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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2014 Filed Jan 24, 2014 21:50 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
SaleCommon Stock, $1 2/3 Par Value 75,000 $45.84 $3,438,000.00
Disclosure

SEC source: 0001127602-14-002851 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,873

Read SEC document
January 22, 2014 Filed Jan 24, 2014 21:55 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 50,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001127602-14-002853 · form4.xml · derivative · entry 7

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock, $1 2/3 Par Value · 50,000 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options granted on 2/24/2009, representing a right to purchase a total of 240,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon exercise of these options.

Read SEC document
January 22, 2014 Filed Jan 24, 2014 21:55 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 32,880 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001127602-14-002853 · form4.xml · derivative · entry 6

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 32,880 shares

Expires 2015-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2014 Filed Jan 24, 2014 21:55 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 31,371 $46.67 $1,464,084.57
Disclosure

SEC source: 0001127602-14-002853 · form4.xml · nonDerivative · entry 4

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,833

Read SEC document
January 22, 2014 Filed Jan 24, 2014 21:55 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 50,000 $13.05 $652,500.00
Disclosure

SEC source: 0001127602-14-002853 · form4.xml · nonDerivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2014 Filed Jan 24, 2014 21:55 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 25,542 $46.67 $1,192,045.14
Disclosure

SEC source: 0001127602-14-002853 · form4.xml · nonDerivative · entry 2

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,204

Read SEC document
January 22, 2014 Filed Jan 24, 2014 21:55 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 32,880 $29.91 $983,276.40
Disclosure

SEC source: 0001127602-14-002853 · form4.xml · nonDerivative · entry 1

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2014 Filed Feb 11, 2014 21:06 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005584 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ECH Gifting Trust

Disclosed balance after: 0

Read SEC document
January 21, 2014 Filed Feb 11, 2014 21:06 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 952 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005584 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for EH(1)

Disclosed balance after: 728

Read SEC document
January 17, 2014 Filed Jan 22, 2014 18:58 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionEmployee Stock Purchase Option · Derivative 246,011 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001127602-14-002454 · form4.xml · derivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 246,011 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options granted on 2/24/2009, representing a right to purchase a total of 640,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 17, 2014 Filed Jan 22, 2014 18:58 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 158,301 $46.39 $7,343,583.39
Disclosure

SEC source: 0001127602-14-002454 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,873

Read SEC document
January 17, 2014 Filed Jan 22, 2014 18:58 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 246,011 $13.05 $3,210,443.55
Disclosure

SEC source: 0001127602-14-002454 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2014 Filed Jan 17, 2014 19:58 UTC
HEID MICHAEL JExecutive Vice President
SaleCommon Stock, $1 2/3 Par Value 3,800 $45.90 $174,420.00
Disclosure

SEC source: 0001127602-14-002238 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MJH Rev Trust

Disclosed balance after: 57,777

Read SEC document
January 15, 2014 Filed Jan 17, 2014 20:04 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionEmployee Stock Purchase Option · Derivative 100,000 $0.00 Strike: $31.40 $0.00
Disclosure

SEC source: 0001127602-14-002240 · form4.xml · derivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,110

Underlying: Common Stock, $1 2/3 Par Value · 100,000 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options granted on 2/26/2008, representing a right to purchase a total of 158,110 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 15, 2014 Filed Jan 17, 2014 20:04 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 81,482 $46.40 $3,780,764.80
Disclosure

SEC source: 0001127602-14-002240 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,526

Read SEC document
January 15, 2014 Filed Jan 17, 2014 20:04 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 100,000 $31.40 $3,140,000.00
Disclosure

SEC source: 0001127602-14-002240 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2014 Filed Feb 11, 2014 21:13 UTC GiftCommon Stock, $1 2/3 Par Value 846 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005588 · form4.xml · nonDerivative · entry 2

