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WFC

WELLS FARGO & COMPANY/MN

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Tapewire entity
2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2024 Filed Mar 8, 2024 01:19 UTC
SCHARF CHARLES WDirector · CEO & President
Exercise / conversionCommon Stock, $1 2/3 Par Value 316,864.261 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028309 · ownership.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 974,893.8005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2024 upon settlement of a Performance Share award granted on January 26, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on February 29, 2024), plus dividend equivalents invested in additional Performance Shares.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 01:19 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Exercise / conversion2021 Performance Shares · Derivative 44,058.1226 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028312 · ownership.xml · derivative · entry 6

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 44,058.1226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, plus dividend equivalents invested in additional Performance Shares, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, plus dividend equivalents invested in additional Performance Shares, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 01:19 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 19,430.9388 $56.60 $1,099,791.14
Disclosure

SEC source: 0000950170-24-028312 · ownership.xml · nonDerivative · entry 2

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,418.6029

Read SEC document
March 05, 2024 Filed Mar 8, 2024 01:19 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 44,058.1226 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028312 · ownership.xml · nonDerivative · entry 1

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,849.5417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2024 upon settlement of a Performance Share award granted on January 26, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on February 29, 2024), plus dividend equivalents invested in additional Performance Shares.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 01:21 UTC
Williams Ather IIISr. Executive Vice President
Exercise / conversion2021 Performance Shares · Derivative 93,989.9738 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028313 · ownership.xml · derivative · entry 3

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 93,989.9738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, plus dividend equivalents invested in additional Performance Shares, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, plus dividend equivalents invested in additional Performance Shares, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 01:21 UTC
Williams Ather IIISr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 47,877.3832 $56.60 $2,709,859.89
Disclosure

SEC source: 0000950170-24-028313 · ownership.xml · nonDerivative · entry 2

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,445.7404

Read SEC document
March 05, 2024 Filed Mar 8, 2024 01:21 UTC
Williams Ather IIISr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 93,989.9738 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028313 · ownership.xml · nonDerivative · entry 1

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,323.1236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2024 upon settlement of a Performance Share award granted on January 26, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on February 29, 2024), plus dividend equivalents invested in additional Performance Shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC Exercise / conversionPhantom Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026692 · ownership.xml · derivative · entry 2

Chancy Mark A · CIK 0001300651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,661.8232

Underlying: Common Stock, $1 2/3 Par Value · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 3,253 $55.06 $179,110.18
Disclosure

SEC source: 0000950170-24-026692 · ownership.xml · nonDerivative · entry 1

Chancy Mark A · CIK 0001300651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,704.609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 0.410 shares acquired on 3/1/2024 through Wells Fargo & Company's (the "Company") dividend reinvestment plan.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:16 UTC
Hranicky Kyle GSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 670 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024034 · ownership.xml · nonDerivative · entry 4

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through PAH Trust

Disclosed balance after: 4,470

F1 · shares: Represents a gift of 670 shares to each of three children.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:16 UTC
Hranicky Kyle GSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 670 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024034 · ownership.xml · nonDerivative · entry 3

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through KGH Trust

Disclosed balance after: 4,470

F1 · shares: Represents a gift of 670 shares to each of three children.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:16 UTC
Hranicky Kyle GSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 670 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024034 · ownership.xml · nonDerivative · entry 2

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through COH Trust

Disclosed balance after: 4,470

F1 · shares: Represents a gift of 670 shares to each of three children.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:16 UTC
Hranicky Kyle GSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,010 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024034 · ownership.xml · nonDerivative · entry 1

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,966.8166

F1 · shares: Represents a gift of 670 shares to each of three children.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:03 UTC
Powell ScottSEVP & Chief Operating Officer
Grant2021 Performance Shares · Derivative 130,025.0323 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023449 · ownership.xml · derivative · entry 3

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,025.0323

Underlying: Common Stock, $1 2/3 Par Value · 130,025.0323 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:07 UTC
Van Beurden SaulSr. Executive Vice President
Grant2021 Performance Shares · Derivative 70,048.31 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023454 · ownership.xml · derivative · entry 6

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,048.31

Underlying: Common Stock, $1 2/3 Par Value · 70,048.31 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:12 UTC Grant2021 Performance Shares · Derivative 175,117.8443 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023460 · ownership.xml · derivative · entry 4

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,117.8443

Underlying: Common Stock, $1 2/3 Par Value · 175,117.8443 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:14 UTC
Patterson Ellen RSr. EVP and General Counsel
Grant2021 Performance Shares · Derivative 87,559.6549 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023463 · ownership.xml · derivative · entry 3

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,559.6549

Underlying: Common Stock, $1 2/3 Par Value · 87,559.6549 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:16 UTC
Weiss Jonathan G.Sr. Executive Vice President
Grant2021 Performance Shares · Derivative 124,296.8445 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023467 · ownership.xml · derivative · entry 3

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,296.8445

Underlying: Common Stock, $1 2/3 Par Value · 124,296.8445 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:16 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Grant2021 Performance Shares · Derivative 62,652.5144 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023468 · ownership.xml · derivative · entry 4

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,652.5144

Underlying: Common Stock, $1 2/3 Par Value · 62,652.5144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting.

