Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionEmployee Stock Option · Derivative | 200,000 | $0.00 Strike: $17.75 | $0.00 |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · derivative · entry 15 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 200,000 shares Expires 2009-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · security: With tandem tax withholding rights. F2 · derivative.exercise_price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F10 · derivative.exercise_date: This employee stock option was previously reported as an option to acquire 200,000 shares of Class A Common Stock at an exercise price of $17.75 per share, but was adjusted to reflect the stock dividend referred to in Note 2 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. The option vested in three equal installments on December 22, 2000, 2001 and 2002. F2 · derivative.underlying_shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 2,034,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · derivative · entry 14 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock, Series 1 · 2,034,132 shares Expires 2008-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F5 · derivative.exercise_date: Reflects the receipt of 432,954, 55,089, 1,201,843 and 344,246 shares of Class B Common Stock, Series 1, in respect of phantom stock credited to Mr. Peltz's account on April 23, 2003, February 27, 2004, April 20, 2004 and November 29, 2004, respectively. Shares in respect of such phantom stock were scheduled to be distributed to Mr. Peltz on January 2, 2008. The Company determined to distribute shares in respect of all such phantom stock on December 29, 2005. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 1,017,071 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · derivative · entry 13 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,017,071 shares Expires 2008-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F3 · derivative.exercise_date: Reflects the receipt of 216,477, 27,549, 600,921 and 172,124 shares of Class A Common Stock in respect of phantom stock credited to Mr. Peltz's account on April 23, 2003, February 27, 2004, April 20, 2004 and November 29, 2004, respectively. Shares in respect of such phantom stock were scheduled to be distributed to Mr. Peltz on January 2, 2008. The Company determined to distribute shares in respect of all such phantom stock on December 29, 2005. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Tax withholdingClass B Common Stock, Series 1 | 819,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · nonDerivative · entry 8 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,067,622 F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F6 · price: the acquisition of shares upon the exercise of employee stock options referred to in Notes (10), (11) and (12) below. F7 · price: In connection with the exercise of the stock options reported herein, Mr. Peltz tendered 272,503 shares of Class A Common Stock and 545,005 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class A Common Stock and Class B Common Stock, Series 1, respectively, on December 29, 2005, as payment of the exercise prices of such options. Additionally, Mr. Peltz had withheld from the shares issued upon exercise of such stock options 137,481 shares of Class A Common Stock and 274,962 shares of Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class A Common Stock and Class B Common Stock, Series 1, respectively, on December 29, 2005, to satisfy tax withholding obligations in connection with such stock option exercise. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass B Common Stock, Series 1 | 1,160,821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · nonDerivative · entry 7 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,887,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F6 · price: the acquisition of shares upon the exercise of employee stock options referred to in Notes (10), (11) and (12) below. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Tax withholdingClass A Common Stock | 409,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · nonDerivative · entry 6 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,587,276 F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F6 · price: the acquisition of shares upon the exercise of employee stock options referred to in Notes (10), (11) and (12) below. F7 · price: In connection with the exercise of the stock options reported herein, Mr. Peltz tendered 272,503 shares of Class A Common Stock and 545,005 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class A Common Stock and Class B Common Stock, Series 1, respectively, on December 29, 2005, as payment of the exercise prices of such options. Additionally, Mr. Peltz had withheld from the shares issued upon exercise of such stock options 137,481 shares of Class A Common Stock and 274,962 shares of Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class A Common Stock and Class B Common Stock, Series 1, respectively, on December 29, 2005, to satisfy tax withholding obligations in connection with such stock option exercise. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 580,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · nonDerivative · entry 5 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,997,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F6 · price: the acquisition of shares upon the exercise of employee stock options referred to in Notes (10), (11) and (12) below. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Tax withholdingClass B Common Stock, Series 1 | 867,253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,726,768 F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F4 · price: 433,626 shares of Class A Common Stock and 867,253 shares of Class B Common Stock, Series 1, were withheld from the shares received in respect of such phantom stock to satisfy tax withholding obligations, based on a price per share equal to the closing price of such Class A Common Stock and Class B Common Stock, Series 1, respectively, on December 29, 2005. F5 · price: Reflects the receipt of 432,954, 55,089, 1,201,843 and 344,246 shares of Class B Common Stock, Series 1, in respect of phantom stock credited to Mr. Peltz's account on April 23, 2003, February 27, 2004, April 20, 2004 and November 29, 2004, respectively. Shares in respect of such phantom stock were scheduled to be distributed to Mr. Peltz on January 2, 2008. The Company determined to distribute shares in respect of all such phantom stock on December 29, 2005. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass B Common Stock, Series 1 | 2,034,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F5 · price: Reflects the receipt of 432,954, 55,089, 1,201,843 and 344,246 shares of Class B Common Stock, Series 1, in respect of phantom stock credited to Mr. Peltz's account on April 23, 2003, February 27, 2004, April 20, 2004 and November 29, 2004, respectively. Shares in respect of such phantom stock were scheduled to be distributed to Mr. Peltz on January 2, 2008. The Company determined to distribute shares in respect of all such phantom stock on December 29, 2005. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Tax withholdingClass A Common Stock | 433,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416,849 F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F3 · price: Reflects the receipt of 216,477, 27,549, 600,921 and 172,124 shares of Class A Common Stock in respect of phantom stock credited to Mr. Peltz's account on April 23, 2003, February 27, 2004, April 20, 2004 and November 29, 2004, respectively. Shares in respect of such phantom stock were scheduled to be distributed to Mr. Peltz on January 2, 2008. The Company determined to distribute shares in respect of all such phantom stock on December 29, 2005. F4 · price: 433,626 shares of Class A Common Stock and 867,253 shares of Class B Common Stock, Series 1, were withheld from the shares received in respect of such phantom stock to satisfy tax withholding obligations, based on a price per share equal to the closing price of such Class A Common Stock and Class B Common Stock, Series 1, respectively, on December 29, 2005. Read SEC document |
| December 29, 2005 Filed Jan 4, 2006 02:54 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 1,017,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-06-000009 · form4-npeltz122905_ex.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Statement of Changes in Beneficial Ownership of Securities reflects transactions relating to: (i) the distribution to the reporting person of shares of Class A Common Stock and Class B Common Stock, Series 1, the receipt of which was previously deferred by the reporting person; (ii) the exercise of certain previously granted and vested stock options; (iii) the tendering and withholding of shares in consideration of exercise prices and withholding tax, respectively, in connection with the foregoing; and (iv) the award of the stock options referred to herein. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, then outstanding options under Triarc's equity participation plans and then-outstanding phantom shares were adjusted so that each option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1 and each outstanding phantom share became one phantom share of Class A Common Stock and two phantom shares of Class B Common Stock, Series 1. Phantom stock credited prior to August 11, 2003 was previously reported in respect of only Class A Common Stock. See also Notes (10), (11) and (12) below. F3 · price: Reflects the receipt of 216,477, 27,549, 600,921 and 172,124 shares of Class A Common Stock in respect of phantom stock credited to Mr. Peltz's account on April 23, 2003, February 27, 2004, April 20, 2004 and November 29, 2004, respectively. Shares in respect of such phantom stock were scheduled to be distributed to Mr. Peltz on January 2, 2008. The Company determined to distribute shares in respect of all such phantom stock on December 29, 2005. Read SEC document |
| December 06, 2005 Filed Dec 8, 2005 22:41 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $10.13 | $0.00 |
DisclosureSEC source: 0000030697-05-000251 · pel237.xml · derivative · entry 9 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 150,000 shares Expires 2005-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: With tandem tax withholding rights. F1 · shares: This employee stock option was previously reported as an option for 150,000 shares of Class A Common Stock at an exercise price of $10.125 per share, but was adjusted to reflect the stock dividend referred to in note (2) below. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, 300,000 shares of Class B Common Stock, Series 1 for no additional consideration. F2 · shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F7 · derivative.exercise_date: The option vested in three equal installments on December 7, 1996, 1997 and 1998. F1 · derivative.underlying_shares: This employee stock option was previously reported as an option for 150,000 shares of Class A Common Stock at an exercise price of $10.125 per share, but was adjusted to reflect the stock dividend referred to in note (2) below. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, 300,000 shares of Class B Common Stock, Series 1 for no additional consideration. F2 · derivative.underlying_shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. Read SEC document |
| December 06, 2005 Filed Dec 8, 2005 22:41 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass B Common Stock, Series 1 | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-05-000251 · pel237.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,559,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This employee stock option was previously reported as an option for 150,000 shares of Class A Common Stock at an exercise price of $10.125 per share, but was adjusted to reflect the stock dividend referred to in note (2) below. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, 300,000 shares of Class B Common Stock, Series 1 for no additional consideration. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. Read SEC document |
