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Nasdaq · USD

WEN

Wendy's Co

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Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2020 Filed Jun 17, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009073 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,299

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2020.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009073 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,279

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2020.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009073 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,258

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2020.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009073 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,234

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2020.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009073 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,200

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2020.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009073 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,157

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2020.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009073 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,111

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2020.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009073 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,062

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2020.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:24 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009072 · doc4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,639

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:23 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009071 · doc4.xml · derivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,579

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:23 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009071 · doc4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,567

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:23 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009070 · doc4.xml · derivative · entry 2

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,950

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2020.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:23 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009070 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,910

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:23 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009069 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:16 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009068 · doc4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 21:05 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
SaleCommon Stock 4,000 $22.00 $88,000.00
Disclosure

SEC source: 0001225208-20-008647 · doc4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,988

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.

Read SEC document
May 27, 2020 Filed May 28, 2020 21:02 UTC GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032630 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,856

Read SEC document
May 27, 2020 Filed May 28, 2020 21:01 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032627 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,453,671

Read SEC document
May 27, 2020 Filed May 28, 2020 20:45 UTC GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008323 · doc4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,571

Read SEC document
May 27, 2020 Filed May 28, 2020 20:45 UTC GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008322 · doc4.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,822

Read SEC document
May 27, 2020 Filed May 28, 2020 20:44 UTC GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008321 · doc4.xml · nonDerivative · entry 1

Kass Dennis M. · CIK 0001565573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,008

Read SEC document
May 27, 2020 Filed May 28, 2020 20:43 UTC GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008320 · doc4.xml · nonDerivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,824

Read SEC document
May 27, 2020 Filed May 28, 2020 20:43 UTC GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008319 · doc4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,348

Read SEC document
May 27, 2020 Filed May 28, 2020 20:43 UTC GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008318 · doc4.xml · nonDerivative · entry 1

Rothschild Peter · CIK 0001331424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,479

Read SEC document
May 27, 2020 Filed May 28, 2020 20:43 UTC GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008317 · doc4.xml · nonDerivative · entry 1

WINKLEBLACK ARTHUR B · CIK 0001199100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,999

Read SEC document
May 27, 2020 Filed May 28, 2020 21:00 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032625 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,931,483

Read SEC document
May 26, 2020 Filed May 28, 2020 20:43 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,319 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001225208-20-008316 · doc4.xml · derivative · entry 4

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,319 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on June 23, 2012, 2013 and 2014, and is currently exercisable as to all 20,319 shares.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:43 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
SaleCommon Stock 20,319 $20.93 $425,264.48
Disclosure

SEC source: 0001225208-20-008316 · doc4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,988

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.79 to $21.01 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:43 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Exercise / conversionCommon Stock 20,319 $5.02 $102,001.38
Disclosure

SEC source: 0001225208-20-008316 · doc4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 21:21 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 36,824 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001225208-20-007847 · doc4.xml · derivative · entry 5

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,824 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on August 11, 2015, 2016 and 2017, and is currently exercisable as to all 36,824 shares.

Read SEC document
May 14, 2020 Filed May 15, 2020 21:21 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 34,294 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001225208-20-007847 · doc4.xml · derivative · entry 4

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,294 shares

Expires 2025-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 34,294 shares.

Read SEC document
May 14, 2020 Filed May 15, 2020 21:21 UTC
Burnside Leigh A.SVP, Finance & CAO
SaleCommon Stock 71,118 $20.30 $1,443,695.40
Disclosure

SEC source: 0001225208-20-007847 · doc4.xml · nonDerivative · entry 3

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,064

Read SEC document
May 14, 2020 Filed May 15, 2020 21:21 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionCommon Stock 34,294 $9.86 $338,053.11
Disclosure

SEC source: 0001225208-20-007847 · doc4.xml · nonDerivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 21:21 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionCommon Stock 36,824 $8.22 $302,785.34
Disclosure

