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GeneDx Holdings Corp.

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1634
SEC CIK
0001818331
Parsed reports
438

Last 12 months

Inside the activity.

34 purchase rows · 105 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025015
Dec 2025025
Jan 202603
Feb 2026012
Mar 20261025
Apr 202603
May 2026220
Jun 202629
Jul 202600
Aug 202600
Sep 2026013
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2023 Filed Dec 5, 2023 21:45 UTC
Feeley KevinChief Financial Officer
Exercise / conversionClass A Common Stock 717 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-057441 · doc4.xml · nonDerivative · entry 1

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

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November 17, 2023 Filed Nov 20, 2023 21:32 UTC
Ryan JasonDirector · Executive Chairman
PurchaseClass A Common Stock 58,000 $1.54 $89,180.80
Disclosure

SEC source: 0001209191-23-056073 · doc4.xml · nonDerivative · entry 2

Ryan Jason · CIK 0001585017 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jason Ryan Trust u/a dtd 11/25/2018

Disclosed balance after: 114,742

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.41 to $1.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

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November 16, 2023 Filed Nov 20, 2023 21:32 UTC
Ryan JasonDirector · Executive Chairman
PurchaseClass A Common Stock 56,742 $1.27 $72,187.17
Disclosure

SEC source: 0001209191-23-056073 · doc4.xml · nonDerivative · entry 1

Ryan Jason · CIK 0001585017 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jason Ryan Trust u/a dtd 11/25/2018

Disclosed balance after: 56,742

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.175 to $1.395, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

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November 15, 2023 Filed Nov 17, 2023 21:18 UTC
Meister Keith A.Director · 10% owner
OtherTotal Return Swaps · Derivative 883,742 $1.29 $1,140,027.18
Disclosure

SEC source: 0001213900-23-088336 · ownership.xml · derivative · entry 5

Meister Keith A. · CIK 0001307631 · Director · 10% owner

Corvex Management LP · CIK 0001535472 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 883,742

Underlying: Class A Common Stock · 883,742 shares

Expires not disclosed

F5 · derivative.exercise_price: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.exercise_price: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F5 · kind: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · kind: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F7 · kind: The Total Return Swaps do not give the Corvex Funds direct or indirect voting, investment, or dispositive control over any securities of the Issuer, do not provide for the Corvex Funds to have any power to acquire any shares of Class A Common Stock from the counterparty, and do not require the counterparty to acquire, hold, vote or dispose of any securities of the Issuer. The Total Return Swaps, but not the applicable notional securities, are owned by the Corvex Funds. Mr. Meister disclaims beneficial ownership of all notional securities underlying the Total Return Swaps reported as indirectly owned except to the extent of his pecuniary interest therein.

F5 · derivative.exercise_date: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.exercise_date: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F5 · derivative.expiration_date: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.expiration_date: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F7 · ownership.nature: The Total Return Swaps do not give the Corvex Funds direct or indirect voting, investment, or dispositive control over any securities of the Issuer, do not provide for the Corvex Funds to have any power to acquire any shares of Class A Common Stock from the counterparty, and do not require the counterparty to acquire, hold, vote or dispose of any securities of the Issuer. The Total Return Swaps, but not the applicable notional securities, are owned by the Corvex Funds. Mr. Meister disclaims beneficial ownership of all notional securities underlying the Total Return Swaps reported as indirectly owned except to the extent of his pecuniary interest therein.

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November 15, 2023 Filed Nov 17, 2023 21:18 UTC
Meister Keith A.Director · 10% owner
OtherTotal Return Swaps · Derivative 205,738 $1.29 $265,402.02
Disclosure

SEC source: 0001213900-23-088336 · ownership.xml · derivative · entry 4

Meister Keith A. · CIK 0001307631 · Director · 10% owner

Corvex Management LP · CIK 0001535472 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 205,738

Underlying: Class A Common Stock · 205,738 shares

Expires not disclosed

F5 · derivative.exercise_price: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.exercise_price: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F5 · kind: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · kind: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F7 · kind: The Total Return Swaps do not give the Corvex Funds direct or indirect voting, investment, or dispositive control over any securities of the Issuer, do not provide for the Corvex Funds to have any power to acquire any shares of Class A Common Stock from the counterparty, and do not require the counterparty to acquire, hold, vote or dispose of any securities of the Issuer. The Total Return Swaps, but not the applicable notional securities, are owned by the Corvex Funds. Mr. Meister disclaims beneficial ownership of all notional securities underlying the Total Return Swaps reported as indirectly owned except to the extent of his pecuniary interest therein.