F2 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F2 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:20 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Grant2021 Performance Shares · Derivative 43,779.8273 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023471 · ownership.xml · derivative · entry 5

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,779.8273

Underlying: Common Stock, $1 2/3 Par Value · 43,779.8273 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:21 UTC
Sommers BarrySr. Executive Vice President
Grant2021 Performance Shares · Derivative 64,210.2184 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023472 · ownership.xml · derivative · entry 3

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,210.2184

Underlying: Common Stock, $1 2/3 Par Value · 64,210.2184 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:25 UTC
Williams Ather IIISr. Executive Vice President
Grant2021 Performance Shares · Derivative 93,396.2815 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023474 · ownership.xml · derivative · entry 2

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,396.2815

Underlying: Common Stock, $1 2/3 Par Value · 93,396.2815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting.

F2 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F2 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 01:34 UTC
SCHARF CHARLES WDirector · CEO & President
Grant2021 Performance Shares · Derivative 314,862.7722 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023477 · ownership.xml · derivative · entry 4

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,862.7722

Underlying: Common Stock, $1 2/3 Par Value · 314,862.7722 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F3 · derivative.exercise_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: Represents the number of 2021 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2023 pursuant to the terms and conditions of a Performance Share award granted on January 26, 2021, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 02:11 UTC
Van Beurden SaulSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 670 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-019676 · ownership.xml · nonDerivative · entry 4

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Child 3

Disclosed balance after: 1,382

F1 · shares: Represents a gift of 670 shares to each of three children.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 02:11 UTC
Van Beurden SaulSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 670 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-019676 · ownership.xml · nonDerivative · entry 3

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Child 2

Disclosed balance after: 1,382

F1 · shares: Represents a gift of 670 shares to each of three children.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 02:11 UTC
Van Beurden SaulSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 670 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-019676 · ownership.xml · nonDerivative · entry 2

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Child 1

Disclosed balance after: 1,382

F1 · shares: Represents a gift of 670 shares to each of three children.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 02:11 UTC
Van Beurden SaulSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,010 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-019676 · ownership.xml · nonDerivative · entry 1

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,998.08

F1 · shares: Represents a gift of 670 shares to each of three children.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Exercise / conversionRestricted Share Right · Derivative 8,983.319 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · derivative · entry 10

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,948.9261

Underlying: Common Stock, $1 2/3 Par Value · 8,983.319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 2/5/2024, 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 2/5/2024, 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Exercise / conversionRestricted Share Right · Derivative 10,172.6797 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · derivative · entry 9

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,172.6796

Underlying: Common Stock, $1 2/3 Par Value · 10,172.6797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Exercise / conversionRestricted Share Right · Derivative 24,996.0367 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · derivative · entry 8

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 24,996.0367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 3,564.1906 $48.70 $173,576.08
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · nonDerivative · entry 7

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,189.8955

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 8,983.319 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · nonDerivative · entry 6

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,754.0861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 4,022.4756 $48.70 $195,894.56
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · nonDerivative · entry 5

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,770.7671

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 10,172.6797 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · nonDerivative · entry 4

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,793.2427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 10,998.9787 $48.70 $535,650.26
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · nonDerivative · entry 3

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,620.563

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:42 UTC
Carr Muneera SEVP, CAO & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 24,996.0367 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003803 · form4.xml · nonDerivative · entry 2

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,619.5417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionRestricted Share Right · Derivative 13,205.0047 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · derivative · entry 11

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,410.0094

Underlying: Common Stock, $1 2/3 Par Value · 13,205.0047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionRestricted Share Right · Derivative 11,321.7355 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · derivative · entry 10

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,320.6803

Underlying: Common Stock, $1 2/3 Par Value · 11,321.7355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionRestricted Share Right · Derivative 15,243.2074 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · derivative · entry 9

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 15,243.2074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,408.6152 $48.70 $312,099.56
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · nonDerivative · entry 8

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,450.6746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionCommon Stock, $1 2/3 Par Value 13,205.0047 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · nonDerivative · entry 7

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,859.2898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Tax withholdingCommon Stock, $1 2/3 Par Value 5,500.6368 $48.70 $267,881.01
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · nonDerivative · entry 6

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,654.2851

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionCommon Stock, $1 2/3 Par Value 11,321.7355 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · nonDerivative · entry 5

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,154.9219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Tax withholdingCommon Stock, $1 2/3 Par Value 7,410.323 $48.70 $360,882.73
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · nonDerivative · entry 4

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,833.1864

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:45 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionCommon Stock, $1 2/3 Par Value 15,243.2074 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003807 · form4.xml · nonDerivative · entry 3

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,243.5094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:50 UTC
Fercho KristySr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 5,843.5881 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003811 · form4.xml · derivative · entry 10

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,687.1762

Underlying: Common Stock, $1 2/3 Par Value · 5,843.5881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:50 UTC
Fercho KristySr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 7,088.4827 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003811 · form4.xml · derivative · entry 9

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,088.4827

Underlying: Common Stock, $1 2/3 Par Value · 7,088.4827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:50 UTC
Fercho KristySr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 9,089.6621 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003811 · form4.xml · derivative · entry 8

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 9,089.6621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:50 UTC
Fercho KristySr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,607.8727 $48.70 $127,003.40
Disclosure

SEC source: 0001127602-24-003811 · form4.xml · nonDerivative · entry 7

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,693.7639

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:50 UTC
Fercho KristySr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,843.5881 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003811 · form4.xml · nonDerivative · entry 6

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,301.6366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.