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through SWS Revocable Trust

Disclosed balance after: 13,803

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
January 09, 2014 Filed Feb 11, 2014 21:13 UTC GiftCommon Stock, $1 2/3 Par Value 846 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005588 · form4.xml · nonDerivative · entry 1

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
January 02, 2014 Filed Jan 3, 2014 18:41 UTC GrantPhantom Stock Units · Derivative 853.5242 $45.40 $38,750.00
Disclosure

SEC source: 0001127602-14-000566 · form4.xml · derivative · entry 8

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,884.8177

Underlying: Common Stock, $1 2/3 Par Value · 853.5242 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
January 02, 2014 Filed Jan 3, 2014 18:50 UTC GrantPhantom Stock Units · Derivative 589.207 $45.40 $26,750.00
Disclosure

SEC source: 0001127602-14-000586 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,374.2792

Underlying: Common Stock, $1 2/3 Par Value · 589.207 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
January 02, 2014 Filed Jan 3, 2014 18:46 UTC
Dean Lloyd HDirector
GrantPhantom Stock Units · Derivative 308.37 $45.40 $14,000.00
Disclosure

SEC source: 0001127602-14-000575 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,762.9736

Underlying: Common Stock, $1 2/3 Par Value · 308.37 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
January 02, 2014 Filed Jan 3, 2014 18:54 UTC GrantPhantom Stock Units · Derivative 980.1762 $45.40 $44,500.00
Disclosure

SEC source: 0001127602-14-000596 · form4.xml · derivative · entry 4

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,646.6162

Underlying: Common Stock, $1 2/3 Par Value · 980.1762 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
December 20, 2013 Filed Feb 11, 2014 20:48 UTC GiftCommon Stock, $1 2/3 Par Value 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005578 · form5.xml · nonDerivative · entry 5

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,075

F2 · balance_after: The amount of securities beneficially owned as of fiscal year end reflects the gift transactions as reported on this Form 4, as well as previously reported transactions.

Read SEC document
December 20, 2013 Filed Feb 11, 2014 20:48 UTC GiftCommon Stock, $1 2/3 Par Value 3,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005578 · form5.xml · nonDerivative · entry 2

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,125.379

F2 · balance_after: The amount of securities beneficially owned as of fiscal year end reflects the gift transactions as reported on this Form 4, as well as previously reported transactions.

F3 · balance_after: Total includes 295.885 shares received through Wells Fargo & Company's dividend reinvestment plan.

Read SEC document
December 13, 2013 Filed Dec 17, 2013 18:43 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionEmployee Stock Purchase Option · Derivative 245,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001127602-13-034797 · form4.xml · derivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,011

Underlying: Common Stock, $1 2/3 Par Value · 245,000 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 640,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (February 24, 2009).

Read SEC document
December 13, 2013 Filed Dec 17, 2013 18:43 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 162,803 $43.73 $7,119,375.19
Disclosure

SEC source: 0001127602-13-034797 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,163

Read SEC document
December 13, 2013 Filed Dec 17, 2013 18:43 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 245,000 $13.05 $3,197,250.00
Disclosure

SEC source: 0001127602-13-034797 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2013 Filed Dec 17, 2013 18:34 UTC
Modjtabai AvidSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 480 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-034795 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 132,310

Read SEC document
December 09, 2013 Filed Dec 11, 2013 20:18 UTC SaleCommon Stock, $1 2/3 Par Value 3,887 $44.27 $172,077.49
Disclosure

SEC source: 0001127602-13-034395 · form4.xml · nonDerivative · entry 1

ENGEL SUSAN E · CIK 0001217310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,807

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.26 to $44.28, inclusive. The reporting person undertakes to provide to Wells Fargo & Company, any security holder of Wells Fargo & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 06, 2013 Filed Dec 17, 2013 18:29 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 227 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 5

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 554,549

Read SEC document
December 04, 2013 Filed Dec 17, 2013 18:29 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 568 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 4