F5 · derivative.exercise_date: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.exercise_date: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F5 · derivative.expiration_date: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.expiration_date: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F7 · ownership.nature: The Total Return Swaps do not give the Corvex Funds direct or indirect voting, investment, or dispositive control over any securities of the Issuer, do not provide for the Corvex Funds to have any power to acquire any shares of Class A Common Stock from the counterparty, and do not require the counterparty to acquire, hold, vote or dispose of any securities of the Issuer. The Total Return Swaps, but not the applicable notional securities, are owned by the Corvex Funds. Mr. Meister disclaims beneficial ownership of all notional securities underlying the Total Return Swaps reported as indirectly owned except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:18 UTC
Meister Keith A.Director · 10% owner
OtherTotal Return Swaps · Derivative 205,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-088336 · ownership.xml · derivative · entry 3

Meister Keith A. · CIK 0001307631 · Director · 10% owner

Corvex Management LP · CIK 0001535472 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

F4 · derivative.exercise_price: As previously reported, on December 1, 2022, investment funds advised by Corvex Management LP (the "Corvex Funds"), the general partner of which is controlled by Mr. Meister, entered into cash-settled swaps (the "Initial Total Return Swap") with a counterparty under which the Corvex Funds acquired the economic long-side exposure to a basket of securities which included a notional interest in 205,738 shares of Class A Common Stock (as adjusted to reflect the impact of a 1-for-33 reverse stock split of the Issuer's Common Stock that became effective on May 4, 2023, the "Reverse Stock Split") for a reference price of $13.167 per share (as adjusted to reflect the Reverse Stock Split).

F5 · derivative.exercise_price: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.exercise_price: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F4 · kind: As previously reported, on December 1, 2022, investment funds advised by Corvex Management LP (the "Corvex Funds"), the general partner of which is controlled by Mr. Meister, entered into cash-settled swaps (the "Initial Total Return Swap") with a counterparty under which the Corvex Funds acquired the economic long-side exposure to a basket of securities which included a notional interest in 205,738 shares of Class A Common Stock (as adjusted to reflect the impact of a 1-for-33 reverse stock split of the Issuer's Common Stock that became effective on May 4, 2023, the "Reverse Stock Split") for a reference price of $13.167 per share (as adjusted to reflect the Reverse Stock Split).

F5 · kind: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F8 · shares: Share amounts have been adjusted to reflect the Reverse Stock Split.

F4 · price: As previously reported, on December 1, 2022, investment funds advised by Corvex Management LP (the "Corvex Funds"), the general partner of which is controlled by Mr. Meister, entered into cash-settled swaps (the "Initial Total Return Swap") with a counterparty under which the Corvex Funds acquired the economic long-side exposure to a basket of securities which included a notional interest in 205,738 shares of Class A Common Stock (as adjusted to reflect the impact of a 1-for-33 reverse stock split of the Issuer's Common Stock that became effective on May 4, 2023, the "Reverse Stock Split") for a reference price of $13.167 per share (as adjusted to reflect the Reverse Stock Split).

F5 · price: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · price: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F4 · derivative.exercise_date: As previously reported, on December 1, 2022, investment funds advised by Corvex Management LP (the "Corvex Funds"), the general partner of which is controlled by Mr. Meister, entered into cash-settled swaps (the "Initial Total Return Swap") with a counterparty under which the Corvex Funds acquired the economic long-side exposure to a basket of securities which included a notional interest in 205,738 shares of Class A Common Stock (as adjusted to reflect the impact of a 1-for-33 reverse stock split of the Issuer's Common Stock that became effective on May 4, 2023, the "Reverse Stock Split") for a reference price of $13.167 per share (as adjusted to reflect the Reverse Stock Split).

