WFC

SEC source: 0001127602-24-003825 · form4.xml · nonDerivative · entry 3

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,578.0505

SEC source: 0001127602-24-003825 · form4.xml · nonDerivative · entry 2

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,452.6959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003827 · form4.xml · derivative · entry 10

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,658.9861

Underlying: Common Stock, $1 2/3 Par Value · 22,329.493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003827 · form4.xml · derivative · entry 9

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,304.2087

Underlying: Common Stock, $1 2/3 Par Value · 20,304.2083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003827 · form4.xml · derivative · entry 8

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 31,636.2608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003827 · form4.xml · nonDerivative · entry 7

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,758.7313

SEC source: 0001127602-24-003827 · form4.xml · nonDerivative · entry 6

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,157.9375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003827 · form4.xml · nonDerivative · entry 5

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,828.4445

SEC source: 0001127602-24-003827 · form4.xml · nonDerivative · entry 4

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,193.7431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003827 · form4.xml · nonDerivative · entry 3

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,889.5348

SEC source: 0001127602-24-003827 · form4.xml · nonDerivative · entry 2

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,041.2046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003829 · form4.xml · derivative · entry 11

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,789.2486

Underlying: Common Stock, $1 2/3 Par Value · 28,394.6243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003829 · form4.xml · derivative · entry 10

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,841.6241

Underlying: Common Stock, $1 2/3 Par Value · 25,842.6789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003829 · form4.xml · derivative · entry 9

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 42,607.3913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003829 · form4.xml · nonDerivative · entry 8

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,124.6457

SEC source: 0001127602-24-003829 · form4.xml · nonDerivative · entry 7

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,616.7623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003829 · form4.xml · nonDerivative · entry 6

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,222.138

SEC source: 0001127602-24-003829 · form4.xml · nonDerivative · entry 5

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,410.9419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003829 · form4.xml · nonDerivative · entry 4

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,568.263

SEC source: 0001127602-24-003829 · form4.xml · nonDerivative · entry 3

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,316.3913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003831 · form4.xml · derivative · entry 7

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,568.2168

Underlying: Common Stock, $1 2/3 Par Value · 13,784.1082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003831 · form4.xml · derivative · entry 6

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,941.0419

Underlying: Common Stock, $1 2/3 Par Value · 7,941.0423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003831 · form4.xml · nonDerivative · entry 5

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,640.8503

SEC source: 0001127602-24-003831 · form4.xml · nonDerivative · entry 4

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,546.6885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003831 · form4.xml · nonDerivative · entry 3

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,762.5803

SEC source: 0001127602-24-003831 · form4.xml · nonDerivative · entry 2

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,741.0423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003833 · form4.xml · derivative · entry 11

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,975.3884

Underlying: Common Stock, $1 2/3 Par Value · 44,988.7248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003833 · form4.xml · derivative · entry 10

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,210.0659

Underlying: Common Stock, $1 2/3 Par Value · 38,210.0662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003833 · form4.xml · derivative · entry 9

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 76,608.5902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003833 · form4.xml · nonDerivative · entry 8

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 658,029.5395

SEC source: 0001127602-24-003833 · form4.xml · nonDerivative · entry 7

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,908.3042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003833 · form4.xml · nonDerivative · entry 6

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,919.5794

SEC source: 0001127602-24-003833 · form4.xml · nonDerivative · entry 5

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,049.7463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003833 · form4.xml · nonDerivative · entry 4

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,839.6801

SEC source: 0001127602-24-003833 · form4.xml · nonDerivative · entry 3

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,205.5902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003835 · form4.xml · derivative · entry 10

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,725.4848

Underlying: Common Stock, $1 2/3 Par Value · 22,863.2574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003835 · form4.xml · derivative · entry 9

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,936.457

Underlying: Common Stock, $1 2/3 Par Value · 17,936.4568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003835 · form4.xml · derivative · entry 8

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 15,622.9241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003835 · form4.xml · nonDerivative · entry 7

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,943.3047

SEC source: 0001127602-24-003835 · form4.xml · nonDerivative · entry 6

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,614.9977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003835 · form4.xml · nonDerivative · entry 5

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,751.7403

SEC source: 0001127602-24-003835 · form4.xml · nonDerivative · entry 4

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,908.3013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003835 · form4.xml · nonDerivative · entry 3

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,971.8445

SEC source: 0001127602-24-003835 · form4.xml · nonDerivative · entry 2

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,948.7067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003837 · form4.xml · derivative · entry 13

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,657.9631

Underlying: Common Stock, $1 2/3 Par Value · 21,657.9629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003837 · form4.xml · derivative · entry 12

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,905.5965

Underlying: Common Stock, $1 2/3 Par Value · 19,953.3134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003837 · form4.xml · derivative · entry 11

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 17,043.3843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003837 · form4.xml · nonDerivative · entry 10

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,297.3265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003837 · form4.xml · nonDerivative · entry 9

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,008.08

SEC source: 0001127602-24-003837 · form4.xml · nonDerivative · entry 8

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,194.2697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).