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By MAH Gifting Trust

Disclosed balance after: 2,368

Read SEC document
December 04, 2013 Filed Dec 17, 2013 18:29 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 568 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 3

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By EH Gifting Trust

Disclosed balance after: 3,198

Read SEC document
December 04, 2013 Filed Dec 17, 2013 18:29 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 568 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By AH Gifting Trust

Disclosed balance after: 3,198

Read SEC document
December 04, 2013 Filed Dec 17, 2013 18:29 UTC
HOYT DAVID ASr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,048 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 554,776

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:37 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 60,000 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001127602-13-033597 · form4.xml · derivative · entry 5

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 60,000 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 123,320 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (February 27, 2008).

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:37 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 53,079 $44.18 $2,345,030.22
Disclosure

SEC source: 0001127602-13-033597 · form4.xml · nonDerivative · entry 2

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,921

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:37 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 60,000 $34.39 $2,063,400.00
Disclosure

SEC source: 0001127602-13-033597 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2013 Filed Feb 11, 2014 20:14 UTC
HEID MICHAEL JExecutive Vice President
GiftCommon Stock, $1 2/3 Par Value 6,921 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005568 · form5.xml · nonDerivative · entry 2

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
December 02, 2013 Filed Feb 11, 2014 20:14 UTC
HEID MICHAEL JExecutive Vice President
GiftCommon Stock, $1 2/3 Par Value 6,921 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005568 · form5.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MJH Rev Trust

Disclosed balance after: 68,498

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
November 29, 2013 Filed Nov 29, 2013 19:44 UTC
Loughlin Michael JSr. Executive Vice President
SaleCommon Stock, $1 2/3 Par Value 13,377 $44.17 $590,862.09
Disclosure

SEC source: 0001127602-13-033203 · form4.xml · nonDerivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 87,030.59

Read SEC document
November 27, 2013 Filed Nov 29, 2013 19:44 UTC
Loughlin Michael JSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 13,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-033203 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,160

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
November 27, 2013 Filed Nov 29, 2013 19:44 UTC
Loughlin Michael JSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 13,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-033203 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 100,407.59

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
November 26, 2013 Filed Nov 29, 2013 19:52 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionEmployee Stock Purchase Option · Derivative 193,820 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001127602-13-033205 · form4.xml · derivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 193,820 shares

Expires 2015-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2013 Filed Nov 29, 2013 19:52 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 163,687 $44.31 $7,252,970.97
Disclosure

SEC source: 0001127602-13-033205 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,966

F1 · balance_after: Total includes 407 shares received through Wells Fargo & Company's dividend reinvestment plan.

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November 26, 2013 Filed Nov 29, 2013 19:52 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 193,820 $29.91 $5,796,187.10
Disclosure

SEC source: 0001127602-13-033205 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 25, 2013 Filed Nov 26, 2013 20:04 UTC
HEID MICHAEL JExecutive Vice President
SaleCommon Stock, $1 2/3 Par Value 10,000 $44.44 $444,400.00
Disclosure

SEC source: 0001127602-13-032948 · form4.xml · nonDerivative · entry 3

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MJH Rev Trust

Disclosed balance after: 61,577

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November 22, 2013 Filed Nov 26, 2013 20:10 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 102,420 $0.00 Strike: $32.25 $0.00
Disclosure

SEC source: 0001127602-13-032951 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 102,420 shares

Expires 2016-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 22, 2013 Filed Nov 26, 2013 20:10 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 89,043 $44.36 $3,949,947.48
Disclosure

SEC source: 0001127602-13-032951 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,537

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November 22, 2013 Filed Nov 26, 2013 20:10 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 102,420 $32.25 $3,302,532.90
Disclosure

SEC source: 0001127602-13-032951 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2013 Filed Nov 26, 2013 20:04 UTC
HEID MICHAEL JExecutive Vice President
GiftCommon Stock, $1 2/3 Par Value 6,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-032948 · form4.xml · nonDerivative · entry 2

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.