F5 · derivative.exercise_date: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.exercise_date: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F4 · derivative.expiration_date: As previously reported, on December 1, 2022, investment funds advised by Corvex Management LP (the "Corvex Funds"), the general partner of which is controlled by Mr. Meister, entered into cash-settled swaps (the "Initial Total Return Swap") with a counterparty under which the Corvex Funds acquired the economic long-side exposure to a basket of securities which included a notional interest in 205,738 shares of Class A Common Stock (as adjusted to reflect the impact of a 1-for-33 reverse stock split of the Issuer's Common Stock that became effective on May 4, 2023, the "Reverse Stock Split") for a reference price of $13.167 per share (as adjusted to reflect the Reverse Stock Split).

F5 · derivative.expiration_date: On November 15, 2023, contemporaneously with the disposal reported in Table I, the Initial Total Return Swap was terminated and the Corvex Funds entered into new cash-settled swaps with a counterparty under which the Corvex Funds acquired the economic long-side exposure to (i) a notional interest in 205,738 shares of Class A Common Stock (the "Second Total Return Swap") for a reference price of $1.29 per share and (ii) a basket of securities which includes a notional interest in 833,742 shares of Class A Common Stock for a reference price of $1.29 per share (the "Third Total Return Swap").

F6 · derivative.expiration_date: Under the terms of the Initial Total Return Swap, Second Total Return Swap, and Third Total Return Swap (each, a "Total Return Swap") (i) the counterparty is obligated to pay in cash to the Corvex Funds any positive price performance in the applicable notional securities from the applicable reference price and (ii) the Corvex Funds are obligated to pay in cash to the counterparty any negative price performance in the applicable notional securities from the applicable reference price as of the termination of such Total Return Swap, and, in the case of the Initial Total Return Swap and the Third Total Return Swap, as part of the overall cash payment to be made under such Total Return Swap, taking into account the other securities reflected in the basket. All balances are required to be exclusively cash settled at the termination of each Total Return Swap. Each Total Return Swap has a maximum term of three years.

F7 · ownership.nature: The Total Return Swaps do not give the Corvex Funds direct or indirect voting, investment, or dispositive control over any securities of the Issuer, do not provide for the Corvex Funds to have any power to acquire any shares of Class A Common Stock from the counterparty, and do not require the counterparty to acquire, hold, vote or dispose of any securities of the Issuer. The Total Return Swaps, but not the applicable notional securities, are owned by the Corvex Funds. Mr. Meister disclaims beneficial ownership of all notional securities underlying the Total Return Swaps reported as indirectly owned except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:18 UTC
Meister Keith A.Director · 10% owner
SaleClass A Common Stock 883,742 $1.29 $1,140,027.18
Disclosure

SEC source: 0001213900-23-088336 · ownership.xml · nonDerivative · entry 1

Meister Keith A. · CIK 0001307631 · Director · 10% owner

Corvex Management LP · CIK 0001535472 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 3,011,066

F8 · balance_after: Share amounts have been adjusted to reflect the Reverse Stock Split.

F1 · ownership.nature: Investment funds advised by Corvex Management LP are the record holders of 2,473,781 shares of the Class A common stock, par value $0.0001 per share ("Class A Common Stock") of GeneDx Holdings Corp. (the "Issuer") reported herein. Mr. Meister may be deemed to indirectly beneficially own these shares by virtue of Mr. Meister's control of the general partner of Corvex Management LP.

F2 · ownership.nature: CMLS Holdings LLC ("CMLS Holdings") is the record holder of 537,285 shares of the Class A Common Stock reported herein. Mr. Meister is one of two members of the Board of Managers of CMLS Holdings, and Mr. Meister shares voting and investment discretion with respect to the securities held of record by CMLS Holdings Stock reported herein. Mr. Meister is one of two members of the Board of Managers of CMLS Holdings, and Mr. Meister shares voting and investment discretion with respect to the securities held of record by CMLS Holdings.

