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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2013 Filed Jul 22, 2013 18:11 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 40,000 $32.25 $1,289,800.00
Disclosure

SEC source: 0001127602-13-023191 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2013 Filed Jul 19, 2013 17:26 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 92,880 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001127602-13-023117 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 92,880 shares

Expires 2015-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2013 Filed Jul 19, 2013 17:26 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 78,372 $44.41 $3,480,500.52
Disclosure

SEC source: 0001127602-13-023117 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,113

Read SEC document
July 18, 2013 Filed Jul 19, 2013 17:26 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 92,880 $29.91 $2,777,576.40
Disclosure

SEC source: 0001127602-13-023117 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2013 Filed Jul 25, 2013 18:38 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,596 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-023401 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 622,574

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:00 UTC
HEID MICHAEL JExecutive Vice President
SaleCommon Stock, $1 2/3 Par Value 6,906 $43.07 $297,441.42
Disclosure

SEC source: 0001127602-13-022956 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MJH Rev Trust

Disclosed balance after: 49,306

F1 · balance_after: Total reflects a transfer of 6,906 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:07 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 619,040 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001127602-13-022959 · form4.xml · derivative · entry 14

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 619,040 shares

Expires 2014-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:07 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 517,154 $43.35 $22,418,625.90
Disclosure

SEC source: 0001127602-13-022959 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,886

F1 · balance_after: Total reflects a transfer of 22,810 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:07 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 619,040 $28.43 $17,599,307.20
Disclosure

SEC source: 0001127602-13-022959 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:37 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionEmployee Stock Purchase Option · Derivative 81,000 $0.00 Strike: $32.25 $0.00
Disclosure

SEC source: 0001127602-13-022966 · form4.xml · derivative · entry 7

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,920

Underlying: Common Stock, $1 2/3 Par Value · 81,000 shares

Expires 2016-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:37 UTC
LEVY RICHARDExecutive VP & Controller
OtherCommon Stock, $1 2/3 Par Value 6,069.45 $43.35 $263,110.66
Disclosure

SEC source: 0001127602-13-022966 · form4.xml · nonDerivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Through 401(k) Plan

Disclosed balance after: 0

F1 · shares: Reflects share equivalent of units in the Wells Fargo ESOP Fund of 401(k) Plan as of July 15, 2013, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company common stock. Includes 34.6633 shares acquired under Wells Fargo ESOP Fund of 401(k) Plan since the date of the reporting person's last ownership report.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:37 UTC
LEVY RICHARDExecutive VP & Controller
SaleCommon Stock, $1 2/3 Par Value 75,000 $43.18 $3,238,500.00
Disclosure

SEC source: 0001127602-13-022966 · form4.xml · nonDerivative · entry 3

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,008

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:37 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 71,077 $43.35 $3,081,187.95
Disclosure

SEC source: 0001127602-13-022966 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,008

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:37 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 81,000 $32.25 $2,611,845.00
Disclosure

SEC source: 0001127602-13-022966 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:44 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 68,800 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001127602-13-022968 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 68,800 shares

Expires 2014-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:44 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 12,355 $43.35 $535,589.25
Disclosure

SEC source: 0001127602-13-022968 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,605

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:44 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 68,800 $28.43 $1,955,984.00
Disclosure

SEC source: 0001127602-13-022968 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:51 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 12,641 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001127602-13-022974 · form4.xml · derivative · entry 8

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 12,641 shares

Expires 2014-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:51 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 99,520 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001127602-13-022974 · form4.xml · derivative · entry 7

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 99,520 shares

Expires 2015-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:51 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 10,560 $43.35 $457,776.00
Disclosure

SEC source: 0001127602-13-022974 · form4.xml · nonDerivative · entry 4

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,843

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:51 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 12,641 $28.43 $359,383.63
Disclosure

SEC source: 0001127602-13-022974 · form4.xml · nonDerivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:51 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 84,758 $43.35 $3,674,259.30
Disclosure

SEC source: 0001127602-13-022974 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,762

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:51 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 99,520 $29.91 $2,976,145.60
Disclosure

SEC source: 0001127602-13-022974 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:57 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 18,800 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001127602-13-022984 · form4.xml · derivative · entry 4

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 18,800 shares

Expires 2014-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:57 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 15,705 $43.35 $680,811.75
Disclosure

SEC source: 0001127602-13-022984 · form4.xml · nonDerivative · entry 2

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,882

Read SEC document
July 15, 2013 Filed Jul 17, 2013 16:57 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 18,800 $28.43 $534,484.00
Disclosure

SEC source: 0001127602-13-022984 · form4.xml · nonDerivative · entry 1

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 19:46 UTC GrantPhantom Stock Units · Derivative 936.8956 $41.36 $38,750.00
Disclosure

SEC source: 0001127602-13-021926 · form4.xml · derivative · entry 8

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,549.7446

Underlying: Common Stock, $1 2/3 Par Value · 936.8956 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 19:52 UTC
Dean Lloyd HDirector
GrantPhantom Stock Units · Derivative 290.1354 $41.36 $12,000.00
Disclosure

SEC source: 0001127602-13-021935 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,081.172

Underlying: Common Stock, $1 2/3 Par Value · 290.1354 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 19:56 UTC GrantPhantom Stock Units · Derivative 646.7602 $41.36 $26,750.00
Disclosure

SEC source: 0001127602-13-021946 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,545.9463

Underlying: Common Stock, $1 2/3 Par Value · 646.7602 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:03 UTC GrantPhantom Stock Units · Derivative 1,027.5629 $41.36 $42,500.00
Disclosure

SEC source: 0001127602-13-021956 · form4.xml · derivative · entry 4

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,528.5782

Underlying: Common Stock, $1 2/3 Par Value · 1,027.5629 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:11 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 47,701.6047 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-021975 · form4.xml · derivative · entry 14

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,603.5733

Underlying: Common Stock, $1 2/3 Par Value · 47,701.6047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: RSRs vest in three installments: 30% on July 1, 2012, 30% on July 1, 2013, and 40% on July 1, 2014, subject to certain exceptions related to the Emergency Economic Stabilization Act of 2008. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting of the RSRs.

