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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
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1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 21:23 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantCommon Stock 13,162 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008267 · form4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,002

F1 · shares: Reflects settlement of performance units granted to Ms. Pringle in February 2019 as part of the Company's long-term incentive plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:15 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 33,380 $22.83 $761,981.95
Disclosure

SEC source: 0001127602-22-008261 · form4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,633

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:15 UTC
Penegor Todd AllanDirector · President & CEO
GrantCommon Stock 74,448 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008261 · form4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,013

F1 · shares: Reflects settlement of performance units granted to Mr. Penegor in February 2019 as part of the Company's long-term incentive plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:17 UTC
Plosch GuntherChief Financial Officer
Tax withholdingCommon Stock 6,028 $22.83 $137,604.17
Disclosure

SEC source: 0001127602-22-008262 · form4.xml · nonDerivative · entry 2

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,224

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:17 UTC
Plosch GuntherChief Financial Officer
GrantCommon Stock 19,971 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008262 · form4.xml · nonDerivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,252

F1 · shares: Reflects settlement of performance units granted to Mr. Plosch in February 2019 as part of the Company's long-term incentive plan.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:31 UTC GrantCommon Stock 1,118 $22.69 $25,367.42
Disclosure

SEC source: 0001127602-22-001162 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,362

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:30 UTC GrantCommon Stock 457 $22.69 $10,369.33
Disclosure

SEC source: 0001127602-22-001161 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,369

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of her quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:30 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,256 $22.69 $28,498.64
Disclosure

SEC source: 0001209191-22-002481 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467,763

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:29 UTC GrantCommon Stock 1,002 $22.69 $22,735.38
Disclosure

SEC source: 0001209191-22-002479 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,213

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:29 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 997 $22.69 $22,621.93
Disclosure

SEC source: 0001209191-22-002476 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,943,308

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 23:27 UTC GrantCommon Stock 3,009 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031448 · form4.xml · nonDerivative · entry 1

Gomez Richard H. · CIK 0001696129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,924

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,890

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,850

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,811

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,762

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,715

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,658

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 110 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,576

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,466

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,364

Underlying: Common Stock · 116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:36 UTC GrantRestricted Stock Units · Derivative 121 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031453 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,248

Underlying: Common Stock · 121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2021.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:29 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 119 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031452 · form4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,175

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:28 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 119 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031451 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,175

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:27 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 228 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031449 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,562

Underlying: Common Stock · 228 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:48 UTC GrantCommon Stock 1,134 $22.36 $25,356.24
Disclosure

SEC source: 0001127602-21-026802 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,244

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:46 UTC GrantCommon Stock 1,017 $22.36 $22,740.12
Disclosure

SEC source: 0001209191-21-059943 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,211

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:45 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,274 $22.36 $28,486.64
Disclosure

SEC source: 0001209191-21-059942 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,466,507

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:45 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,011 $22.36 $22,605.96
Disclosure

SEC source: 0001209191-21-059941 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,942,311

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,127

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,093

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,053

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,015

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,966

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,920

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,864

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,784

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,675

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 114 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,573

Underlying: Common Stock · 114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2021 Filed Sep 17, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 120 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025513 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,459

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2021.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2021 Filed Sep 17, 2021 20:48 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025512 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,334

Underlying: Common Stock · 225 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

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September 15, 2021 Filed Sep 17, 2021 20:48 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 118 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025511 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,056

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2021.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

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September 15, 2021 Filed Sep 17, 2021 20:46 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 118 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025510 · form4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,056

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Represents dividend equivalent units issued on September 15, 2021.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

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September 08, 2021 Filed Sep 9, 2021 20:54 UTC SaleCommon Stock 144,038 $22.92 $3,300,890.04
Disclosure

SEC source: 0001209191-21-055308 · doc4.xml · nonDerivative · entry 2

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner

Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 25,333,339

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.90 to $22.9750. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P. ("Trian Management"). Trian Management serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"), Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K"), and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds") and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC ("Trian GP LLC") is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K GP, L.P., which is the GP of Fund-K, and Trian Partners Strategic Fund-C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P, which is the GP of the feeder fund to Fund-C.

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September 08, 2021 Filed Sep 9, 2021 20:50 UTC SaleCommon Stock 144,038 $22.92 $3,300,890.04
Disclosure

SEC source: 0001209191-21-055305 · doc4.xml · nonDerivative · entry 2

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 25,333,339

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.90 to $22.9750. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 08, 2021 Filed Sep 9, 2021 20:48 UTC
MAY PETER WDirector · 10% owner
SaleCommon Stock 144,038 $22.92 $3,300,890.04
Disclosure

SEC source: 0001209191-21-055303 · doc4.xml · nonDerivative · entry 2

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 25,333,339

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.90 to $22.9750. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 08, 2021 Filed Sep 9, 2021 20:47 UTC SaleCommon Stock 144,038 $22.92 $3,300,890.04
Disclosure

SEC source: 0001209191-21-055301 · doc4.xml · nonDerivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 25,333,339

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.90 to $22.9750. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 08, 2021 Filed Sep 9, 2021 20:52 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 144,038 $22.92 $3,300,890.04
Disclosure

SEC source: 0001209191-21-055306 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 25,333,339

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.90 to $22.9750. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:54 UTC SaleCommon Stock 134,237 $22.86 $3,068,550.43
Disclosure

SEC source: 0001209191-21-055308 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner

Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 25,477,377

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.80 to $22.94. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P. ("Trian Management"). Trian Management serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"), Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K"), and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds") and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC ("Trian GP LLC") is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K GP, L.P., which is the GP of Fund-K, and Trian Partners Strategic Fund-C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P, which is the GP of the feeder fund to Fund-C.

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September 07, 2021 Filed Sep 9, 2021 20:50 UTC SaleCommon Stock 134,237 $22.86 $3,068,550.43
Disclosure

SEC source: 0001209191-21-055305 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 25,477,377

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.80 to $22.94. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.