F3 · ownership.nature: For the purposes of this filing, Mr. Meister disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that Mr. Meister is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 00:19 UTC PurchaseClass A Common Stock 10,000 $1.49 $14,889.00
Disclosure

SEC source: 0001209191-23-054765 · doc4.xml · nonDerivative · entry 1

PFENNIGER RICHARD C JR · CIK 0001200796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,918

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.46 to $1.5166, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
October 20, 2023 Filed Oct 23, 2023 21:52 UTC
Saad KareemChief Transformation Officer
SaleClass A Common Stock 164 $3.44 $564.16
Disclosure

SEC source: 0001209191-23-053359 · doc4.xml · nonDerivative · entry 2

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,541

F2 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:52 UTC
Saad KareemChief Transformation Officer
Exercise / conversionRestricted Stock Unit · Derivative 546 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053359 · doc4.xml · derivative · entry 3

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,729

Underlying: Class A Common Stock · 546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 3/16th of the total shares vested on October 25, 2021, 1/16th of the total shares vested on January 19, 2022, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on January 19, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 3/16th of the total shares vested on October 25, 2021, 1/16th of the total shares vested on January 19, 2022, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on January 19, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:52 UTC
Saad KareemChief Transformation Officer
Exercise / conversionClass A Common Stock 546 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-053359 · doc4.xml · nonDerivative · entry 1

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
October 17, 2023 Filed Oct 18, 2023 20:59 UTC
Ryan JasonDirector · Executive Chairman
SaleClass A Common Stock 42 $3.19 $133.98
Disclosure

SEC source: 0001209191-23-053094 · doc4.xml · nonDerivative · entry 1

Ryan Jason · CIK 0001585017 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,834

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 22:49 UTC
RUCH JOSHUADirector
Exercise / conversionRestricted Stock Unit · Derivative 129 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053012 · doc4.xml · derivative · entry 5

RUCH JOSHUA · CIK 0000943431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130

Underlying: Class A Common Stock · 129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest in equal annual installments over the three-year period following the grant date of October 15, 2021, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSUs will vest in equal annual installments over the three-year period following the grant date of October 15, 2021, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 22:49 UTC
RUCH JOSHUADirector
Exercise / conversionClass A Common Stock 129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-053012 · doc4.xml · nonDerivative · entry 1

RUCH JOSHUA · CIK 0000943431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 22:50 UTC
Ryan JasonDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 129 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053013 · doc4.xml · derivative · entry 2

Ryan Jason · CIK 0001585017 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130

Underlying: Class A Common Stock · 129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs will vest in equal annual installments over the three-year period following the grant date of October 15, 2021, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

F2 · derivative.expiration_date: The RSUs will vest in equal annual installments over the three-year period following the grant date of October 15, 2021, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 22:50 UTC
Ryan JasonDirector · Executive Chairman
Exercise / conversionClass A Common Stock 129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-053013 · doc4.xml · nonDerivative · entry 1

Ryan Jason · CIK 0001585017 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
October 03, 2023 Filed Oct 3, 2023 20:19 UTC
Saad KareemChief Transformation Officer
SaleClass A Common Stock 85 $3.56 $302.66
Disclosure

SEC source: 0001209191-23-051462 · doc4.xml · nonDerivative · entry 2

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,159

F2 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.56 to $3.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:19 UTC
Saad KareemChief Transformation Officer
Exercise / conversionRestricted Stock Unit · Derivative 273 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051462 · doc4.xml · derivative · entry 3

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,728

Underlying: Class A Common Stock · 273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period on April 4, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period on April 4, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:19 UTC
Saad KareemChief Transformation Officer
Exercise / conversionClass A Common Stock 273 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051462 · doc4.xml · nonDerivative · entry 1

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 22:08 UTC
Feeley KevinChief Financial Officer
SaleClass A Common Stock 2,742 $4.16 $11,409.46
Disclosure

