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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
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1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 18, 2020 21:29 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005357 · doc4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,730

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 16, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 54 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,011

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F13 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 4, 2020 or the date of the Company's 2020 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 4, 2020 or the date of the Company's 2020 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,957

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F12 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,896

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F11 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,832

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 78 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,758

Underlying: Common Stock · 78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,680

Underlying: Common Stock · 91 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 131 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,589

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 164 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,458

Underlying: Common Stock · 164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 176 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,294

Underlying: Common Stock · 176 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 184 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,118

Underlying: Common Stock · 184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC GrantRestricted Stock Units · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005362 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,934

Underlying: Common Stock · 193 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 16, 2020.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005361 · doc4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,589

Underlying: Common Stock · 190 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 16, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005360 · doc4.xml · derivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,543

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 16, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:31 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005360 · doc4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,497

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 16, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:30 UTC
Kane Kurt APres US & Chf Commerical Ofc
GrantRestricted Stock Units · Derivative 152 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005359 · doc4.xml · derivative · entry 2

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,860

Underlying: Common Stock · 152 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 16, 2020.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:30 UTC
Kane Kurt APres US & Chf Commerical Ofc
GrantRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005359 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,708

Underlying: Common Stock · 190 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 16, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:29 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005358 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,318

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 16, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:12 UTC PurchaseCommon Stock 8,014 $18.74 $150,169.54
Disclosure

SEC source: 0001225208-20-004190 · doc4.xml · nonDerivative · entry 1

Kass Dennis M. · CIK 0001565573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,728

F1 · price: The price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.55 to $19.14 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 23:52 UTC
Kane Kurt APres US & Chf Commerical Ofc
GrantRestricted Stock Units · Derivative 21,399 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003177 · doc4.xml · derivative · entry 3

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,518

Underlying: Common Stock · 21,399 shares

Expires not disclosed

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:53 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 63,459 $23.37 $1,482,719.54
Disclosure

SEC source: 0001225208-20-003182 · doc4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,938

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:53 UTC
Penegor Todd AllanDirector · President & CEO
GrantCommon Stock 141,521 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003182 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,397

F1 · shares: Reflects settlement of performance units granted to Mr. Penegor in February 2017 as part of the Company's long-term incentive plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:53 UTC
Esposito LilianaChief Communications Officer
Tax withholdingCommon Stock 4,443 $23.37 $103,810.70
Disclosure

SEC source: 0001225208-20-003181 · doc4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,247

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:53 UTC
Esposito LilianaChief Communications Officer
GrantCommon Stock 14,148 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003181 · doc4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,690

F1 · shares: Reflects settlement of performance units granted to Ms. Esposito in February 2017 as part of the Company's long-term incentive plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Tax withholdingCommon Stock 7,273 $23.37 $169,933.65
Disclosure

SEC source: 0001225208-20-003179 · doc4.xml · nonDerivative · entry 2

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,493

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
GrantCommon Stock 23,945 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003179 · doc4.xml · nonDerivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,766

F1 · shares: Reflects settlement of performance units granted to Mr. Wunsch in February 2017 as part of the Company's long-term incentive plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Plosch GuntherChief Financial Officer
Tax withholdingCommon Stock 10,141 $23.37 $236,944.47
Disclosure

SEC source: 0001225208-20-003180 · doc4.xml · nonDerivative · entry 2

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,281

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Plosch GuntherChief Financial Officer
GrantCommon Stock 33,742 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003180 · doc4.xml · nonDerivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,422

F1 · shares: Reflects settlement of performance units granted to Mr. Plosch in February 2017 as part of the Company's long-term incentive plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 21,399 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003178 · doc4.xml · derivative · entry 4

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,399

Underlying: Common Stock · 21,399 shares

Expires not disclosed

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Tax withholdingCommon Stock 6,697 $23.37 $156,475.41
Disclosure

SEC source: 0001225208-20-003178 · doc4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,988

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantCommon Stock 21,768 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003178 · doc4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,685

F1 · shares: Reflects settlement of performance units granted to Ms. Pringle in February 2017 as part of the Company's long-term incentive plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Kane Kurt APres US & Chf Commerical Ofc
Tax withholdingCommon Stock 9,308 $23.37 $217,481.42
Disclosure

SEC source: 0001225208-20-003177 · doc4.xml · nonDerivative · entry 2

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,456

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:52 UTC
Kane Kurt APres US & Chf Commerical Ofc
GrantCommon Stock 30,477 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003177 · doc4.xml · nonDerivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commerical Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,764

F1 · shares: Reflects settlement of performance units granted to Mr. Kane in February 2017 as part of the Company's long-term incentive plan.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 23:34 UTC GrantCommon Stock 893 $21.83 $19,494.19
Disclosure

SEC source: 0001209191-20-000427 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,302

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

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January 02, 2020 Filed Jan 2, 2020 23:33 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,156 $21.83 $25,235.48
Disclosure

SEC source: 0001209191-20-000426 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,446,741

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

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January 02, 2020 Filed Jan 2, 2020 23:33 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 773 $21.83 $16,874.59
Disclosure

SEC source: 0001209191-20-000424 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,925,101

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015962 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,263

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 16, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,741

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F13 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of June 4, 2020 or the date of the Company's 2020 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of June 4, 2020 or the date of the Company's 2020 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,708

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F12 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,671

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F11 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,632

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,586

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,538

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,483

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 99 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,404

Underlying: Common Stock · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,305

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 112 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,198

Underlying: Common Stock · 112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC GrantRestricted Stock Units · Derivative 118 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015965 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,086

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 16, 2019.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015964 · doc4.xml · derivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,405

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 16, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

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December 16, 2019 Filed Dec 18, 2019 22:07 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015964 · doc4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,377

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 16, 2019.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.