| December 06, 2005 Filed Dec 8, 2005 22:41 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Tax withholdingClass B Common Stock, Series 1 | 169,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-05-000251 · pel237.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,259,889 F3 · price: In connection with the exercise of the stock option reported herein, Mr. Peltz tendered 99,006 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on December 6, 2005, as payment of the exercise price of such options. Additionally, Mr. Peltz elected to have withheld from the shares issued upon exercise of such stock option 84,635 shares of Class A Common Stock and 70,265 shares of Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class A Common Stock and Class B Common Stock, Series 1, respectively, on December 6, 2005, to satisfy tax withholding obligations in connection with such stock option exercise. Read SEC document |
| December 06, 2005 Filed Dec 8, 2005 22:41 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Tax withholdingClass A Common Stock | 84,635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-05-000251 · pel237.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,833,404 F3 · price: In connection with the exercise of the stock option reported herein, Mr. Peltz tendered 99,006 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on December 6, 2005, as payment of the exercise price of such options. Additionally, Mr. Peltz elected to have withheld from the shares issued upon exercise of such stock option 84,635 shares of Class A Common Stock and 70,265 shares of Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class A Common Stock and Class B Common Stock, Series 1, respectively, on December 6, 2005, to satisfy tax withholding obligations in connection with such stock option exercise. Read SEC document |
| December 06, 2005 Filed Dec 8, 2005 22:41 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-05-000251 · pel237.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,918,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This employee stock option was previously reported as an option for 150,000 shares of Class A Common Stock at an exercise price of $10.125 per share, but was adjusted to reflect the stock dividend referred to in note (2) below. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, 300,000 shares of Class B Common Stock, Series 1 for no additional consideration. F2 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 21:39 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
GiftClass B Common Stock, Series 1 | 25 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-05-000209 · pel229.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,429,160 F1 · kind: The Reporting Person and Peter W. May, the President and COO and a director of Triarc Companies, Inc. ("Triarc"), collectively made a gift of 50 shares of Triarc's Class B Common Stock, Series 1 ("Class B Stock"), to an unaffiliated third-party. Shares already owned by Mr. May were used to make the gift. The reported purchase transaction represents the reimbursement by the Reporting Person to Mr. May of the value of one-half of the gift (25 shares) at a price per share equal to the closing price on the date of the gift. F1 · price: The Reporting Person and Peter W. May, the President and COO and a director of Triarc Companies, Inc. ("Triarc"), collectively made a gift of 50 shares of Triarc's Class B Common Stock, Series 1 ("Class B Stock"), to an unaffiliated third-party. Shares already owned by Mr. May were used to make the gift. The reported purchase transaction represents the reimbursement by the Reporting Person to Mr. May of the value of one-half of the gift (25 shares) at a price per share equal to the closing price on the date of the gift. Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 21:39 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
PurchaseClass B Common Stock, Series 1 | 25 | $15.05 | $376.25 |
DisclosureSEC source: 0000030697-05-000209 · pel229.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,429,185 F1 · kind: The Reporting Person and Peter W. May, the President and COO and a director of Triarc Companies, Inc. ("Triarc"), collectively made a gift of 50 shares of Triarc's Class B Common Stock, Series 1 ("Class B Stock"), to an unaffiliated third-party. Shares already owned by Mr. May were used to make the gift. The reported purchase transaction represents the reimbursement by the Reporting Person to Mr. May of the value of one-half of the gift (25 shares) at a price per share equal to the closing price on the date of the gift. Read SEC document |
| May 09, 2005 Filed May 23, 2005 20:41 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
GiftClass B Common Stock, Series 1 | 153,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-05-000110 · pel208.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,429,160 Read SEC document |
| March 14, 2005 Filed Mar 16, 2005 21:59 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
GrantClass B Common Stock, Series 1 | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-05-000091 · pel195.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,582,410 Read SEC document |
| March 14, 2005 Filed Mar 16, 2005 21:59 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
GrantClass A Common Stock | 149,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-05-000091 · pel195.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,768,039 Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 23:35 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,800,000 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000030697-05-000069 · pel181.xml · derivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800,000 Underlying: Class B Common Stock, Series 1 · 1,800,000 shares Expires 2015-02-15 F1 · security: With tandem tax withholding rights. F2 · derivative.exercise_date: The option vests in three equal installments on February 15, 2006, 2007 and 2008. Read SEC document |