SEC source: 0001209191-23-050051 · doc4.xml · nonDerivative · entry 2

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,785

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.1649, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 22:09 UTC
Stueland KatherineDirector · Chief Executive Officer
SaleClass A Common Stock 10,752 $4.16 $44,748.75
Disclosure

SEC source: 0001209191-23-050056 · doc4.xml · nonDerivative · entry 2

Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,689

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0858 to $4.1649, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 22:08 UTC
Saad KareemChief Transformation Officer
SaleClass A Common Stock 1,580 $4.16 $6,575.49
Disclosure

SEC source: 0001209191-23-050053 · doc4.xml · nonDerivative · entry 2

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,971

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.08 to $4.1649, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 16, 2023 Filed Sep 19, 2023 22:08 UTC
Feeley KevinChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-050051 · doc4.xml · derivative · entry 3

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,757

Underlying: Class A Common Stock · 7,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 16, 2023 Filed Sep 19, 2023 22:08 UTC
Feeley KevinChief Financial Officer
Exercise / conversionClass A Common Stock 7,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-050051 · doc4.xml · nonDerivative · entry 1

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 16, 2023 Filed Sep 19, 2023 22:09 UTC
Stueland KatherineDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-050056 · doc4.xml · derivative · entry 3

Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,500

Underlying: Class A Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 16, 2023 Filed Sep 19, 2023 22:09 UTC
Stueland KatherineDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-050056 · doc4.xml · nonDerivative · entry 1

Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 16, 2023 Filed Sep 19, 2023 22:08 UTC
Saad KareemChief Transformation Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-050053 · doc4.xml · derivative · entry 3

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,590

Underlying: Class A Common Stock · 5,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 16, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 16, 2023 Filed Sep 19, 2023 22:08 UTC
Saad KareemChief Transformation Officer
Exercise / conversionClass A Common Stock 5,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-050053 · doc4.xml · nonDerivative · entry 1

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 22:40 UTC
Feeley KevinChief Financial Officer
SaleClass A Common Stock 904 $4.62 $4,180.10
Disclosure

SEC source: 0001209191-23-049134 · doc4.xml · nonDerivative · entry 2

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,330

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.48 to $4.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 22:42 UTC
Stueland KatherineDirector · Chief Executive Officer
SaleClass A Common Stock 2,675 $4.62 $12,369.20
Disclosure

SEC source: 0001209191-23-049136 · doc4.xml · nonDerivative · entry 2

Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,691

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.48 to $4.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 22:41 UTC
Saad KareemChief Transformation Officer
SaleClass A Common Stock 846 $4.62 $3,911.90
Disclosure

SEC source: 0001209191-23-049135 · doc4.xml · nonDerivative · entry 2

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,437

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.48 to $4.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 09, 2023 Filed Sep 12, 2023 22:40 UTC
Feeley KevinChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049134 · doc4.xml · derivative · entry 3

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,007

Underlying: Class A Common Stock · 2,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 09, 2023 Filed Sep 12, 2023 22:40 UTC
Feeley KevinChief Financial Officer
Exercise / conversionClass A Common Stock 2,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049134 · doc4.xml · nonDerivative · entry 1

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 09, 2023 Filed Sep 12, 2023 22:42 UTC
Stueland KatherineDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,547 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049136 · doc4.xml · derivative · entry 3

Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,104

Underlying: Class A Common Stock · 6,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 09, 2023 Filed Sep 12, 2023 22:42 UTC
Stueland KatherineDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 6,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-049136 · doc4.xml · nonDerivative · entry 1

Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 09, 2023 Filed Sep 12, 2023 22:41 UTC
Saad KareemChief Transformation Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049135 · doc4.xml · derivative · entry 3

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,931

Underlying: Class A Common Stock · 2,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on March 9, 2023 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 09, 2023 Filed Sep 12, 2023 22:41 UTC
Saad KareemChief Transformation Officer
Exercise / conversionClass A Common Stock 2,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-049135 · doc4.xml · nonDerivative · entry 1

Saad Kareem · CIK 0001873805 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 20:56 UTC
Feeley KevinChief Financial Officer
SaleClass A Common Stock 269 $4.38 $1,178.14
Disclosure

