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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

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2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2019 Filed Aug 16, 2019 21:29 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 1,525,000 $19.99 $30,481,700.00
Disclosure

SEC source: 0001209191-19-046369 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 26,630,629

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.78 - $20.21. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:31 UTC SaleCommon Stock 475,000 $19.90 $9,453,260.00
Disclosure

SEC source: 0001209191-19-046374 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 28,155,629

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.80 to $19.955. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P. ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:31 UTC SaleCommon Stock 475,000 $19.90 $9,453,260.00
Disclosure

SEC source: 0001209191-19-046373 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Trian Partners Strategic Fund-G II GP, L.P. · CIK 0001691892 · 10% owner

Trian Partners Strategic Fund-G III GP, L.P. · CIK 0001691860 · 10% owner

Trian Partners Strategic Fund-K GP, L.P. · CIK 0001691896 · 10% owner

Trian Partners Strategic Fund-C GP, L.P. · CIK 0001691857 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 28,155,629

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.80 to $19.955. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund-C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:30 UTC SaleCommon Stock 475,000 $19.90 $9,453,260.00
Disclosure

SEC source: 0001209191-19-046372 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 28,155,629

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.80 to $19.955. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:30 UTC SaleCommon Stock 475,000 $19.90 $9,453,260.00
Disclosure

SEC source: 0001209191-19-046371 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 28,155,629

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.80 to $19.955. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:29 UTC
MAY PETER WDirector · 10% owner
SaleCommon Stock 475,000 $19.90 $9,453,260.00
Disclosure

SEC source: 0001209191-19-046370 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 28,155,629

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.80 to $19.955. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:29 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 475,000 $19.90 $9,453,260.00
Disclosure

SEC source: 0001209191-19-046369 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 28,155,629

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.80 to $19.955. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
O'Brien Matthew ColeyChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 6,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011384 · doc4.xml · derivative · entry 6

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,246

Underlying: Common Stock · 6,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on August 12, 2016 and fully vested on August 12, 2019.

F4 · derivative.expiration_date: The restricted stock units were granted on August 12, 2016 and fully vested on August 12, 2019.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
O'Brien Matthew ColeyChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011384 · doc4.xml · derivative · entry 5

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,937

Underlying: Common Stock · 412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on August 12, 2019; accordingly, the dividend equivalent units vested in full immediately upon being issued on August 12, 2019.

F3 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on August 12, 2019; accordingly, the dividend equivalent units vested in full immediately upon being issued on August 12, 2019.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
O'Brien Matthew ColeyChief People Officer
Tax withholdingCommon Stock 1,998 $19.61 $39,180.78
Disclosure

SEC source: 0001225208-19-011384 · doc4.xml · nonDerivative · entry 4

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,583

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
O'Brien Matthew ColeyChief People Officer
Tax withholdingCommon Stock 123 $19.61 $2,412.03
Disclosure

SEC source: 0001225208-19-011384 · doc4.xml · nonDerivative · entry 3

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,581

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
O'Brien Matthew ColeyChief People Officer
Exercise / conversionCommon Stock 412 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011384 · doc4.xml · nonDerivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
O'Brien Matthew ColeyChief People Officer
Exercise / conversionCommon Stock 6,691 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011384 · doc4.xml · nonDerivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 6,195 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011383 · doc4.xml · derivative · entry 6

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,463

Underlying: Common Stock · 6,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on August 12, 2016 and fully vested on August 12, 2019.

F4 · derivative.expiration_date: The restricted stock units were granted on August 12, 2016 and fully vested on August 12, 2019.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011383 · doc4.xml · derivative · entry 5

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,658

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on August 12, 2019; accordingly, the dividend equivalent units vested in full immediately upon being issued on August 12, 2019.