| November 29, 2004 Filed Dec 1, 2004 21:15 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 344,246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000150 · pel179.xml · derivative · entry 10 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,246 Underlying: Class B Common Stock, Series 1 · 344,246 shares Expires 2008-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: In connection with the exercise of the stock options referred to in Table II on November 29, 2004, Mr. Peltz tendered 205,742 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on November 29, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 172,124 shares of Class A Common Stock and 344,246 shares of Class B Common Stock, Series 1, until January 2, 2008 resulting in the accrual to his account of 172,124 shares of phantom stock and 344,246 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F8 · derivative.exercise_price: One for one. F3 · derivative.exercise_date: In connection with the exercise of the stock options referred to in Table II on November 29, 2004, Mr. Peltz tendered 205,742 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on November 29, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 172,124 shares of Class A Common Stock and 344,246 shares of Class B Common Stock, Series 1, until January 2, 2008 resulting in the accrual to his account of 172,124 shares of phantom stock and 344,246 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F3 · derivative.expiration_date: In connection with the exercise of the stock options referred to in Table II on November 29, 2004, Mr. Peltz tendered 205,742 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on November 29, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 172,124 shares of Class A Common Stock and 344,246 shares of Class B Common Stock, Series 1, until January 2, 2008 resulting in the accrual to his account of 172,124 shares of phantom stock and 344,246 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. Read SEC document |
| November 29, 2004 Filed Dec 1, 2004 21:15 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 172,124 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000150 · pel179.xml · derivative · entry 9 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,124 Underlying: Class A Common Stock · 172,124 shares Expires 2008-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: In connection with the exercise of the stock options referred to in Table II on November 29, 2004, Mr. Peltz tendered 205,742 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on November 29, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 172,124 shares of Class A Common Stock and 344,246 shares of Class B Common Stock, Series 1, until January 2, 2008 resulting in the accrual to his account of 172,124 shares of phantom stock and 344,246 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F8 · derivative.exercise_price: One for one. F3 · derivative.exercise_date: In connection with the exercise of the stock options referred to in Table II on November 29, 2004, Mr. Peltz tendered 205,742 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on November 29, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 172,124 shares of Class A Common Stock and 344,246 shares of Class B Common Stock, Series 1, until January 2, 2008 resulting in the accrual to his account of 172,124 shares of phantom stock and 344,246 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F3 · derivative.expiration_date: In connection with the exercise of the stock options referred to in Table II on November 29, 2004, Mr. Peltz tendered 205,742 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on November 29, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 172,124 shares of Class A Common Stock and 344,246 shares of Class B Common Stock, Series 1, until January 2, 2008 resulting in the accrual to his account of 172,124 shares of phantom stock and 344,246 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. Read SEC document |
| November 29, 2004 Filed Dec 1, 2004 21:15 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0000030697-04-000150 · pel179.xml · derivative · entry 8 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 240,000 shares Expires 2004-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: With tandem tax withholding rights. F1 · shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · shares: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $10.75 per share, but was adjusted to reflect the stock dividend referred to in Note 1 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F7 · derivative.exercise_date: The stock option vested on November 30, 1996. F1 · derivative.underlying_shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · derivative.underlying_shares: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $10.75 per share, but was adjusted to reflect the stock dividend referred to in Note 1 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document |
| November 29, 2004 Filed Dec 1, 2004 21:15 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass B Common Stock, Series 1 | 135,754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-04-000150 · pel179.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,382,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $10.75 per share, but was adjusted to reflect the stock dividend referred to in Note 1 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document |
| November 29, 2004 Filed Dec 1, 2004 21:15 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Tax withholdingClass B Common Stock, Series 1 | 205,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-04-000150 · pel179.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,246,656 F3 · shares: In connection with the exercise of the stock options referred to in Table II on November 29, 2004, Mr. Peltz tendered 205,742 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on November 29, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 172,124 shares of Class A Common Stock and 344,246 shares of Class B Common Stock, Series 1, until January 2, 2008 resulting in the accrual to his account of 172,124 shares of phantom stock and 344,246 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F1 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $10.75 per share, but was adjusted to reflect the stock dividend referred to in Note 1 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F3 · price: In connection with the exercise of the stock options referred to in Table II on November 29, 2004, Mr. Peltz tendered 205,742 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on November 29, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 172,124 shares of Class A Common Stock and 344,246 shares of Class B Common Stock, Series 1, until January 2, 2008 resulting in the accrual to his account of 172,124 shares of phantom stock and 344,246 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. Read SEC document |
