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Nasdaq · USD

WEN

Wendy's Co

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Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2018 Filed Mar 5, 2018 21:37 UTC GrantCommon Stock 119 $16.78 $1,996.82
Disclosure

SEC source: 0001209191-18-016485 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,934

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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March 02, 2018 Filed Mar 5, 2018 21:36 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 119 $16.78 $1,996.82
Disclosure

SEC source: 0001209191-18-016479 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,410,090

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:33 UTC
Wright Robert D.EVP, COO & International
Tax withholdingCommon Stock 13,870 $16.12 $223,584.40
Disclosure

SEC source: 0001225208-18-005184 · doc4.xml · nonDerivative · entry 2

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,767

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:33 UTC
Wright Robert D.EVP, COO & International
GrantCommon Stock 46,362 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005184 · doc4.xml · nonDerivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,637

F1 · shares: Reflects settlement of performance units granted to Mr. Wright in February 2015 as part of the Company's long-term incentive plan.

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February 28, 2018 Filed Mar 2, 2018 22:32 UTC
Pringle Abigail E.Chief Development Officer
Tax withholdingCommon Stock 4,038 $16.12 $65,092.56
Disclosure

SEC source: 0001225208-18-005183 · doc4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,311

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:32 UTC
Pringle Abigail E.Chief Development Officer
GrantCommon Stock 12,874 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005183 · doc4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,349

F1 · shares: Reflects settlement of performance units granted to Ms. Pringle in February 2015 as part of the Company's long-term incentive plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:31 UTC
Weisberg Scott A.Chief People Officer
Tax withholdingCommon Stock 8,718 $16.12 $140,534.16
Disclosure

SEC source: 0001225208-18-005182 · doc4.xml · nonDerivative · entry 2

Weisberg Scott A. · CIK 0001502784 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,625

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:31 UTC
Weisberg Scott A.Chief People Officer
GrantCommon Stock 28,329 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005182 · doc4.xml · nonDerivative · entry 1

Weisberg Scott A. · CIK 0001502784 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,343

F1 · shares: Reflects settlement of performance units granted to Mr. Weisberg in February 2015 as part of the Company's long-term incentive plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:31 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 15,371 $16.12 $247,780.52
Disclosure

SEC source: 0001225208-18-005181 · doc4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,874

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:31 UTC
Penegor Todd AllanDirector · President & CEO
GrantCommon Stock 51,515 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005181 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,245

F1 · shares: Reflects settlement of performance units granted to Mr. Penegor in February 2015 as part of the Company's long-term incentive plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:31 UTC
Esposito LilianaChief Communications Officer
Tax withholdingCommon Stock 4,068 $16.12 $65,576.16
Disclosure

SEC source: 0001225208-18-005180 · doc4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,517

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:31 UTC
Esposito LilianaChief Communications Officer
GrantCommon Stock 12,874 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005180 · doc4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,585

F1 · shares: Reflects settlement of performance units granted to Ms. Esposito in February 2015 as part of the Company's long-term incentive plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:30 UTC Tax withholdingCommon Stock 79,165 $16.12 $1,276,139.80
Disclosure

SEC source: 0001225208-18-005179 · doc4.xml · nonDerivative · entry 2

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,295

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:30 UTC GrantCommon Stock 193,189 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005179 · doc4.xml · nonDerivative · entry 1

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,460

F1 · shares: Reflects settlement of performance units granted to Mr. Brolick in February 2015 as part of the Company's long-term incentive plan.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001225208-18-004981 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vested in two equal installments on September 15, 2009 and 2010.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001225208-18-004981 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vested in two equal installments on September 15, 2009 and 2010.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:45 UTC Tax withholdingCommon Stock 2,536 $16.54 $41,932.76
Disclosure

SEC source: 0001225208-18-004981 · doc4.xml · nonDerivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,544

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:45 UTC Tax withholdingCommon Stock 1,258 $16.54 $20,801.03
Disclosure

SEC source: 0001225208-18-004981 · doc4.xml · nonDerivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,080

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:45 UTC Exercise / conversionCommon Stock 4,000 $5.20 $20,800.00
Disclosure

SEC source: 0001225208-18-004981 · doc4.xml · nonDerivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:45 UTC Exercise / conversionCommon Stock 8,000 $5.24 $41,920.00
Disclosure

SEC source: 0001225208-18-004981 · doc4.xml · nonDerivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:35 UTC SaleCommon Stock 5,000,000 $16.50 $82,500,000.00
Disclosure

SEC source: 0001209191-18-014198 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 34,035,921

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F2 · ownership.nature: (FN 1, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 26, 2018 Filed Feb 27, 2018 23:34 UTC SaleCommon Stock 5,000,000 $16.50 $82,500,000.00
Disclosure

SEC source: 0001209191-18-014192 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 34,035,921

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 1, contd.) Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:33 UTC
MAY PETER WDirector · 10% owner
SaleCommon Stock 5,000,000 $16.50 $82,500,000.00
Disclosure

SEC source: 0001209191-18-014190 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 34,035,921

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 1, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:31 UTC SaleCommon Stock 5,000,000 $16.50 $82,500,000.00
Disclosure

SEC source: 0001209191-18-014177 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 34,035,921

F1 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P. ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F2 · ownership.nature: (FN 1, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F3 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:30 UTC SaleCommon Stock 5,000,000 $16.50 $82,500,000.00
Disclosure

SEC source: 0001209191-18-014168 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Trian Partners Strategic Fund-G II GP, L.P. · CIK 0001691892 · 10% owner

