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Nasdaq · USD

WEN

Wendy's Co

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Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2019 Filed Dec 18, 2019 22:07 UTC
Kane Kurt APres US & Chf Commerical Ofc
GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015963 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,119

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 16, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:06 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 33 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015961 · doc4.xml · derivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,635

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 16, 2019.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:06 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 58 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015961 · doc4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,602

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 16, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:13 UTC GrantCommon Stock 95 $21.02 $1,996.90
Disclosure

SEC source: 0001209191-19-059913 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,409

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:12 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 95 $21.02 $1,996.90
Disclosure

SEC source: 0001209191-19-059912 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445,585

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:12 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 95 $21.02 $1,996.90
Disclosure

SEC source: 0001209191-19-059911 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,924,328

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:44 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 218,153 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001225208-19-015026 · doc4.xml · derivative · entry 5

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 218,153 shares

Expires 2023-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vested in three equal installments on August 9, 2014, 2015 and 2016, and is currently exercisable as to all 218,153 shares.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:44 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 65,580 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001225208-19-015026 · doc4.xml · derivative · entry 4

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,580 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on June 3, 2014, 2015 and 2016, and is currently exercisable as to all 65,580 shares.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:44 UTC
Penegor Todd AllanDirector · President & CEO
SaleCommon Stock 283,733 $21.34 $6,055,486.43
Disclosure

SEC source: 0001225208-19-015026 · doc4.xml · nonDerivative · entry 3

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,876

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.185 to $21.55 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:44 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionCommon Stock 65,580 $5.91 $387,249.90
Disclosure

SEC source: 0001225208-19-015026 · doc4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:44 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionCommon Stock 218,153 $7.92 $1,728,317.14
Disclosure

SEC source: 0001225208-19-015026 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:54 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,408 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001225208-19-014628 · doc4.xml · derivative · entry 6

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,408 shares

Expires 2023-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vested in three equal installments on September 9, 2014, 2015 and 2016 and is currently exercisable as to all 26,408 shares.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:54 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,777 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001225208-19-014628 · doc4.xml · derivative · entry 5

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,777 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on July 2, 2013, 2014 and 2015 and is currently exercisable as to all 27,777 shares.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:54 UTC
Burnside Leigh A.SVP, Finance & CAO
Tax withholdingCommon Stock 20,762 $20.95 $434,963.90
Disclosure

SEC source: 0001225208-19-014628 · doc4.xml · nonDerivative · entry 4

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,525

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:54 UTC
Burnside Leigh A.SVP, Finance & CAO
SaleCommon Stock 13,335 $20.95 $279,368.25
Disclosure

SEC source: 0001225208-19-014628 · doc4.xml · nonDerivative · entry 3

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,287

F1 · shares: Of the 13,335 shares sold, 6,816 were sold to cover applicable exercise price and the tax withholding.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:54 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionCommon Stock 26,408 $7.92 $209,217.38
Disclosure

SEC source: 0001225208-19-014628 · doc4.xml · nonDerivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:54 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionCommon Stock 27,777 $4.68 $129,857.48
Disclosure

SEC source: 0001225208-19-014628 · doc4.xml · nonDerivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 20:49 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
SaleCommon Stock 3,694 $20.51 $75,768.37
Disclosure

SEC source: 0001225208-19-013237 · doc4.xml · nonDerivative · entry 5

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,821

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.695 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:49 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Exercise / conversionRestricted Stock Units · Derivative 23,207 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013237 · doc4.xml · derivative · entry 7

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: The restricted stock units were granted on October 3, 2016 and vested in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) vested on October 3, 2019.

F6 · derivative.expiration_date: The restricted stock units were granted on October 3, 2016 and vested in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) vested on October 3, 2019.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:49 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,418 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013237 · doc4.xml · derivative · entry 6

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,207

Underlying: Common Stock · 1,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: Represents dividend equivalent units that had accrued on the restricted stock units that vested on October 3, 2019; accordingly, the dividend equivalent units vested in full immediately upon being issued on October 3, 2019.

