) and (4) to this Form 4.

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-061058 · tm2315892-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 195,020

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-061058 · tm2315892-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 194,308

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-034062 · tm239942-1_4seq1.xml · nonDerivative · entry 4

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 190,770

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.75, inclusive.

F3 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-034062 · tm239942-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 194,108

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.75, inclusive.

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-034062 · tm239942-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 187,981

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.74, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-034062 · tm239942-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 189,867

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-127212 · tm2232764-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 184,081

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-127212 · tm2232764-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 185,967

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125969 · tm2232386-1_4seq1.xml · nonDerivative · entry 4

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 180,236

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125969 · tm2232386-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 182,122

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125969 · tm2232386-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 176,376

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125969 · tm2232386-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 178,262

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125243 · tm2232247-1_4seq1.xml · nonDerivative · entry 6

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 172,526

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125243 · tm2232247-1_4seq1.xml · nonDerivative · entry 5

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 174,412

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125243 · tm2232247-1_4seq1.xml · nonDerivative · entry 4

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 168,681

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125243 · tm2232247-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 170,567

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125243 · tm2232247-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 164,836

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-125243 · tm2232247-1_4seq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 166,722

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-120432 · tm2231021-1_4seq1.xml · nonDerivative · entry 4

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,845

F2 · ownership.nature: Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-120432 · tm2231021-1_4seq1.xml · nonDerivative · entry 3

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 162,877

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-120902 · tm2231136-1_4aseq1.xml · nonDerivative · entry 1

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 160,991

F1 · ownership.nature: The original Form 4, filed on November 18, 2022, is being amended by this Form 4 amendment solely to correct that the 157,146 shares of Common Stock, which were reported on the original Form with the code "D" for Direct Ownership, are owned indirectly through Bolduc Investments X, LLC, of which Mr. Bolduc is a member.

SEC source: 0001104659-22-120432 · tm2231021-1_4seq1.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 159,032

F1 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-20-035507 · tm2013101-3_4.xml · nonDerivative · entry 1

Collazos Marco A. · CIK 0001625543 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0001104659-20-035505 · tm2013101d1_4.xml · nonDerivative · entry 3

Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

SEC source: 0001104659-20-035506 · tm2013101d2_4.xml · nonDerivative · entry 1

Thomas Joyson · CIK 0001784137 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

SEC source: 0001104659-20-035505 · tm2013101d1_4.xml · nonDerivative · entry 2

Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

SEC source: 0001104659-20-035505 · tm2013101d1_4.xml · nonDerivative · entry 1

Aronson Stuart D · CIK 0001675841 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

SEC source: 0001104659-20-033345 · tm2012679-1_4.xml · nonDerivative · entry 2

BOLDUC JOHN · CIK 0001050047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 158,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.49 to $11.59, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.