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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2021 Filed May 20, 2021 21:24 UTC GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017665 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,912

Read SEC document
May 18, 2021 Filed May 20, 2021 21:21 UTC GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017664 · form4.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,163

Read SEC document
May 18, 2021 Filed May 20, 2021 21:16 UTC GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017659 · form4.xml · nonDerivative · entry 1

Kass Dennis M. · CIK 0001565573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,199

Read SEC document
May 18, 2021 Filed May 20, 2021 21:10 UTC GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017648 · form4.xml · nonDerivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,165

Read SEC document
May 18, 2021 Filed May 20, 2021 21:07 UTC GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017642 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,973

Read SEC document
May 18, 2021 Filed May 20, 2021 21:07 UTC GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034483 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,083

Read SEC document
May 18, 2021 Filed May 20, 2021 21:05 UTC GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017635 · form4.xml · nonDerivative · entry 1

Rothschild Peter · CIK 0001331424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,820

Read SEC document
May 18, 2021 Filed May 20, 2021 21:05 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034481 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,463,965

Read SEC document
May 18, 2021 Filed May 20, 2021 21:04 UTC GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017633 · form4.xml · nonDerivative · entry 1

WINKLEBLACK ARTHUR B · CIK 0001199100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,340

Read SEC document
May 18, 2021 Filed May 20, 2021 21:04 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034480 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,940,223

Read SEC document
April 07, 2021 Filed Apr 8, 2021 21:09 UTC GrantCommon Stock 947 $20.58 $19,489.26
Disclosure

SEC source: 0001209191-21-026108 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,742

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
April 07, 2021 Filed Apr 8, 2021 21:08 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,226 $20.58 $25,231.08
Disclosure

SEC source: 0001209191-21-026105 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458,624

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
April 07, 2021 Filed Apr 8, 2021 21:02 UTC GrantCommon Stock 1,075 $20.58 $22,123.50
Disclosure

SEC source: 0001127602-21-013487 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,632

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
April 07, 2021 Filed Apr 8, 2021 21:08 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 819 $20.58 $16,855.02
Disclosure

SEC source: 0001209191-21-026104 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,934,882

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fee would otherwise be payable.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:33 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
GrantRestricted Stock Units · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011117 · form4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,394

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 5, 2021, subject to Ms. Esposito's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:30 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011113 · form4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,848

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:29 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011108 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,848

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:28 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 174 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011104 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,932

Underlying: Common Stock · 174 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,739

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,713

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,682

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,653

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,614

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,577

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,533

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,469

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,383

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,303

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC GrantRestricted Stock Units · Derivative 94 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011101 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,213

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2021.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 23:12 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
PurchaseCommon Stock 7,500 $18.98 $142,321.50
Disclosure

SEC source: 0001127602-21-009776 · form4.xml · nonDerivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,477

F1 · price: The price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.96 to $19.035 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:31 UTC
O'Brien Matthew ColeyChief People Officer
Tax withholdingCommon Stock 3,270 $20.34 $66,511.80
Disclosure

SEC source: 0001127602-21-009602 · form4.xml · nonDerivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,927

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:31 UTC
O'Brien Matthew ColeyChief People Officer
GrantCommon Stock 10,765 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009602 · form4.xml · nonDerivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,197

F1 · shares: Reflects settlement of performance units granted to Mr. O'Brien in February 2018 as part of the Company's long-term incentive plan.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:59 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Tax withholdingCommon Stock 5,742 $20.34 $116,792.28
Disclosure

SEC source: 0001127602-21-009597 · form4.xml · nonDerivative · entry 2

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,977

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:59 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
GrantCommon Stock 19,226 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009597 · form4.xml · nonDerivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,719

F1 · shares: Reflects settlement of performance units granted to Mr. Wunsch in February 2018 as part of the Company's long-term incentive plan.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:56 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 51,750 $20.34 $1,052,595.00
Disclosure

SEC source: 0001127602-21-009592 · form4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,565

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:56 UTC
Penegor Todd AllanDirector · President & CEO
GrantCommon Stock 115,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009592 · form4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,315

F1 · shares: Reflects settlement of performance units granted to Mr. Penegor in February 2018 as part of the Company's long-term incentive plan.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:53 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Tax withholdingCommon Stock 5,605 $20.34 $114,005.70
Disclosure

SEC source: 0001127602-21-009589 · form4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,840

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:53 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantCommon Stock 18,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009589 · form4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,445

F1 · shares: Reflects settlement of performance units granted to Ms. Pringle in February 2018 as part of the Company's long-term incentive plan.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:48 UTC
Plosch GuntherChief Financial Officer
Tax withholdingCommon Stock 9,670 $20.34 $196,687.80
Disclosure

SEC source: 0001127602-21-009585 · form4.xml · nonDerivative · entry 2

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,297

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:48 UTC
Plosch GuntherChief Financial Officer
GrantCommon Stock 27,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009585 · form4.xml · nonDerivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,967

F1 · shares: Reflects settlement of performance units granted to Mr. Plosch in February 2018 as part of the Company's long-term incentive plan.

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March 03, 2021 Filed Mar 5, 2021 23:29 UTC
Kane Kurt APres US & Chf Commercial Ofc
Tax withholdingCommon Stock 7,299 $20.34 $148,461.66
Disclosure

SEC source: 0001127602-21-009577 · form4.xml · nonDerivative · entry 2

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,152

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March 03, 2021 Filed Mar 5, 2021 23:29 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantCommon Stock 21,536 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009577 · form4.xml · nonDerivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,451

F1 · shares: Reflects settlement of performance units granted to Mr. Kane in February 2018 as part of the Company's long-term incentive plan.

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March 03, 2021 Filed Mar 5, 2021 22:54 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
Tax withholdingCommon Stock 3,270 $20.34 $66,511.80
Disclosure

SEC source: 0001127602-21-009561 · form4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,742

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March 03, 2021 Filed Mar 5, 2021 22:54 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
GrantCommon Stock 10,765 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009561 · form4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,012

F1 · shares: Reflects settlement of performance units granted to Ms. Esposito in February 2018 as part of the Company's long-term incentive plan.

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March 03, 2021 Filed Mar 5, 2021 23:22 UTC
Burnside Leigh A.SVP, Finance & CAO
Tax withholdingCommon Stock 1,835 $20.34 $37,323.90
Disclosure

SEC source: 0001127602-21-009575 · form4.xml · nonDerivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,721

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March 03, 2021 Filed Mar 5, 2021 23:22 UTC
Burnside Leigh A.SVP, Finance & CAO
GrantCommon Stock 6,149 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009575 · form4.xml · nonDerivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,556

F1 · shares: Reflects settlement of performance units granted to Ms. Burnside in February 2018 as part of the Company's long-term incentive plan.

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February 26, 2021 Filed Mar 1, 2021 22:00 UTC GrantCommon Stock 96 $20.80 $1,996.80
Disclosure

SEC source: 0001209191-21-015290 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,795

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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February 26, 2021 Filed Mar 1, 2021 21:59 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 96 $20.80 $1,996.80
Disclosure

SEC source: 0001209191-21-015289 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457,398

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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February 26, 2021 Filed Mar 1, 2021 21:59 UTC GrantCommon Stock 96 $20.80 $1,996.80
Disclosure

SEC source: 0001127602-21-008402 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,557

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Committee meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

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February 26, 2021 Filed Mar 1, 2021 21:59 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 96 $20.80 $1,996.80
Disclosure

SEC source: 0001209191-21-015288 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,934,063

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.