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Nasdaq · USD

WEN

Wendy's Co

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Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2019 Filed Jun 6, 2019 20:56 UTC GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008989 · doc4.xml · nonDerivative · entry 1

Rothschild Peter · CIK 0001331424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,199

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:59 UTC GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035125 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,264

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:58 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035124 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,442,971

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:57 UTC GrantRestricted Stock Units · Derivative 6,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008991 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,567

Underlying: Common Stock · 6,052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 4, 2020 or the date of the Company's 2020 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F2 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 4, 2020 or the date of the Company's 2020 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:56 UTC GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008990 · doc4.xml · nonDerivative · entry 1

WINKLEBLACK ARTHUR B · CIK 0001199100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,719

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:56 UTC GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008988 · doc4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,068

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:56 UTC GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008987 · doc4.xml · nonDerivative · entry 1

Kass Dennis M. · CIK 0001565573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,714

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:56 UTC GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008986 · doc4.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,542

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:54 UTC GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008985 · doc4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,291

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:58 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 6,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035122 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,922,549

Read SEC document
May 15, 2019 Filed May 16, 2019 20:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 156,013 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · derivative · entry 10

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,680

Underlying: Common Stock · 156,013 shares

Expires 2026-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: With tandem net exercise and tax withholding rights.

F5 · derivative.exercise_date: The option vests in three equal installments on August 12, 2017, 2018 and 2019, subject to continued employment on the applicable vesting date. The first and second installments vested and the option is currently exercisable as to 165,359 shares.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 52,009 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · derivative · entry 9

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,020

Underlying: Common Stock · 52,009 shares

Expires 2027-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: With tandem net exercise and tax withholding rights.

F6 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020, subject to continued employment on the applicable vesting date. The first installment vested and the option is currently exercisable as to 52,009 shares.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:39 UTC SaleCommon Stock 208,022 $18.63 $3,876,240.34
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · nonDerivative · entry 6

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.725 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:39 UTC Exercise / conversionCommon Stock 52,009 $15.36 $798,598.20
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · nonDerivative · entry 5

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:39 UTC Exercise / conversionCommon Stock 156,013 $10.09 $1,573,781.14
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · nonDerivative · entry 4

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,346 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · derivative · entry 8

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,693

Underlying: Common Stock · 9,346 shares

Expires 2026-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: With tandem net exercise and tax withholding rights.

F5 · derivative.exercise_date: The option vests in three equal installments on August 12, 2017, 2018 and 2019, subject to continued employment on the applicable vesting date. The first and second installments vested and the option is currently exercisable as to 165,359 shares.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 237,425 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · derivative · entry 7

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 237,425 shares

Expires 2025-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vested in full in three equal installments on August 7, 2016, 2017 and 2018 and is currently exercisable as to all 237,425 shares.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:39 UTC SaleCommon Stock 246,771 $18.57 $4,581,501.03
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · nonDerivative · entry 3

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.68 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:39 UTC Exercise / conversionCommon Stock 9,346 $10.09 $94,277.78
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · nonDerivative · entry 2

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:39 UTC Exercise / conversionCommon Stock 237,425 $9.86 $2,340,416.94
Disclosure

SEC source: 0001225208-19-008126 · doc4.xml · nonDerivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2019 Filed May 14, 2019 21:09 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 109,110 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001225208-19-007950 · doc4.xml · derivative · entry 4

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 109,110 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vested in full in three equal installments on August 11, 2015, 2016 and 2017 and is currently exercisable as to all 109,110 shares.

Read SEC document
May 13, 2019 Filed May 14, 2019 21:09 UTC SaleCommon Stock 109,110 $18.58 $2,026,816.45
Disclosure

SEC source: 0001225208-19-007950 · doc4.xml · nonDerivative · entry 3

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.505 to $18.73 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2019 Filed May 14, 2019 21:09 UTC Exercise / conversionCommon Stock 109,110 $8.22 $897,156.98
Disclosure

SEC source: 0001225208-19-007950 · doc4.xml · nonDerivative · entry 2

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 21:09 UTC SaleCommon Stock 126,629 $18.74 $2,372,508.28
Disclosure

SEC source: 0001225208-19-007950 · doc4.xml · nonDerivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.57 to $18.90 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 02, 2019 Filed May 6, 2019 22:36 UTC
Plosch GuntherChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 87,719 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012282 · doc4.xml · derivative · entry 6

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 2, 2016 and fully vested on May 2, 2019.