SEC source: 0001209191-23-048420 · doc4.xml · nonDerivative · entry 2

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,772

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.365 to $4.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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September 01, 2023 Filed Sep 6, 2023 20:56 UTC
Feeley KevinChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 717 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048420 · doc4.xml · derivative · entry 3

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,608

Underlying: Class A Common Stock · 717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 6.25% vest in quarterly installments over the 4-year period commencing on December 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 6.25% vest in quarterly installments over the 4-year period commencing on December 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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September 01, 2023 Filed Sep 6, 2023 20:56 UTC
Feeley KevinChief Financial Officer
Exercise / conversionClass A Common Stock 717 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048420 · doc4.xml · nonDerivative · entry 1

Feeley Kevin · CIK 0001944119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

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August 17, 2023 Filed Aug 18, 2023 21:10 UTC PurchaseClass A Common Stock 5,000 $5.10 $25,523.00
Disclosure

SEC source: 0001209191-23-046599 · doc4.xml · nonDerivative · entry 1

PFENNIGER RICHARD C JR · CIK 0001200796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,918

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July 26, 2023 Filed Jul 27, 2023 20:12 UTC
White Karen AnnChief People Officer
SaleClass A Common Stock 61 $7.41 $452.01
Disclosure

SEC source: 0001209191-23-043516 · doc4.xml · nonDerivative · entry 2

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,761

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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July 25, 2023 Filed Jul 27, 2023 20:12 UTC
White Karen AnnChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 137 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043516 · doc4.xml · derivative · entry 3

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Class A Common Stock · 137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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July 25, 2023 Filed Jul 27, 2023 20:12 UTC
White Karen AnnChief People Officer
Exercise / conversionClass A Common Stock 137 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-043516 · doc4.xml · nonDerivative · entry 1

White Karen Ann · CIK 0001874118 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

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July 21, 2023 Filed Jul 25, 2023 20:23 UTC
RUCH JOSHUADirector
GrantRestricted Stock Unit · Derivative 5,828 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043303 · doc4.xml · derivative · entry 2

RUCH JOSHUA · CIK 0000943431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,828

Underlying: Class A Common Stock · 5,828 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

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July 21, 2023 Filed Jul 25, 2023 20:23 UTC
RUCH JOSHUADirector
GrantStock Option (Right to Buy) · Derivative 8,816 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0001209191-23-043303 · doc4.xml · derivative · entry 1

RUCH JOSHUA · CIK 0000943431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,816

Underlying: Class A Common Stock · 8,816 shares

Expires 2033-07-20

F1 · derivative.exercise_date: The stock option shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

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July 21, 2023 Filed Jul 25, 2023 20:20 UTC GrantRestricted Stock Unit · Derivative 5,828 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043299 · doc4.xml · derivative · entry 2

PFENNIGER RICHARD C JR · CIK 0001200796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,828

Underlying: Class A Common Stock · 5,828 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

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July 21, 2023 Filed Jul 25, 2023 20:20 UTC GrantStock Option (Right to Buy) · Derivative 8,816 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0001209191-23-043299 · doc4.xml · derivative · entry 1

PFENNIGER RICHARD C JR · CIK 0001200796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,816

Underlying: Class A Common Stock · 8,816 shares

Expires 2033-07-20

F1 · derivative.exercise_date: The stock option shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

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July 21, 2023 Filed Jul 25, 2023 20:19 UTC
Meister Keith A.Director · 10% owner
GrantRestricted Stock Unit · Derivative 5,828 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043298 · doc4.xml · derivative · entry 2

Meister Keith A. · CIK 0001307631 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,828

Underlying: Class A Common Stock · 5,828 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

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July 21, 2023 Filed Jul 25, 2023 20:19 UTC
Meister Keith A.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 8,816 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0001209191-23-043298 · doc4.xml · derivative · entry 1

Meister Keith A. · CIK 0001307631 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,816

Underlying: Class A Common Stock · 8,816 shares

Expires 2033-07-20

F1 · derivative.exercise_date: The stock option shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.