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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
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2,929

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,424.0898 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 9

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,511.0898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 275.9114 $55.34 $15,268.94
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 8

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,087

Read SEC document
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 602.9114 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 7

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,362.9114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 386.8558 $55.34 $21,408.60
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 6

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,760

Read SEC document
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 847.8558 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 5

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,146.8558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,145.93 $55.34 $174,095.77
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 4

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,299

Read SEC document
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,898.93 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 3

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,444.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/22/2011. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 18,430.5287 $55.34 $1,019,945.46
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 2

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,546

Read SEC document
March 15, 2015 Filed Mar 17, 2015 18:46 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 40,976.5287 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011594 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,976.5287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2015. Original grant date was 2/23/2010. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 960.1084 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · derivative · entry 18

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,919.1899

Underlying: Common Stock, $1 2/3 Par Value · 960.1084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F13 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F13 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,201.599 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · derivative · entry 17

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200.5432

Underlying: Common Stock, $1 2/3 Par Value · 1,201.599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,272.3277 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · derivative · entry 16

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,272.3277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 29,502.3405 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · derivative · entry 15

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 29,502.3405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F10 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversion2012 Performance Shares · Derivative 91,074.3028 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · derivative · entry 14

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 91,074.3028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F8 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F8 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 479.1084 $55.34 $26,513.86
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 10

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,045

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 960.1084 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 9

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,524.1084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 599.599 $55.34 $33,181.81
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 8

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,564

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,201.599 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 7

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,163.599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 634.3277 $55.34 $35,103.69
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 6

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,962

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,272.3277 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,596.3277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 14,701.3405 $55.34 $813,572.18
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,324

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 29,502.3405 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 3

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,025.3405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2015. Original grant date was 2/23/2010. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 47,523.3028 $55.34 $2,629,939.58
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,523

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:01 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 91,074.3028 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,046.3028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:15 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 32,780.9993 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011611 · form4.xml · derivative · entry 8

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 32,780.9993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F8 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:15 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversion2012 Performance Shares · Derivative 130,107.2353 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011611 · form4.xml · derivative · entry 7

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 130,107.2353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F6 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F6 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:15 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 15,807.9993 $55.34 $874,814.68
Disclosure

SEC source: 0001127602-15-011611 · form4.xml · nonDerivative · entry 4

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,206

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:15 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 32,780.9993 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011611 · form4.xml · nonDerivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,013.9993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2015. Original grant date was 2/23/2010. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:15 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 67,890.2353 $55.34 $3,757,045.62
Disclosure

SEC source: 0001127602-15-011611 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,233

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:15 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 130,107.2353 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011611 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,123.2353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,522.8242 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · derivative · entry 14

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,045.6487

Underlying: Common Stock, $1 2/3 Par Value · 1,522.8242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,366.3176 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · derivative · entry 13

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366.3171

Underlying: Common Stock, $1 2/3 Par Value · 1,366.3176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,542.2484 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · derivative · entry 12

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,542.2484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversion2012 Performance Shares · Derivative 286,235.6997 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · derivative · entry 11

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 286,235.6997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 794.8242 $55.34 $43,985.57
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · nonDerivative · entry 8

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,995

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,522.8242 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · nonDerivative · entry 7

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,789.8242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 713.3176 $55.34 $39,475.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · nonDerivative · entry 6

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,267

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,366.3176 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · nonDerivative · entry 5

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,980.3176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 805.2484 $55.34 $44,562.45
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · nonDerivative · entry 4

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,614

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,542.2484 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · nonDerivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,419.2484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 149,358.6997 $55.34 $8,265,510.44
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,877

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:35 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 286,235.6997 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011621 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,235.6997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:45 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 465.1648 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011630 · form4.xml · derivative · entry 13

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928.2759

Underlying: Common Stock, $1 2/3 Par Value · 465.1648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:45 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 602.9114 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011630 · form4.xml · derivative · entry 12

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602.9112

Underlying: Common Stock, $1 2/3 Par Value · 602.9114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:45 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 659.5643 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011630 · form4.xml · derivative · entry 11

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 659.5643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:45 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversion2012 Performance Shares · Derivative 104,087.0947 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011630 · form4.xml · derivative · entry 10

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 104,087.0947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:45 UTC
Rhein Kevin ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 214.1648 $55.34 $11,851.88
Disclosure

SEC source: 0001127602-15-011630 · form4.xml · nonDerivative · entry 8

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,634

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:45 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 465.1648 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011630 · form4.xml · nonDerivative · entry 7

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,848.1648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:45 UTC
Rhein Kevin ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 276.9114 $55.34 $15,324.28
Disclosure

SEC source: 0001127602-15-011630 · form4.xml · nonDerivative · entry 6

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,383

Read SEC document
March 15, 2015 Filed Mar 17, 2015 19:45 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 602.9114 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011630 · form4.xml · nonDerivative · entry 5

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,659.9114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.