F4 · derivative.expiration_date: The restricted stock units were granted on May 2, 2016 and fully vested on May 2, 2019.

Read SEC document
May 02, 2019 Filed May 6, 2019 22:36 UTC
Plosch GuntherChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,505 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012282 · doc4.xml · derivative · entry 5

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

Underlying: Common Stock · 5,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Represents the dividend equivalent units that had accrued on the restricted stock units that vested in full on May 2, 2019; accordingly, the dividend equivalent units vested in full immediately upon being issued on May 2, 2019.

F3 · derivative.expiration_date: Represents the dividend equivalent units that had accrued on the restricted stock units that vested in full on May 2, 2019; accordingly, the dividend equivalent units vested in full immediately upon being issued on May 2, 2019.

Read SEC document
May 02, 2019 Filed May 6, 2019 22:36 UTC
Plosch GuntherChief Financial Officer
Tax withholdingCommon Stock 34,900 $18.49 $645,301.00
Disclosure

SEC source: 0000899243-19-012282 · doc4.xml · nonDerivative · entry 4

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,680

Read SEC document
May 02, 2019 Filed May 6, 2019 22:36 UTC
Plosch GuntherChief Financial Officer
Tax withholdingCommon Stock 1,644 $18.49 $30,397.56
Disclosure

SEC source: 0000899243-19-012282 · doc4.xml · nonDerivative · entry 3

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,580

Read SEC document
May 02, 2019 Filed May 6, 2019 22:36 UTC
Plosch GuntherChief Financial Officer
Exercise / conversionCommon Stock 5,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-012282 · doc4.xml · nonDerivative · entry 2

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
May 02, 2019 Filed May 6, 2019 22:36 UTC
Plosch GuntherChief Financial Officer
Exercise / conversionCommon Stock 87,719 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-012282 · doc4.xml · nonDerivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:57 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,496 $16.87 $25,237.52
Disclosure

SEC source: 0001209191-19-022624 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,436,919

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:58 UTC GrantCommon Stock 1,155 $16.87 $19,484.85
Disclosure

SEC source: 0001209191-19-022627 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,212

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:57 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,000 $16.87 $16,870.00
Disclosure

SEC source: 0001209191-19-022622 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,916,497

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,515

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F12 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,475

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F11 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 5, 2019 or the date of the Company's 2019 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 5, 2019 or the date of the Company's 2019 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,433

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,384

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,333

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,273

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,188

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,081

Underlying: Common Stock · 116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 121 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,965

Underlying: Common Stock · 121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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March 15, 2019 Filed Mar 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 127 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005543 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,844

Underlying: Common Stock · 127 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2019.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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March 15, 2019 Filed Mar 19, 2019 21:24 UTC
Wunsch E.J.Chief Legal Ofcr &Secretary
GrantRestricted Stock Units · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005542 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr &Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,376

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F4 · derivative.exercise_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 3, 2019, subject to Mr. Wunsch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 3, 2019, subject to Mr. Wunsch's continued employment with the Company on the vesting date.

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March 15, 2019 Filed Mar 19, 2019 21:23 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 30 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005540 · doc4.xml · derivative · entry 3

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,235

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:23 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005540 · doc4.xml · derivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,205

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2019, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2019, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:23 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 60 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005540 · doc4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,163

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

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March 15, 2019 Filed Mar 19, 2019 21:24 UTC
Plosch GuntherChief Financial Officer
GrantRestricted Stock Units · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005541 · doc4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,224

Underlying: Common Stock · 553 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

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March 15, 2019 Filed Mar 19, 2019 21:23 UTC
Kane Kurt AEVP, Chief Concept & Mktg Ofcr
GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005539 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · EVP, Chief Concept & Mktg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,854

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:22 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005538 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.