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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 19, 2019 21:22 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 35 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005537 · doc4.xml · derivative · entry 3

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,921

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F6 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F6 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:22 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005537 · doc4.xml · derivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,886

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2019, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2019, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:22 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005537 · doc4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,847

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 21:50 UTC
Pringle Abigail E.CGDO & International
SaleCommon Stock 8,897 $17.35 $154,394.09
Disclosure

SEC source: 0001225208-19-004790 · doc4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · CGDO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,917

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:09 UTC SaleCommon Stock 3,000,000 $17.11 $51,330,000.00
Disclosure

SEC source: 0001209191-19-017866 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 28,630,629

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:08 UTC SaleCommon Stock 3,000,000 $17.11 $51,330,000.00
Disclosure

SEC source: 0001209191-19-017865 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 28,630,629

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:07 UTC
MAY PETER WDirector · 10% owner
SaleCommon Stock 3,000,000 $17.11 $51,330,000.00
Disclosure

SEC source: 0001209191-19-017864 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 28,630,629

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:06 UTC SaleCommon Stock 3,000,000 $17.11 $51,330,000.00
Disclosure

SEC source: 0001209191-19-017862 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Trian Partners Strategic Fund-G II GP, L.P. · CIK 0001691892 · 10% owner

Trian Partners Strategic Fund-G III GP, L.P. · CIK 0001691860 · 10% owner

Trian Partners Strategic Fund-K GP, L.P. · CIK 0001691896 · 10% owner

Trian Partners Strategic Fund-C GP, L.P. · CIK 0001691857 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 28,630,629

F1 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F2 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund-C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F3 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:05 UTC SaleCommon Stock 3,000,000 $17.11 $51,330,000.00
Disclosure

SEC source: 0001209191-19-017861 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 28,630,629

F1 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P. ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F2 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F3 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:07 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 3,000,000 $17.11 $51,330,000.00
Disclosure

SEC source: 0001209191-19-017863 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 28,630,629

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 107,351 $17.27 $1,853,683.39
Disclosure

SEC source: 0001225208-19-004156 · doc4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,876

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC
Penegor Todd AllanDirector · President & CEO
GrantCommon Stock 239,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004156 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,227

F1 · shares: Reflects settlement of performance units granted to Mr. Penegor in February 2016 as part of the Company's long-term incentive plan.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC Tax withholdingCommon Stock 35,166 $17.27 $607,228.91
Disclosure

SEC source: 0001225208-19-004154 · doc4.xml · nonDerivative · entry 2

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,629

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC GrantCommon Stock 78,334 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004154 · doc4.xml · nonDerivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,795

F1 · shares: Reflects settlement of performance units granted to Mr. Wright in February 2016 as part of the Company's long-term incentive plan.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC
Esposito LilianaChief Communications Officer
Tax withholdingCommon Stock 8,082 $17.27 $139,555.94
Disclosure

SEC source: 0001225208-19-004153 · doc4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,542

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC
Esposito LilianaChief Communications Officer
GrantCommon Stock 26,107 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004153 · doc4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,624

F1 · shares: Reflects settlement of performance units granted to Ms. Esposito in February 2016 as part of the Company's long-term incentive plan.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC
Kane Kurt AEVP, Chief Concept & Mktg Ofcr
Tax withholdingCommon Stock 17,207 $17.27 $297,121.87
Disclosure

SEC source: 0001225208-19-004152 · doc4.xml · nonDerivative · entry 2

Kane Kurt A · CIK 0001641147 · EVP, Chief Concept & Mktg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,287

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC
Kane Kurt AEVP, Chief Concept & Mktg Ofcr
GrantCommon Stock 56,571 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004152 · doc4.xml · nonDerivative · entry 1

Kane Kurt A · CIK 0001641147 · EVP, Chief Concept & Mktg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,494

F1 · shares: Reflects settlement of performance units granted to Mr. Kane in February 2016 as part of the Company's long-term incentive plan.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:30 UTC
Pringle Abigail E.CGDO & International
Tax withholdingCommon Stock 8,000 $17.27 $138,140.00
Disclosure

SEC source: 0001225208-19-004151 · doc4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · CGDO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,814

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:30 UTC
Pringle Abigail E.CGDO & International
GrantCommon Stock 26,107 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004151 · doc4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · CGDO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,814

F1 · shares: Reflects settlement of performance units granted to Ms. Pringle in February 2016 as part of the Company's long-term incentive plan.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:56 UTC GrantCommon Stock 1,169 $16.67 $19,487.23
Disclosure

SEC source: 0001209191-19-001080 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,057

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:55 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,514 $16.67 $25,238.38
Disclosure

SEC source: 0001209191-19-001073 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,435,423

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:59 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,012 $16.67 $16,870.04
Disclosure

SEC source: 0001209191-19-001104 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,915,497

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC
Wright Robert D.EVP, COO & International
Exercise / conversionRestricted Stock Units · Derivative 58,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016926 · doc4.xml · derivative · entry 7

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted stock units were granted on December 17, 2014 and fully vested on December 17, 2018.