Trian Partners Strategic Fund-G III GP, L.P. · CIK 0001691860 · 10% owner

Trian Partners Strategic Fund-K GP, L.P. · CIK 0001691896 · 10% owner

Trian Partners Strategic Fund-C GP, L.P. · CIK 0001691857 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 34,035,921

F1 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F2 · ownership.nature: (FN 1, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund-C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F3 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:29 UTC SaleCommon Stock 5,000,000 $16.50 $82,500,000.00
Disclosure

SEC source: 0001209191-18-014162 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner

Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner

Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner

Trian Partners Strategic Fund-G II General Partner, LLC · CIK 0001691862 · 10% owner

Trian Partners Strategic Fund-G III General Partner, LLC · CIK 0001691858 · 10% owner

Trian Partners Strategic Fund-C General Partner, LLC · CIK 0001691856 · 10% owner

Trian Partners Strategic Fund-K General Partner, LLC · CIK 0001691894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 34,035,921

F1 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F2 · ownership.nature: (FN 1, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I., Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F3 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

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February 26, 2018 Filed Feb 27, 2018 23:32 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 5,000,000 $16.50 $82,500,000.00
Disclosure

SEC source: 0001209191-18-014185 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 34,035,921

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 1, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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January 02, 2018 Filed Jan 3, 2018 21:50 UTC GrantCommon Stock 1,070 $15.77 $16,873.90
Disclosure

SEC source: 0001209191-18-000969 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,815

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

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January 02, 2018 Filed Jan 3, 2018 21:49 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,236 $15.77 $19,491.72
Disclosure

SEC source: 0001209191-18-000966 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,409,971

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

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January 02, 2018 Filed Jan 3, 2018 21:48 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,070 $15.77 $16,873.90
Disclosure

SEC source: 0001209191-18-000963 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,892,471

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Wright Robert D.EVP, COO & International
Exercise / conversionRestricted Stock Units · Derivative 58,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018932 · doc4.xml · derivative · entry 7

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,212

Underlying: Common Stock · 58,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: The restricted stock units were granted on December 17, 2014 and vest in The restricted stock units were granted on December 17, 2014 and vest in two equal installments on the third and fourth anniversaries of the grant date. The first installment of 58,428 shares (which does not include the related dividend equivalent units referenced by footnote (5)) vested in full on December 17, 2017. The second installment of 58,428 shares (including the related dividend equivalent units) will vest on December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

F7 · derivative.expiration_date: The restricted stock units were granted on December 17, 2014 and vest in two equal installments on the third and fourth anniversaries of the grant date. The first installment of 58,428 shares (which does not include the related dividend equivalent units referenced by footnote (5)) vested in full on December 17, 2017. The second installment of 58,428 shares (including the related dividend equivalent units) will vest on December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Wright Robert D.EVP, COO & International
Exercise / conversionRestricted Stock Units · Derivative 3,783 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018932 · doc4.xml · derivative · entry 6

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,640

Underlying: Common Stock · 3,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2017.

F5 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2017.

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Wright Robert D.EVP, COO & International
Tax withholdingCommon Stock 28,930 $15.55 $449,933.83
Disclosure

SEC source: 0001225208-17-018932 · doc4.xml · nonDerivative · entry 4

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,275

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Wright Robert D.EVP, COO & International
Tax withholdingCommon Stock 1,874 $15.55 $29,145.39
Disclosure

SEC source: 0001225208-17-018932 · doc4.xml · nonDerivative · entry 3

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,205

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Wright Robert D.EVP, COO & International
Exercise / conversionCommon Stock 3,783 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018932 · doc4.xml · nonDerivative · entry 2

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Wright Robert D.EVP, COO & International
Exercise / conversionCommon Stock 58,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018932 · doc4.xml · nonDerivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 58,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018931 · doc4.xml · derivative · entry 7

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,212

Underlying: Common Stock · 58,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: The restricted stock units were granted on December 17, 2014 and vest in two equal installments on the third and fourth anniversaries of the grant date. The first installment of 58,428 shares (which does not include the related dividend equivalent units referenced by footnote (5)) vested in full on December 17, 2017. The second installment of 58,428 shares (including the related dividend equivalent units) will vest on December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F6 · derivative.expiration_date: The restricted stock units were granted on December 17, 2014 and vest in two equal installments on the third and fourth anniversaries of the grant date. The first installment of 58,428 shares (which does not include the related dividend equivalent units referenced by footnote (5)) vested in full on December 17, 2017. The second installment of 58,428 shares (including the related dividend equivalent units) will vest on December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,783 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018931 · doc4.xml · derivative · entry 6

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,640

Underlying: Common Stock · 3,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2017.

F5 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2017.

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 28,930 $15.55 $449,933.83
Disclosure

SEC source: 0001225208-17-018931 · doc4.xml · nonDerivative · entry 4

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,730

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 1,874 $15.55 $29,145.39
Disclosure

SEC source: 0001225208-17-018931 · doc4.xml · nonDerivative · entry 3

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,660

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionCommon Stock 3,783 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018931 · doc4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
December 17, 2017 Filed Dec 19, 2017 23:19 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionCommon Stock 58,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018931 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018937 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,189

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2017.

F11 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 23, 2018 or the date of the Company's 2018 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 23, 2018 or the date of the Company's 2018 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018937 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,160

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2017.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018937 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,124

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2017.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018937 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,086

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2017.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 63 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018937 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,042

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2017.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018937 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,979

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2017.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018937 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,900

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2017.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018937 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,816

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2017.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.