| November 29, 2004 Filed Dec 1, 2004 21:15 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 67,876 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-04-000150 · pel179.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,618,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $10.75 per share, but was adjusted to reflect the stock dividend referred to in Note 1 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document |
| October 04, 2004 Filed Oct 6, 2004 21:41 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
GiftClass B Common Stock, Series 1 | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-04-000128 · pel165.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,398 F1 · kind: Used to make a bona fide gift to an unrelated person. F1 · price: Used to make a bona fide gift to an unrelated person. Read SEC document |
| October 04, 2004 Filed Oct 6, 2004 21:41 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
PurchaseClass B Common Stock, Series 1 | 100 | $11.50 | $1,150.00 |
DisclosureSEC source: 0000030697-04-000128 · pel165.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,498 F1 · kind: Used to make a bona fide gift to an unrelated person. Read SEC document |
| September 29, 2004 Filed Sep 29, 2004 21:57 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
GiftClass B Common Stock, Series 1 | 50 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-04-000123 · pel162.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,398 F1 · kind: Used to make a bona fide gift to an unrelated person. F1 · price: Used to make a bona fide gift to an unrelated person. Read SEC document |
| September 29, 2004 Filed Sep 29, 2004 21:57 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
PurchaseClass B Common Stock, Series 1 | 50 | $11.27 | $563.50 |
DisclosureSEC source: 0000030697-04-000123 · pel162.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,448 F1 · kind: Used to make a bona fide gift to an unrelated person. Read SEC document |
| September 22, 2004 Filed Sep 29, 2004 21:57 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
GiftClass B Common Stock, Series 1 | 50 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030697-04-000123 · pel162.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,398 F1 · kind: Used to make a bona fide gift to an unrelated person. F1 · price: Used to make a bona fide gift to an unrelated person. Read SEC document |
| September 22, 2004 Filed Sep 29, 2004 21:57 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
PurchaseClass B Common Stock, Series 1 | 50 | $11.27 | $563.50 |
DisclosureSEC source: 0000030697-04-000123 · pel162.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,448 F1 · kind: Used to make a bona fide gift to an unrelated person. Read SEC document |
| July 23, 2004 Filed Jul 23, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
OtherClass B Common Stock, Series 1 | 3,610,376 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,398 F1 · kind: Represents a distribution of shares by DWG Acquisition Group, L.P. (DWG Acquisition) to Mr. Peltz, a general partner of DWG Acquisition, in connection with the dissolution of DWG Acquisition on July 23, 2004. These shares, together with the 1,965,607 shares of Class A Common Stock and 1,153,058 shares of Class B Common Stock, Series 1, distributed by DWG Acquisition to the other general partner of DWG Acquisition in connection with the dissolution, were previously reported by Mr. Peltz as indirectly owned by him. Read SEC document |
| July 23, 2004 Filed Jul 23, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
OtherClass A Common Stock | 4,059,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,551,008 F1 · kind: Represents a distribution of shares by DWG Acquisition Group, L.P. (DWG Acquisition) to Mr. Peltz, a general partner of DWG Acquisition, in connection with the dissolution of DWG Acquisition on July 23, 2004. These shares, together with the 1,965,607 shares of Class A Common Stock and 1,153,058 shares of Class B Common Stock, Series 1, distributed by DWG Acquisition to the other general partner of DWG Acquisition in connection with the dissolution, were previously reported by Mr. Peltz as indirectly owned by him. Read SEC document |
| July 21, 2004 Filed Jul 23, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
OtherClass B Common Stock, Series 1 | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 6 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Minor Children Disclosed balance after: 400 F4 · kind: Represents a distribution of a total of 400 shares previously held in the Peltz Family Limited Partnership, an entity in which Mr. Peltz is a general partner, to two minor children of Mr. Peltz. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 21, 2004 Filed Jul 23, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
OtherClass B Common Stock, Series 1 | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 5 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 47,100 F4 · kind: Represents a distribution of a total of 400 shares previously held in the Peltz Family Limited Partnership, an entity in which Mr. Peltz is a general partner, to two minor children of Mr. Peltz. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 21, 2004 Filed Jul 23, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
OtherClass A Common Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Minor Children Disclosed balance after: 200 F2 · kind: Represents a distribution of a total of 200 shares previously held in the Peltz Family Limited Partnership, an entity in which Mr. Peltz is a general partner, to two minor children of Mr. Peltz. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 21, 2004 Filed Jul 23, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