F5 · derivative.expiration_date: The restricted stock units were granted on December 17, 2014 and fully vested on December 17, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC
Wright Robert D.EVP, COO & International
Exercise / conversionRestricted Stock Units · Derivative 5,025 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016926 · doc4.xml · derivative · entry 6

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,428

Underlying: Common Stock · 5,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC
Wright Robert D.EVP, COO & International
GrantRestricted Stock Units · Derivative 324 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016926 · doc4.xml · derivative · entry 5

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,453

Underlying: Common Stock · 324 shares

Expires not disclosed

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 17, 2018.

F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC
Wright Robert D.EVP, COO & International
Tax withholdingCommon Stock 26,205 $16.55 $433,561.73
Disclosure

SEC source: 0001225208-18-016926 · doc4.xml · nonDerivative · entry 4

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,461

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC
Wright Robert D.EVP, COO & International
Tax withholdingCommon Stock 2,254 $16.55 $37,292.43
Disclosure

SEC source: 0001225208-18-016926 · doc4.xml · nonDerivative · entry 3

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,666

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC
Wright Robert D.EVP, COO & International
Exercise / conversionCommon Stock 5,025 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016926 · doc4.xml · nonDerivative · entry 2

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC
Wright Robert D.EVP, COO & International
Exercise / conversionCommon Stock 58,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016926 · doc4.xml · nonDerivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,717

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F12 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,682

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F11 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 5, 2019 or the date of the Company's 2019 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 5, 2019 or the date of the Company's 2019 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,646

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,604

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,560

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,509

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,435

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 98 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,342

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,244

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016925 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,141

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 17, 2018.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:07 UTC
Wunsch E.J.Chief Legal Officer, Secretary
GrantRestricted Stock Units · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016924 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,231

Underlying: Common Stock · 123 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 17, 2018.

F4 · derivative.exercise_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:06 UTC
Pringle Abigail E.CGDO & International
Exercise / conversionRestricted Stock Units · Derivative 128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016923 · doc4.xml · derivative · entry 5

Pringle Abigail E. · CIK 0001676101 · CGDO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 14, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 14, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:06 UTC
Pringle Abigail E.CGDO & International
GrantRestricted Stock Units · Derivative 128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016923 · doc4.xml · derivative · entry 4

Pringle Abigail E. · CIK 0001676101 · CGDO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock · 128 shares

Expires not disclosed

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 17, 2018.

F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 14, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 14, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:06 UTC
Pringle Abigail E.CGDO & International
Tax withholdingCommon Stock 39 $16.55 $645.26
Disclosure

SEC source: 0001225208-18-016923 · doc4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · CGDO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,707

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:06 UTC
Pringle Abigail E.CGDO & International
Exercise / conversionCommon Stock 128 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016923 · doc4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · CGDO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:06 UTC
Plosch GuntherChief Financial Officer
GrantRestricted Stock Units · Derivative 474 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016922 · doc4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,671

Underlying: Common Stock · 474 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 17, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:05 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 58,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016921 · doc4.xml · derivative · entry 7

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted stock units were granted on December 17, 2014 and fully vested on December 17, 2018.

F5 · derivative.expiration_date: The restricted stock units were granted on December 17, 2014 and fully vested on December 17, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:05 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,025 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016921 · doc4.xml · derivative · entry 6

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,428

Underlying: Common Stock · 5,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:05 UTC
Penegor Todd AllanDirector · President & CEO
GrantRestricted Stock Units · Derivative 324 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016921 · doc4.xml · derivative · entry 5

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,453

Underlying: Common Stock · 324 shares

Expires not disclosed

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 17, 2018.

F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on December 17, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 17, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:05 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 26,205 $16.55 $433,561.73
Disclosure

SEC source: 0001225208-18-016921 · doc4.xml · nonDerivative · entry 4

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,868

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.