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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
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2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 103,363.8832 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · nonDerivative · entry 1

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,727.8832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 1,878.6558 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · derivative · entry 15

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756.2832

Underlying: Common Stock, $1 2/3 Par Value · 1,878.6558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock.

F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 1,501.9165 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · derivative · entry 14

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.9162

Underlying: Common Stock, $1 2/3 Par Value · 1,501.9165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 8,231.0959 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · derivative · entry 13

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 8,231.0959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 53,871.2147 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · derivative · entry 12

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,827.5603

Underlying: Common Stock, $1 2/3 Par Value · 53,871.2147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock.

F9 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.

F9 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversion2011 Performance Shares · Derivative 284,251.2197 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · derivative · entry 11

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 284,251.2197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 980.6558 $47.40 $46,483.08
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 10

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,114

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,878.6558 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 9

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,094.6558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 783.9165 $47.40 $37,157.64
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 8

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,216

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,501.9165 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 7

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,999.9165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 4,295.0959 $47.40 $203,587.55
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 6

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,498

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 8,231.0959 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 5

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,793.0959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 28,110.2147 $47.40 $1,332,424.18
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 4

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,562

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 53,871.2147 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,672.2147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/23/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 148,323.2197 $47.40 $7,030,520.61
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,801

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:14 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 284,251.2197 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,124.2197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 5,282.2411 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · derivative · entry 16

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,846.7238

Underlying: Common Stock, $1 2/3 Par Value · 5,282.2411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F13 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F13 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 6,335.1831 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · derivative · entry 15

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,670.3664

Underlying: Common Stock, $1 2/3 Par Value · 6,335.1831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F12 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2013, 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F12 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2013, 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,828.4921 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · derivative · entry 14

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 3,828.4921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 21,548.9213 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · derivative · entry 13

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,730.8068

Underlying: Common Stock, $1 2/3 Par Value · 21,548.9213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F10 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversion2011 Performance Shares · Derivative 129,205.3945 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · derivative · entry 12

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F8 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F8 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,632.2411 $47.40 $124,768.23
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 10

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,178

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,282.2411 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 9

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,810.2411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,157.1831 $47.40 $149,650.48
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 8

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,528

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,335.1831 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 7

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,685.1831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,908.4921 $47.40 $90,462.53
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 6

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,350

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,828.4921 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 5

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,258.4921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 10,737.9213 $47.40 $508,977.47
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 4

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,430

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 21,548.9213 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,167.9213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/23/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 67,419.3945 $47.40 $3,195,679.30
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 2

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,619

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:24 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 129,205.3945 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012016 · form4.xml · nonDerivative · entry 1

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,038.3945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionRestricted Share Right · Derivative 9,391.2222 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · derivative · entry 19

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,781.4165

Underlying: Common Stock, $1 2/3 Par Value · 9,391.2222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F14 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F14 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionRestricted Share Right · Derivative 7,883.7364 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · derivative · entry 18

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883.736

Underlying: Common Stock, $1 2/3 Par Value · 7,883.7364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F13 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F13 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionRestricted Share Right · Derivative 8,805.2073 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · derivative · entry 17

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 8,805.2073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversion2011 Performance Shares · Derivative 620,186.5433 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · derivative · entry 16

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 620,186.5433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F10 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F10 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 4,680.2222 $47.40 $221,842.53
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · nonDerivative · entry 8

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,656

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 9,391.2222 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · nonDerivative · entry 7

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,336.2222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 3,928.7364 $47.40 $186,222.11
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · nonDerivative · entry 6

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,945

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,883.7364 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · nonDerivative · entry 5

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,873.7364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 4,388.2073 $47.40 $208,001.03
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · nonDerivative · entry 4

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,990

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 8,805.2073 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · nonDerivative · entry 3

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,378.2073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 323,613.5433 $47.40 $15,339,281.95
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · nonDerivative · entry 2

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,573

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:38 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 620,186.5433 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012051 · form4.xml · nonDerivative · entry 1

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,186.5433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,659.6335 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · derivative · entry 14

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,318.2387

Underlying: Common Stock, $1 2/3 Par Value · 1,659.6335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,501.9165 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · derivative · entry 13

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.9162

Underlying: Common Stock, $1 2/3 Par Value · 1,501.9165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 899.5496 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · derivative · entry 12

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 899.5496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversion2011 Performance Shares · Derivative 284,251.2197 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · derivative · entry 11

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 284,251.2197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 866.6335 $47.40 $41,078.43
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 8

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,869

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,659.6335 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 7

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,735.6335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 783.9165 $47.40 $37,157.64
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 6

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,076

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.