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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2014 Filed Mar 18, 2014 18:46 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,637.7134 $47.40 $77,627.62
Disclosure

SEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 6

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,210

Read SEC document
March 15, 2014 Filed Mar 18, 2014 18:46 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,284.7134 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 5

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,847.7134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 18:46 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,908.4921 $47.40 $90,462.53
Disclosure

SEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 4

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,563

Read SEC document
March 15, 2014 Filed Mar 18, 2014 18:46 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,828.4921 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 3

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,471.4921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 18:46 UTC
HOYT DAVID ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 175,291.2425 $47.40 $8,308,804.89
Disclosure

SEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 2

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,643

Read SEC document
March 15, 2014 Filed Mar 18, 2014 18:46 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 335,934.2425 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 1

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,934.2425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,170.1753 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · derivative · entry 17

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339.3223

Underlying: Common Stock, $1 2/3 Par Value · 1,170.1753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,239.0547 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · derivative · entry 16

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239.0542

Underlying: Common Stock, $1 2/3 Par Value · 1,239.0547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,339.5937 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · derivative · entry 15

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,339.5937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 21,548.9213 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · derivative · entry 14

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,730.8068

Underlying: Common Stock, $1 2/3 Par Value · 21,548.9213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F9 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversion2011 Performance Shares · Derivative 86,136.209 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · derivative · entry 13

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 86,136.209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 583.1753 $47.40 $27,642.51
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 10

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,167

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,170.1753 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 9

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,750.1753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 618.0547 $47.40 $29,295.79
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 8

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,580

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,239.0547 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 7

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,198.0547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 667.5937 $47.40 $31,643.94
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 6

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,959

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,339.5937 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,626.5937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 10,737.9213 $47.40 $508,977.47
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,287

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 21,548.9213 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 3

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,024.9213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/23/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 44,946.209 $47.40 $2,130,450.31
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,476

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 86,136.209 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,422.209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,913.7055 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · derivative · entry 11

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,913.7055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 23,942.5201 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · derivative · entry 10

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,923.7234

Underlying: Common Stock, $1 2/3 Par Value · 23,942.5201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F9 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversion2011 Performance Shares · Derivative 129,205.3945 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · derivative · entry 9

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 953.7055 $47.40 $45,205.64
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · nonDerivative · entry 6

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,072.44

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,913.7055 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · nonDerivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,026.1455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 11,623.5201 $47.40 $550,954.85
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · nonDerivative · entry 4

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,112.44

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 23,942.5201 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · nonDerivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,735.9601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/23/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 67,419.3945 $47.40 $3,195,679.30
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,793.44

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:17 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 129,205.3945 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011957 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,212.8345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,330.586 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · derivative · entry 14

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661.1719

Underlying: Common Stock, $1 2/3 Par Value · 1,330.586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,501.9165 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · derivative · entry 13

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.9162

Underlying: Common Stock, $1 2/3 Par Value · 1,501.9165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,674.7624 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · derivative · entry 12

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,674.7624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversion2011 Performance Shares · Derivative 258,411.8704 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · derivative · entry 11

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 258,411.8704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 694.586 $47.40 $32,923.38
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · nonDerivative · entry 8

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,726

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,330.586 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · nonDerivative · entry 7

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,420.586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 783.9165 $47.40 $37,157.64
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · nonDerivative · entry 6

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,090

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,501.9165 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · nonDerivative · entry 5

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,873.9165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 874.7624 $47.40 $41,463.74
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · nonDerivative · entry 4

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,372

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,674.7624 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · nonDerivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,246.7624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 134,839.8704 $47.40 $6,391,409.86
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,572

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:34 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 258,411.8704 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011968 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,411.8704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 587.1442 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · derivative · entry 10

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174.2884

Underlying: Common Stock, $1 2/3 Par Value · 587.1442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 642.3158 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · derivative · entry 9

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642.3156

Underlying: Common Stock, $1 2/3 Par Value · 642.3158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversion2011 Performance Shares · Derivative 103,363.8832 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · derivative · entry 8

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 103,363.8832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F6 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F6 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 270.1442 $47.40 $12,804.84
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · nonDerivative · entry 6

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,570

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 587.1442 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · nonDerivative · entry 5

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,840.1442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 295.3158 $47.40 $13,997.97
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · nonDerivative · entry 4

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,253

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 642.3158 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · nonDerivative · entry 3

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,548.3158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 19:47 UTC
Rhein Kevin ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 49,821.8832 $47.40 $2,361,557.26
Disclosure

SEC source: 0001127602-14-011974 · form4.xml · nonDerivative · entry 2

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,906

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.