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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
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Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2013 Filed Mar 19, 2013 16:18 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,592.4274 $38.20 $60,830.73
Disclosure

SEC source: 0001127602-13-011273 · form4.xml · nonDerivative · entry 4

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,469

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:18 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,195.4274 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011273 · form4.xml · nonDerivative · entry 3

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,061.4274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:18 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,856.2235 $38.20 $70,907.74
Disclosure

SEC source: 0001127602-13-011273 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,866

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:18 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,723.2235 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011273 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,722.2235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,204.9854 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · derivative · entry 15

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409.9705

Underlying: Common Stock, $1 2/3 Par Value · 1,204.9854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,302.7603 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · derivative · entry 14

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302.7601

Underlying: Common Stock, $1 2/3 Par Value · 1,302.7603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,509.1413 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · derivative · entry 13

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,509.1413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 17,463.6743 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · derivative · entry 12

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,897.2298

Underlying: Common Stock, $1 2/3 Par Value · 17,463.6743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 600.9854 $38.20 $22,957.64
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · nonDerivative · entry 8

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,622

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,204.9854 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · nonDerivative · entry 7

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,222.9854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 649.7603 $38.20 $24,820.84
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · nonDerivative · entry 6

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,018

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,302.7603 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · nonDerivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,667.7603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 752.1413 $38.20 $28,731.80
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · nonDerivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,365

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,509.1413 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · nonDerivative · entry 3

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,117.1413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 8,702.6743 $38.20 $332,442.16
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,608

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:23 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 17,463.6743 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011275 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,310.6743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents 25% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,460.6195 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · derivative · entry 11

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921.239

Underlying: Common Stock, $1 2/3 Par Value · 1,460.6195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,628.7132 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · derivative · entry 10

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628.7129

Underlying: Common Stock, $1 2/3 Par Value · 1,628.7132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,449.3138 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · derivative · entry 9

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 3,449.3138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 762.6195 $38.20 $29,132.06
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · nonDerivative · entry 6

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,460.6195 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · nonDerivative · entry 5

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887.6195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 850.7132 $38.20 $32,497.24
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · nonDerivative · entry 4

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,628.7132 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · nonDerivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,277.7132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,800.3138 $38.20 $68,771.99
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:30 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,449.3138 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011282 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,449.3138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,862.1374 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · derivative · entry 11

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861.0861

Underlying: Common Stock, $1 2/3 Par Value · 1,862.1374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 862.0635 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · derivative · entry 10

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 862.0635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 19,403.8473 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · derivative · entry 9

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,330.1375

Underlying: Common Stock, $1 2/3 Par Value · 19,403.8473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F6 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 928.1374 $38.20 $35,454.85
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · nonDerivative · entry 6

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,160

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,862.1374 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · nonDerivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,088.1374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 430.0635 $38.20 $16,428.43
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · nonDerivative · entry 4

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,226

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 862.0635 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · nonDerivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,656.0635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 9,669.8473 $38.20 $369,388.17
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,794

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:27 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 19,403.8473 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011277 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,463.8473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents 25% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:32 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 624.6545 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011286 · form4.xml · derivative · entry 4

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249.309

Underlying: Common Stock, $1 2/3 Par Value · 624.6545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:32 UTC
Rhein Kevin ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 286.6545 $38.20 $10,950.20
Disclosure

SEC source: 0001127602-13-011286 · form4.xml · nonDerivative · entry 2

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,338

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:32 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 624.6545 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011286 · form4.xml · nonDerivative · entry 1

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,624.6545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 1,460.6195 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · derivative · entry 13

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921.239

Underlying: Common Stock, $1 2/3 Par Value · 1,460.6195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 8,004.7728 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · derivative · entry 12

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,004.7726

Underlying: Common Stock, $1 2/3 Par Value · 8,004.7728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 43,658.1272 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · derivative · entry 11

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,242.5442

Underlying: Common Stock, $1 2/3 Par Value · 43,658.1272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.

F8 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 12,720.2057 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · derivative · entry 10

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 12,720.2057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on each of 3/15/2011, 3/15/2012, and 3/15/2013. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on each of 3/15/2011, 3/15/2012, and 3/15/2013. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 762.6195 $38.20 $29,132.06
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · nonDerivative · entry 8

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,319

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,460.6195 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · nonDerivative · entry 7

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,081.6195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 4,177.7728 $38.20 $159,590.92
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · nonDerivative · entry 6

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,621

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 8,004.7728 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · nonDerivative · entry 5

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,798.7728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 22,781.1272 $38.20 $870,239.06
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · nonDerivative · entry 4

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,794

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 43,658.1272 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · nonDerivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,575.1272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents 25% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 6,638.2057 $38.20 $253,579.46
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,917

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:36 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 12,720.2057 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011291 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,555.2057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:41 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 6,162.0206 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011293 · form4.xml · derivative · entry 13

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,482.9702

Underlying: Common Stock, $1 2/3 Par Value · 6,162.0206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2013, 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F10 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2013, 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.