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Nasdaq · USD

WEN

Wendy's Co

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Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2021 Filed Jan 6, 2021 22:06 UTC GrantCommon Stock 990 $22.34 $22,116.60
Disclosure

SEC source: 0001127602-21-001077 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,461

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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January 06, 2021 Filed Jan 6, 2021 22:03 UTC GrantCommon Stock 872 $22.34 $19,480.48
Disclosure

SEC source: 0001209191-21-002173 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,699

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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January 06, 2021 Filed Jan 6, 2021 22:02 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,130 $22.34 $25,244.20
Disclosure

SEC source: 0001209191-21-002172 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457,302

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
January 06, 2021 Filed Jan 6, 2021 22:02 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 755 $22.34 $16,866.70
Disclosure

SEC source: 0001209191-21-002170 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933,967

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fee would otherwise be payable.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:08 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031825 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,755

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,119

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,100

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,077

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,055

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,028

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,002

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,970

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,925

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,864

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,807

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031820 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,743

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2020.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:03 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 127 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031817 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,758

Underlying: Common Stock · 127 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:02 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031811 · form4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,755

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:58 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031807 · form4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,367

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2020.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:44 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 72,285 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001127602-20-030993 · form4.xml · derivative · entry 8

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,285 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F5 · derivative.exercise_date: The option vested in three equal installments on August 11, 2015, 2016 and 2017, and is currently exercisable as to all 72,285 shares.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:44 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 52,816 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001127602-20-030993 · form4.xml · derivative · entry 7

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,816 shares

Expires 2023-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vests in three equal installments on August 9, 2014, 2015 and 2016, and is currently exercisable as to all 52,816 shares.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:44 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 59,722 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001127602-20-030993 · form4.xml · derivative · entry 6

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,722 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on July 2, 2013, 2014 and 2015, and is currently exercisable as to all 59,722 shares.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:44 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
SaleCommon Stock 184,823 $21.99 $4,064,183.84
Disclosure

SEC source: 0001127602-20-030993 · form4.xml · nonDerivative · entry 4

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,988

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.825 to $22.17 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:44 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Exercise / conversionCommon Stock 72,285 $8.22 $594,363.41
Disclosure

SEC source: 0001127602-20-030993 · form4.xml · nonDerivative · entry 3

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:44 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Exercise / conversionCommon Stock 52,816 $7.92 $418,434.76
Disclosure

SEC source: 0001127602-20-030993 · form4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:44 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Exercise / conversionCommon Stock 59,722 $4.68 $279,200.35
Disclosure

SEC source: 0001127602-20-030993 · form4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:02 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 130,676 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001225208-20-013468 · doc4.xml · derivative · entry 6

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,676 shares

Expires 2025-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 263,805 shares.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:02 UTC
Penegor Todd AllanDirector · President & CEO
SaleCommon Stock 130,676 $22.40 $2,926,972.52
Disclosure

SEC source: 0001225208-20-013468 · doc4.xml · nonDerivative · entry 4

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,938

F2 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.16 to $22.78 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:02 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionCommon Stock 130,676 $9.86 $1,288,138.67
Disclosure

SEC source: 0001225208-20-013468 · doc4.xml · nonDerivative · entry 3

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:02 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 133,129 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001225208-20-013468 · doc4.xml · derivative · entry 5

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,676

Underlying: Common Stock · 133,129 shares

Expires 2025-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 263,805 shares.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:02 UTC
Penegor Todd AllanDirector · President & CEO
SaleCommon Stock 133,129 $22.55 $3,001,912.51
Disclosure

SEC source: 0001225208-20-013468 · doc4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,938

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.72 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 09, 2020 Filed Nov 12, 2020 22:02 UTC
Penegor Todd AllanDirector · President & CEO
Exercise / conversionCommon Stock 133,129 $9.86 $1,312,319.12
Disclosure

SEC source: 0001225208-20-013468 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2020 Filed Nov 5, 2020 22:21 UTC GrantCommon Stock 84 $23.69 $1,989.96
Disclosure

SEC source: 0001127602-20-028268 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,471

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November 03, 2020 Filed Nov 5, 2020 22:12 UTC GrantCommon Stock 84 $23.69 $1,989.96
Disclosure

SEC source: 0001209191-20-057165 · doc4.xml · nonDerivative · entry 2

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,827

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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November 03, 2020 Filed Nov 5, 2020 22:12 UTC GrantCommon Stock 90 $22.14 $1,992.60
Disclosure

SEC source: 0001209191-20-057165 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,743

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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November 03, 2020 Filed Nov 5, 2020 22:12 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 84 $23.69 $1,989.96
Disclosure

SEC source: 0001209191-20-057164 · doc4.xml · nonDerivative · entry 2

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456,172

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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November 03, 2020 Filed Nov 5, 2020 22:12 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 90 $22.14 $1,992.60
Disclosure

SEC source: 0001209191-20-057164 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456,088

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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November 03, 2020 Filed Nov 5, 2020 22:11 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 84 $23.69 $1,989.96
Disclosure

SEC source: 0001209191-20-057162 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933,212

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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November 03, 2020 Filed Nov 5, 2020 22:11 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 90 $22.14 $1,992.60
Disclosure

SEC source: 0001209191-20-057162 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933,128

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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October 19, 2020 Filed Oct 21, 2020 21:20 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 41,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012657 · doc4.xml · derivative · entry 2

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,631

Underlying: Common Stock · 41,631 shares

Expires not disclosed

F3 · security: With tandem dividend equivalent rights and tax withholding rights.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

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October 19, 2020 Filed Oct 21, 2020 21:20 UTC
VASCONI JOHN KEVINChief Information Officer
GrantEmployee Stock Option (right to buy) · Derivative 155,431 $0.00 Strike: $24.02 $0.00
Disclosure

SEC source: 0001225208-20-012657 · doc4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,431

Underlying: Common Stock · 155,431 shares

Expires 2030-10-19

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on October 19, 2021, 2022 and 2023, subject to Mr. Vasconi's continued employment with the Company on the applicable vesting date.

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September 30, 2020 Filed Oct 2, 2020 21:06 UTC GrantCommon Stock 908 $21.46 $19,485.68
Disclosure

SEC source: 0001209191-20-053238 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,653

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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September 30, 2020 Filed Oct 2, 2020 21:05 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,176 $21.46 $25,236.96
Disclosure

SEC source: 0001209191-20-053237 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,455,998

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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September 30, 2020 Filed Oct 2, 2020 21:01 UTC GrantCommon Stock 1,030 $21.46 $22,103.80
Disclosure

SEC source: 0001225208-20-012076 · doc4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,387

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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September 30, 2020 Filed Oct 2, 2020 21:05 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 786 $21.46 $16,867.56
Disclosure

SEC source: 0001209191-20-053236 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933,038

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fee would otherwise be payable.

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September 15, 2020 Filed Sep 17, 2020 21:38 UTC GrantRestricted Stock Units · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011661 · doc4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,675

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2020.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2020 Filed Sep 17, 2020 21:38 UTC GrantRestricted Stock Units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011661 · doc4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,661

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2020.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2020 Filed Sep 17, 2020 21:38 UTC GrantRestricted Stock Units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011661 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,645

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2020.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2020 Filed Sep 17, 2020 21:38 UTC GrantRestricted Stock Units · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011661 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,629

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2020.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2020 Filed Sep 17, 2020 21:38 UTC GrantRestricted Stock Units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011661 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,610

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2020.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.