Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2021 Filed Jun 17, 2021 21:33 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionRestricted Stock Units · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020207 · form4.xml · derivative · entry 4 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem dividend equivalent rights and tax withholding rights. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 5, 2021; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2021. F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 5, 2021; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2021. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:33 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
GrantRestricted Stock Units · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020207 · form4.xml · derivative · entry 3 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26 Underlying: Common Stock · 26 shares Expires not disclosed F2 · security: With tandem dividend equivalent rights and tax withholding rights. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on June 15, 2021. F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 5, 2021; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2021. F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 5, 2021; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2021. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:33 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Tax withholdingCommon Stock | 8 | $24.17 | $193.32 |
DisclosureSEC source: 0001127602-21-020207 · form4.xml · nonDerivative · entry 2 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,068 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:33 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020207 · form4.xml · nonDerivative · entry 1 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 11 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,339 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 10 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,313 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 9 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,283 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 8 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,254 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 7 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,217 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 6 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,182 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 5 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,140 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 4 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,078 Underlying: Common Stock · 83 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 3 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,995 Underlying: Common Stock · 77 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 2 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,918 Underlying: Common Stock · 87 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:31 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020206 · form4.xml · derivative · entry 1 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,831 Underlying: Common Stock · 92 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on June 15, 2021. F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:22 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 65,951 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001127602-21-019734 · form4.xml · derivative · entry 6 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,951 shares Expires 2025-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: With tandem net exercise and tax withholding rights. F3 · derivative.exercise_date: The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 65,951 shares. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:22 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 68,194 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001127602-21-019734 · form4.xml · derivative · entry 5 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,194 shares Expires 2024-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: With tandem net exercise and tax withholding rights. F2 · derivative.exercise_date: The option vested in three equal installments on August 11, 2015, 2016 and 2017, and is currently exercisable as to all 68,194 shares. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:22 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
SaleCommon Stock | 117,945 | $28.05 | $3,308,357.25 |
DisclosureSEC source: 0001127602-21-019734 · form4.xml · nonDerivative · entry 4 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,050 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:22 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Tax withholdingCommon Stock | 8,345 | $27.07 | $225,857.43 |
DisclosureSEC source: 0001127602-21-019734 · form4.xml · nonDerivative · entry 3 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,995 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:22 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionCommon Stock | 65,951 | $9.86 | $650,111.98 |
DisclosureSEC source: 0001127602-21-019734 · form4.xml · nonDerivative · entry 2 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:22 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionCommon Stock | 68,194 | $8.22 | $560,725.17 |
DisclosureSEC source: 0001127602-21-019734 · form4.xml · nonDerivative · entry 1 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:20 UTC |
Burnside Leigh A.SVP, Finance & CAO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $10.09 | $0.00 |
DisclosureSEC source: 0001127602-21-019733 · form4.xml · derivative · entry 3 Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,528 Underlying: Common Stock · 3,000 shares Expires 2026-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: With tandem net exercise and tax withholding rights. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 29,528 shares of the Company's common stock, vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 29,528 shares. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:20 UTC |
Burnside Leigh A.SVP, Finance & CAO
|
Tax withholdingCommon Stock | 1,680 | $27.07 | $45,469.20 |
DisclosureSEC source: 0001127602-21-019733 · form4.xml · nonDerivative · entry 2 Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,041 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:20 UTC |
Burnside Leigh A.SVP, Finance & CAO
|
Exercise / conversionCommon Stock | 3,000 | $10.09 | $30,262.50 |
DisclosureSEC source: 0001127602-21-019733 · form4.xml · nonDerivative · entry 1 Burnside Leigh A. · CIK 0001715027 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,004 | $0.00 Strike: $15.36 | $0.00 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · derivative · entry 10 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,004 shares Expires 2027-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: With tandem net exercise and tax withholding rights. F5 · derivative.exercise_date: The option vested in three equal installments on August 11, 2018, 2019 and 2020, and is currently exercisable as to all 24,004 shares. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 31,890 | $0.00 Strike: $10.09 | $0.00 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · derivative · entry 9 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,890 shares Expires 2026-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: With tandem net exercise and tax withholding rights. F4 · derivative.exercise_date: The option vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 31,890 shares. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 36,932 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · derivative · entry 8 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,932 shares Expires 2025-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: With tandem net exercise and tax withholding rights. F3 · derivative.exercise_date: The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 36,932 shares. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,097 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · derivative · entry 7 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,097 shares Expires 2024-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: With tandem net exercise and tax withholding rights. F2 · derivative.exercise_date: The option vested in three equal installments on August 11, 2015, 2016 and 2017, and is currently exercisable as to all 34,097 shares. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