OtherClass A Common Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 23,550 F2 · kind: Represents a distribution of a total of 200 shares previously held in the Peltz Family Limited Partnership, an entity in which Mr. Peltz is a general partner, to two minor children of Mr. Peltz. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 21:18 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 1,201,843 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · derivative · entry 11 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,843 Underlying: Class B Common Stock, Series 1 · 1,201,843 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F11 · derivative.exercise_price: One for one. F8 · derivative.exercise_date: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F8 · derivative.expiration_date: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 21:18 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 600,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · derivative · entry 10 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,921 Underlying: Class A Common Stock · 600,921 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F11 · derivative.exercise_price: One for one. F8 · derivative.exercise_date: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F8 · derivative.expiration_date: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 21:18 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,635,000 | $0.00 Strike: $20.13 | $0.00 |
DisclosureSEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · derivative · entry 9 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,635,000 shares Expires 2004-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: With tandem tax withholding rights. F8 · shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · shares: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F10 · derivative.exercise_date: The stock option vested on October 21, 2003. F8 · derivative.underlying: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · derivative.underlying: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F8 · derivative.underlying_shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · derivative.underlying_shares: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 21:18 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass B Common Stock, Series 1 | 2,068,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,842,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 21:18 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 1,034,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 21:18 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Tax withholdingClass B Common Stock, Series 1 | 3,145,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,865 F2 · shares: In connection with the exercise of the stock options referred to in Table II on April 20, 2004, Mr. Peltz tendered 3,145,734 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on April 20, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 600,921 shares of Class A Common Stock and 1,201,843 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accrual to his account of 600,921 shares of Phantom Stock and 1,201,843 shares of Phantom Stock respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F2 · price: In connection with the exercise of the stock options referred to in Table II on April 20, 2004, Mr. Peltz tendered 3,145,734 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on April 20, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 600,921 shares of Class A Common Stock and 1,201,843 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accrual to his account of 600,921 shares of Phantom Stock and 1,201,843 shares of Phantom Stock respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F8 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 21:18 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
OtherClass B Common Stock, Series 1 | 3,145,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,919,599 F1 · kind: Distribution of shares by DWG Acquisition Group, L.P. ("DWG Acquisition") to Nelson Peltz, a general partner of DWG Acquisition, in connection with the payment of the exercise price for options to acquire shares of Class A Common Stock and Class B Common Stock, Series 1, of Triarc Companies, Inc. ("Triarc") that were exercised by Mr. Peltz on April 20, 2004. See Table II. F1 · price: Distribution of shares by DWG Acquisition Group, L.P. ("DWG Acquisition") to Nelson Peltz, a general partner of DWG Acquisition, in connection with the payment of the exercise price for options to acquire shares of Class A Common Stock and Class B Common Stock, Series 1, of Triarc Companies, Inc. ("Triarc") that were exercised by Mr. Peltz on April 20, 2004. See Table II. Read SEC document |
| February 27, 2004 Filed Mar 2, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 55,089 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000053 · pel130.xml · derivative · entry 10 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,089 Underlying: Class B Common Stock, Series 1 · 55,089 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F10 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F3 · derivative.expiration_date: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. Read SEC document |
| February 27, 2004 Filed Mar 2, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 27,549 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000053 · pel130.xml · derivative · entry 9 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,549 Underlying: Class A Common Stock · 27,549 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F10 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F3 · derivative.expiration_date: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. Read SEC document |
| February 27, 2004 Filed Mar 2, 2004 20:08 UTC |
PELTZ NELSONDirector · Chairman and CEO · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0000030697-04-000053 · pel130.xml · derivative · entry 8 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires 2004-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: With tandem tax withholding rights. F2 · shares: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F9 · derivative.exercise_date: The option vested in three equal installments on March 1, 1995, 1996 and 1997. F1 · derivative.underlying: On August 11, 2003, Triarc Companies, Inc. (Triarc) declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1 for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · derivative.underlying: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F2 · derivative.underlying_shares: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.