F3 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on August 12, 2019; accordingly, the dividend equivalent units vested in full immediately upon being issued on August 12, 2019.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
Burnside Leigh A.SVP, Finance & CAO
Tax withholdingCommon Stock 1,850 $19.61 $36,278.50
Disclosure

SEC source: 0001225208-19-011383 · doc4.xml · nonDerivative · entry 4

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,437

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
Burnside Leigh A.SVP, Finance & CAO
Tax withholdingCommon Stock 115 $19.61 $2,255.15
Disclosure

SEC source: 0001225208-19-011383 · doc4.xml · nonDerivative · entry 3

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,287

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011383 · doc4.xml · nonDerivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:03 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionCommon Stock 6,195 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011383 · doc4.xml · nonDerivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:12 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 99,156 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001225208-19-011294 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,156

Underlying: Common Stock · 99,156 shares

Expires 2029-08-09

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 9, 2020, 2021 and 2022, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:12 UTC
Plosch GuntherChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 161,588 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001225208-19-011292 · doc4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,588

Underlying: Common Stock · 161,588 shares

Expires 2029-08-09

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 9, 2020, 2021 and 2022, subject to Mr. Plosch's continued employment with the Company on the applicable vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:11 UTC
Esposito LilianaChief Communications Officer
GrantEmployee Stock Option (right to buy) · Derivative 59,371 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001225208-19-011288 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,371

Underlying: Common Stock · 59,371 shares

Expires 2029-08-09

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 9, 2020, 2021 and 2022, subject to Ms. Esposito's continued employment with the Company on the applicable vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:12 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantEmployee Stock Option (right to buy) · Derivative 123,639 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001225208-19-011293 · doc4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,639

Underlying: Common Stock · 123,639 shares

Expires 2029-08-09

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 9, 2020, 2021 and 2022, subject to Ms. Pringle's continued employment with the Company on the applicable vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:11 UTC
Penegor Todd AllanDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 602,285 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001225208-19-011291 · doc4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,285

Underlying: Common Stock · 602,285 shares

Expires 2029-08-09

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 9, 2020, 2021 and 2022, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:11 UTC
O'Brien Matthew ColeyChief People Officer
GrantEmployee Stock Option (right to buy) · Derivative 62,432 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001225208-19-011290 · doc4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,432

Underlying: Common Stock · 62,432 shares

Expires 2029-08-09

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 9, 2020, 2021 and 2022, subject to Mr. O'Brien's continued employment with the Company on the applicable vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:11 UTC
Kane Kurt APres US & Chf Commerical Ofc
GrantEmployee Stock Option (right to buy) · Derivative 155,468 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001225208-19-011289 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,468

Underlying: Common Stock · 155,468 shares

Expires 2029-08-09

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 9, 2020, 2021 and 2022, subject to Mr. Kane's continued employment with the Company on the applicable vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:01 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantEmployee Stock Option (right to buy) · Derivative 36,724 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001225208-19-011286 · doc4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,724

Underlying: Common Stock · 36,724 shares

Expires 2029-08-09

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 9, 2020, 2021 and 2022, subject to Ms. Burnside's continued employment with the Company on the applicable vesting date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:25 UTC GrantCommon Stock 1,003 $19.43 $19,488.29
Disclosure

SEC source: 0001209191-19-040292 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,372

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:24 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,299 $19.43 $25,239.57
Disclosure

SEC source: 0001209191-19-040286 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,444,270

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:23 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 868 $19.43 $16,865.24
Disclosure

SEC source: 0001209191-19-040280 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923,417

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:47 UTC GrantCommon Stock 105 $18.88 $1,982.40
Disclosure

SEC source: 0001209191-19-038243 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,369

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009433 · doc4.xml · derivative · entry 3

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,040

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F6 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F6 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 34 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009433 · doc4.xml · derivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,009

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2019, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2019, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009433 · doc4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,975

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009436 · doc4.xml · derivative · entry 3

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,349

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009436 · doc4.xml · derivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,323

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2019, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2019, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009436 · doc4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,287

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,260

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F12 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,225

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F11 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,188

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,145

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,100

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,049

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,975

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,882

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,782

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC GrantRestricted Stock Units · Derivative 110 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009439 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,677

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 17, 2019.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
GrantRestricted Stock Units · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009438 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,502

Underlying: Common Stock · 126 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F4 · derivative.exercise_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 3, 2019, subject to Mr. Wunsch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 3, 2019, subject to Mr. Wunsch's continued employment with the Company on the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
Kane Kurt APres US & Chf Commerical Ofc
GrantRestricted Stock Units · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009435 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,941

Underlying: Common Stock · 87 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:25 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009434 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,198

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.