SaleCommon Stock | 50,894 | $29.00 | $1,475,926.00 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · nonDerivative · entry 6 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,440 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Tax withholdingCommon Stock | 45,516 | $27.07 | $1,231,890.54 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · nonDerivative · entry 5 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,334 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Exercise / conversionCommon Stock | 24,004 | $15.36 | $368,581.42 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · nonDerivative · entry 4 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Exercise / conversionCommon Stock | 31,890 | $10.09 | $321,690.38 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · nonDerivative · entry 3 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Exercise / conversionCommon Stock | 36,932 | $9.86 | $364,057.19 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · nonDerivative · entry 2 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:18 UTC |
O'Brien Matthew ColeyChief People Officer
|
Exercise / conversionCommon Stock | 34,097 | $8.22 | $280,362.58 |
DisclosureSEC source: 0001127602-21-019732 · form4.xml · nonDerivative · entry 1 O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:08 UTC |
Kane Kurt APres US & Chf Commercial Ofc
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 153,886 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001127602-21-019646 · form4.xml · derivative · entry 3 Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 153,886 shares Expires 2025-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem net exercise and tax withholding rights. F3 · derivative.exercise_date: The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 153,886 shares. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:08 UTC |
Kane Kurt APres US & Chf Commercial Ofc
|
SaleCommon Stock | 153,886 | $27.54 | $4,238,374.38 |
DisclosureSEC source: 0001127602-21-019646 · form4.xml · nonDerivative · entry 2 Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,152 F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.58 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:08 UTC |
Kane Kurt APres US & Chf Commercial Ofc
|
Exercise / conversionCommon Stock | 153,886 | $9.86 | $1,516,931.25 |
DisclosureSEC source: 0001127602-21-019646 · form4.xml · nonDerivative · entry 1 Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:06 UTC |
Plosch GuntherChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 124,023 | $0.00 Strike: $15.36 | $0.00 |
DisclosureSEC source: 0001127602-21-019645 · form4.xml · derivative · entry 4 Plosch Gunther · CIK 0001673498 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124,023 shares Expires 2027-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem net exercise and tax withholding rights. F3 · derivative.exercise_date: The option vested in three equal installments on August 11, 2018, 2019 and 2020, and is currently exercisable as to all 124,023 shares. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:06 UTC |
Plosch GuntherChief Financial Officer
|
SaleCommon Stock | 124,023 | $27.29 | $3,384,587.67 |
DisclosureSEC source: 0001127602-21-019645 · form4.xml · nonDerivative · entry 3 Plosch Gunther · CIK 0001673498 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,281 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2021. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:06 UTC |
Plosch GuntherChief Financial Officer
|
Exercise / conversionCommon Stock | 124,023 | $15.36 | $1,904,373.17 |
DisclosureSEC source: 0001127602-21-019645 · form4.xml · nonDerivative · entry 2 Plosch Gunther · CIK 0001673498 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:06 UTC |
Plosch GuntherChief Financial Officer
|
SaleCommon Stock | 18,016 | $27.29 | $491,656.64 |
DisclosureSEC source: 0001127602-21-019645 · form4.xml · nonDerivative · entry 1 Plosch Gunther · CIK 0001673498 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,281 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2021. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:05 UTC |
Penegor Todd AllanDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 649,626 | $0.00 Strike: $10.09 | $0.00 |
DisclosureSEC source: 0001127602-21-019644 · form4.xml · derivative · entry 3 Penegor Todd Allan · CIK 0001578490 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 649,626 shares Expires 2026-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem net exercise and tax withholding rights. F3 · derivative.exercise_date: The option vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 649,626 shares. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:05 UTC |
Penegor Todd AllanDirector · President & CEO
|
SaleCommon Stock | 649,626 | $26.72 | $17,361,124.92 |
DisclosureSEC source: 0001127602-21-019644 · form4.xml · nonDerivative · entry 2 Penegor Todd Allan · CIK 0001578490 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,565 F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.38 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:05 UTC |
Penegor Todd AllanDirector · President & CEO
|
Exercise / conversionCommon Stock | 649,626 | $10.09 | $6,553,102.28 |
DisclosureSEC source: 0001127602-21-019644 · form4.xml · nonDerivative · entry 1 Penegor Todd Allan · CIK 0001578490 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 21:13 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionRestricted Stock Units · Derivative | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019371 · form4.xml · derivative · entry 6 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem dividend equivalent rights and tax withholding rights. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: Represents the dividend equivalent units that had accrued on the restricted stock units that vested in full on June 5, 2021; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 5, 2021. F4 · derivative.expiration_date: Represents the dividend equivalent units that had accrued on the restricted stock units that vested in full on June 5, 2021; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 5, 2021. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 21:13 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionRestricted Stock Units · Derivative | 6,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019371 · form4.xml · derivative · entry 5 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325 Underlying: Common Stock · 6,069 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem dividend equivalent rights and tax withholding rights. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: The restricted stock units were granted on June 5, 2018 and fully vested on June 5, 2021. F3 · derivative.expiration_date: The restricted stock units were granted on June 5, 2018 and fully vested on June 5, 2021. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 21:13 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Tax withholdingCommon Stock | 99 | $22.92 | $2,269.33 |
DisclosureSEC source: 0001127602-21-019371 · form4.xml · nonDerivative · entry 4 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,195 Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 21:13 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Tax withholdingCommon Stock | 1,842 | $22.92 | $42,223.25 |
DisclosureSEC source: 0001127602-21-019371 · form4.xml · nonDerivative · entry 3 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,294 Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 21:13 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionCommon Stock | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019371 · form4.xml · nonDerivative · entry 2 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 21:13 UTC |
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
|
Exercise / conversionCommon Stock | 6,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019371 · form4.xml · nonDerivative · entry 1 Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.