SEC source: 0001225208-20-007847 · doc4.xml · nonDerivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:05 UTC
Plosch GuntherChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 177,170 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001225208-20-007670 · doc4.xml · derivative · entry 3

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 177,170 shares

Expires 2026-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 177,170 shares.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:05 UTC
Plosch GuntherChief Financial Officer
SaleCommon Stock 167,170 $21.40 $3,576,903.06
Disclosure

SEC source: 0001225208-20-007670 · doc4.xml · nonDerivative · entry 2

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,281

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.28 to $21.545 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:05 UTC
Plosch GuntherChief Financial Officer
Exercise / conversionCommon Stock 177,170 $10.09 $1,787,202.38
Disclosure

SEC source: 0001225208-20-007670 · doc4.xml · nonDerivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2020 Filed May 12, 2020 21:14 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 300,054 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001225208-20-007502 · doc4.xml · derivative · entry 3

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,054 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on August 11, 2015, 2016 and 2017, and is currently exercisable as to all 300,054 shares.

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May 11, 2020 Filed May 12, 2020 21:14 UTC
Penegor Todd AllanDirector · President & CEO
SaleCommon Stock 300,054 $21.23 $6,371,106.59
Disclosure

SEC source: 0001225208-20-007502 · doc4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,938

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.09 to $21.36 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 11, 2020 Filed May 12, 2020 21:14 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionCommon Stock 300,054 $8.22 $2,467,194.02
Disclosure

SEC source: 0001225208-20-007502 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2020 Filed May 5, 2020 21:08 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 10,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007132 · doc4.xml · derivative · entry 6

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044

Underlying: Common Stock · 10,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 3, 2017 and fully vested on May 3, 2020.

F4 · derivative.expiration_date: The restricted stock units were granted on May 3, 2017 and fully vested on May 3, 2020.

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May 03, 2020 Filed May 5, 2020 21:08 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007132 · doc4.xml · derivative · entry 5

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,121

Underlying: Common Stock · 662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Represents the dividend equivalent units that had accrued on the restricted stock units that vested in full on May 3, 2020; accordingly, the dividend equivalent units vested in full immediately upon being issued on May 3, 2020.

F3 · derivative.expiration_date: Represents the dividend equivalent units that had accrued on the restricted stock units that vested in full on May 3, 2020; accordingly, the dividend equivalent units vested in full immediately upon being issued on May 3, 2020.

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May 03, 2020 Filed May 5, 2020 21:08 UTC
Burnside Leigh A.SVP, Finance & CAO
Tax withholdingCommon Stock 3,002 $19.19 $57,608.38
Disclosure

SEC source: 0001225208-20-007132 · doc4.xml · nonDerivative · entry 4

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,064

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May 03, 2020 Filed May 5, 2020 21:08 UTC
Burnside Leigh A.SVP, Finance & CAO
Tax withholdingCommon Stock 198 $19.19 $3,799.62
Disclosure

SEC source: 0001225208-20-007132 · doc4.xml · nonDerivative · entry 3

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,066

Read SEC document
May 03, 2020 Filed May 5, 2020 21:08 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007132 · doc4.xml · nonDerivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
May 03, 2020 Filed May 5, 2020 21:08 UTC
Burnside Leigh A.SVP, Finance & CAO
Exercise / conversionCommon Stock 10,077 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007132 · doc4.xml · nonDerivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 21:57 UTC GrantCommon Stock 1,274 $15.30 $19,492.20
Disclosure

SEC source: 0001209191-20-022229 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,576

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

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March 31, 2020 Filed Apr 1, 2020 21:57 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,650 $15.30 $25,245.00
Disclosure

SEC source: 0001209191-20-022227 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,448,391

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

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March 31, 2020 Filed Apr 1, 2020 21:57 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,102 $15.30 $16,860.60
Disclosure

SEC source: 0001209191-20-022226 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926,203

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

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March 16, 2020 Filed Mar 18, 2020 21:29 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantRestricted Stock Units · Derivative 53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005357 · doc4.xml · derivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,783

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 16, 2020.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.