F3 · derivative.expiration_date: RSRs vest in three installments: 30% on July 1, 2012, 30% on July 1, 2013, and 40% on July 1, 2014, subject to certain exceptions related to the Emergency Economic Stabilization Act of 2008. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting of the RSRs.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:11 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 24,891.6047 $41.36 $1,029,516.77
Disclosure

SEC source: 0001127602-13-021975 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,810

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:11 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 47,701.6047 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-021975 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,701.6047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/1/2013. Original grant date was 2/24/2009. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:21 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 33,636.6335 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-022013 · form4.xml · derivative · entry 5

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,849.9103

Underlying: Common Stock, $1 2/3 Par Value · 33,636.6335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: RSRs vest in three installments: 30% on July 1, 2012, 30% on July 1, 2013, and 40% on July 1, 2014, subject to certain exceptions related to the Emergency Economic Stabilization Act of 2008. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting of the RSRs.

F5 · derivative.expiration_date: RSRs vest in three installments: 30% on July 1, 2012, 30% on July 1, 2013, and 40% on July 1, 2014, subject to certain exceptions related to the Emergency Economic Stabilization Act of 2008. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting of the RSRs.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:21 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 17,551.6335 $41.36 $725,935.56
Disclosure

SEC source: 0001127602-13-022013 · form4.xml · nonDerivative · entry 2

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,085

F2 · balance_after: Total reflects a transfer of 3,177 shares from the reporting person's direct holdings to her trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:21 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 33,636.6335 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-022013 · form4.xml · nonDerivative · entry 1

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,636.6335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/1/2013. Original grant date was 2/24/2009. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
June 10, 2013 Filed Jun 11, 2013 16:06 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 7,800 $0.00 Strike: $31.40 $0.00
Disclosure

SEC source: 0001127602-13-020008 · form4.xml · derivative · entry 5

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,310

Underlying: Common Stock, $1 2/3 Par Value · 7,800 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2013 Filed Jun 11, 2013 16:06 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 894 $41.27 $36,895.38
Disclosure

SEC source: 0001127602-13-020008 · form4.xml · nonDerivative · entry 2

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,906

F1 · balance_after: Total reflects a transfer of 4,108 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934.

Read SEC document
June 10, 2013 Filed Jun 11, 2013 16:06 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,800 $31.40 $244,920.00
Disclosure

SEC source: 0001127602-13-020008 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2013 Filed Jun 4, 2013 18:10 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 5,164 $0.00 Strike: $34.06 $0.00
Disclosure

SEC source: 0001127602-13-019234 · form4.xml · derivative · entry 5

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 5,164 shares

Expires 2013-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 18:10 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,318 $40.73 $175,872.14
Disclosure

SEC source: 0001127602-13-019234 · form4.xml · nonDerivative · entry 2

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846

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June 03, 2013 Filed Jun 4, 2013 18:10 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 5,164 $34.06 $175,885.84
Disclosure

SEC source: 0001127602-13-019234 · form4.xml · nonDerivative · entry 1

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2013 Filed May 24, 2013 16:21 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 50,000 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001127602-13-018174 · form4.xml · derivative · entry 4

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Underlying: Common Stock, $1 2/3 Par Value · 50,000 shares

Expires 2014-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2013 Filed May 24, 2013 16:21 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 43,079 $40.01 $1,723,590.79
Disclosure

SEC source: 0001127602-13-018174 · form4.xml · nonDerivative · entry 2

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,787

Read SEC document
May 23, 2013 Filed May 24, 2013 16:21 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 50,000 $28.43 $1,421,500.00
Disclosure

SEC source: 0001127602-13-018174 · form4.xml · nonDerivative · entry 1

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2013 Filed May 30, 2013 16:21 UTC
Modjtabai AvidSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 375 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-018756 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 78,579

F1 · balance_after: Total reflects a transfer of 6,252 shares from the reporting person's direct holdings to her trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934.

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May 15, 2013 Filed May 16, 2013 15:45 UTC
Rhein Kevin ASr. Executive Vice President
SaleCommon Stock, $1 2/3 Par Value 70,000 $38.66 $2,706,025.00
Disclosure

SEC source: 0001127602-13-016998 · form4.xml · nonDerivative · entry 1

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,499

Read SEC document
May 09, 2013 Filed May 10, 2013 16:35 UTC
HEID MICHAEL JExecutive Vice President
SaleCommon Stock, $1 2/3 Par Value 3,000 $38.44 $115,320.00
Disclosure

SEC source: 0001127602-13-016400 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MJH Rev Trust

Disclosed balance after: 45,198

Read SEC document
May 09, 2013 Filed May 10, 2013 16:47 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionEmployee Stock Purchase Option · Derivative 165,000 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001127602-13-016408 · form4.xml · derivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,100

Underlying: Common Stock, $1 2/3 Par Value · 165,000 shares

Expires 2014-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2013 Filed May 10, 2013 16:47 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 145,299 $37.89 $5,505,379.11
Disclosure

SEC source: 0001127602-13-016408 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,020

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.