F5 · derivative.expiration_date: Represents dividend equivalent units that had accrued on the restricted stock units that vested on October 3, 2019; accordingly, the dividend equivalent units vested in full immediately upon being issued on October 3, 2019.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:49 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Tax withholdingCommon Stock 6,928 $20.12 $139,408.68
Disclosure

SEC source: 0001225208-19-013237 · doc4.xml · nonDerivative · entry 4

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,515

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:49 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Tax withholdingCommon Stock 424 $20.12 $8,531.94
Disclosure

SEC source: 0001225208-19-013237 · doc4.xml · nonDerivative · entry 3

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,443

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:49 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Exercise / conversionCommon Stock 1,418 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013237 · doc4.xml · nonDerivative · entry 2

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:49 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Exercise / conversionCommon Stock 23,207 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013237 · doc4.xml · nonDerivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 22:23 UTC GrantCommon Stock 942 $20.68 $19,480.56
Disclosure

SEC source: 0001209191-19-051367 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,314

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 22:22 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,220 $20.68 $25,229.60
Disclosure

SEC source: 0001209191-19-051366 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445,490

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 22:21 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 816 $20.68 $16,874.88
Disclosure

SEC source: 0001209191-19-051362 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,924,233

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,968

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F13 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 4, 2020 or the date of the Company's 2020 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 4, 2020 or the date of the Company's 2020 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,938

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F12 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,904

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F11 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,868

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,827

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,783

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 73 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,733

Underlying: Common Stock · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,660

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 98 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,568

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,470

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012713 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,368

Underlying: Common Stock · 108 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 17, 2019.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:19 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
GrantRestricted Stock Units · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012712 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,625

Underlying: Common Stock · 123 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 17, 2019.

F4 · derivative.exercise_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 3, 2019, subject to Mr. Wunsch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 3, 2019, subject to Mr. Wunsch's continued employment with the Company on the vesting date.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:19 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012711 · doc4.xml · derivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,322

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:19 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012711 · doc4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,297

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:18 UTC
Kane Kurt APres US & Chf Commerical Ofc
GrantRestricted Stock Units · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012710 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,026

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:18 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012709 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,229

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:17 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012708 · doc4.xml · derivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,544

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 17, 2019.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 20:17 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012708 · doc4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,515

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 17, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 21:31 UTC SaleCommon Stock 1,525,000 $19.99 $30,481,700.00
Disclosure

SEC source: 0001209191-19-046374 · doc4.xml · nonDerivative · entry 2

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 26,630,629

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.78 - $20.21. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P. ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 21:31 UTC SaleCommon Stock 1,525,000 $19.99 $30,481,700.00
Disclosure

SEC source: 0001209191-19-046373 · doc4.xml · nonDerivative · entry 2

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Trian Partners Strategic Fund-G II GP, L.P. · CIK 0001691892 · 10% owner

Trian Partners Strategic Fund-G III GP, L.P. · CIK 0001691860 · 10% owner

Trian Partners Strategic Fund-K GP, L.P. · CIK 0001691896 · 10% owner

Trian Partners Strategic Fund-C GP, L.P. · CIK 0001691857 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 26,630,629

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.78 - $20.21. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund-C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 21:30 UTC SaleCommon Stock 1,525,000 $19.99 $30,481,700.00
Disclosure

SEC source: 0001209191-19-046372 · doc4.xml · nonDerivative · entry 2

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 26,630,629

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.78 - $20.21. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 21:30 UTC SaleCommon Stock 1,525,000 $19.99 $30,481,700.00
Disclosure

SEC source: 0001209191-19-046371 · doc4.xml · nonDerivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 26,630,629

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.78 - $20.21. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 21:29 UTC
MAY PETER WDirector · 10% owner
SaleCommon Stock 1,525,000 $19.99 $30,481,700.00
Disclosure

SEC source: 0001209191-19-046370 · doc4.xml · nonDerivative · entry 2

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 26,630,629

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.78 - $20.21. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.