Tapewire

Nasdaq · USD

WEN

Wendy's Co

Export transactions ↓
Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 19, 2022 22:18 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 122 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027900 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,722

Underlying: Common Stock · 122 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:16 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027896 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,612

Underlying: Common Stock · 233 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

Read SEC document
November 21, 2022 Filed Feb 14, 2023 22:28 UTC
Burnside Leigh A.Former Officer
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005183 · form5.xml · nonDerivative · entry 1

Burnside Leigh A. · CIK 0001715027 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,017

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:34 UTC GrantCommon Stock 620 $19.53 $12,108.60
Disclosure

SEC source: 0001127602-22-023770 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,814

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of her quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:30 UTC GrantCommon Stock 1,299 $19.53 $25,369.47
Disclosure

SEC source: 0001127602-22-023769 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,847

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:22 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,459 $19.53 $28,494.27
Disclosure

SEC source: 0001209191-22-052998 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,480,813

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:20 UTC GrantCommon Stock 1,164 $19.53 $22,732.92
Disclosure

SEC source: 0001209191-22-052997 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,663

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:18 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,158 $19.53 $22,615.74
Disclosure

SEC source: 0001209191-22-052996 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,955,375

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:03 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 141 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022707 · form4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

Underlying: Common Stock · 141 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:01 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 141 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022706 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

Underlying: Common Stock · 141 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:00 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 272 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022703 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,379

Underlying: Common Stock · 272 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,753

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,713

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,666

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,621

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,563

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 66 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,508

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 96 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,442

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 130 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,346

Underlying: Common Stock · 130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 121 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,216

Underlying: Common Stock · 121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 135 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,095

Underlying: Common Stock · 135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:59 UTC GrantRestricted Stock Units · Derivative 143 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022701 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,960

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2022.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:05 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 63,206 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021142 · form4.xml · derivative · entry 2

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,206

Underlying: Common Stock · 63,206 shares

Expires 2032-08-12

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

F4 · balance_after: Since the date of the reporting person's last ownership report, the reporting person transferred (a) 44,008 stock options with a grant date of August 11, 2017, (b) 26,707 stock options with a grant date of August 20, 2018, (c) 18,939 stock options with a grant date of August 9, 2019 and (d) 1,535 stock options with a grant date of August 7, 2020, in each case to his former spouse pursuant to a domestic relations order. Following these transfers, the reporting person held 44,008 stock options with a grant date of August 11, 2017, 49,057 stock options with a grant date of August 20, 2018, 80,217 stock options with a grant date of August 9, 2019 and 61,135 stock options with a grant date of August 7, 2020.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:03 UTC
Burnside Leigh A.SVP, CAO & CFO US
GrantEmployee Stock Option (Right to Buy) · Derivative 25,282 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021139 · form4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,282

Underlying: Common Stock · 25,282 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Ms. Burnside's continued employment with the Company on the applicable vesting date.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:01 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
GrantEmployee Stock Option (Right to Buy) · Derivative 36,343 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021138 · form4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,343

Underlying: Common Stock · 36,343 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Ms. Esposito's continued employment with the Company on the applicable vesting date.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:00 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantEmployee Stock Option (Right to Buy) · Derivative 120,091 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021137 · form4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,091

Underlying: Common Stock · 120,091 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Mr. Kane's continued employment with the Company on the applicable vesting date.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:56 UTC
Penegor Todd AllanDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 331,832 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021134 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,832

Underlying: Common Stock · 331,832 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:58 UTC
O'Brien Matthew ColeyChief People Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 36,343 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021135 · form4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,343

Underlying: Common Stock · 36,343 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Mr. O'Brien's continued employment with the Company on the applicable vesting date.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:54 UTC
Plosch GuntherChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 113,771 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021133 · form4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,771

Underlying: Common Stock · 113,771 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Mr. Plosch's continued employment with the Company on the applicable vesting date.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:51 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantEmployee Stock Option (Right to Buy) · Derivative 97,969 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021132 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,969

Underlying: Common Stock · 97,969 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Ms. Pringle's continued employment with the Company on the applicable vesting date.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:50 UTC
VASCONI JOHN KEVINChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 50,564 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021131 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,564

Underlying: Common Stock · 50,564 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Mr. Vasconi's continued employment with the Company on the applicable vesting date.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 20:45 UTC GrantCommon Stock 706 $18.44 $13,018.64
Disclosure

SEC source: 0001127602-22-019301 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,194

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of her quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 20:49 UTC GrantCommon Stock 1,376 $18.44 $25,373.44
Disclosure

SEC source: 0001127602-22-019302 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,548

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 20:34 UTC GrantCommon Stock 1,233 $18.44 $22,736.52
Disclosure

SEC source: 0001209191-22-042140 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,499

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 20:33 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,545 $18.44 $28,489.80
Disclosure

SEC source: 0001209191-22-042139 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479,354

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 20:32 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,226 $18.44 $22,607.44
Disclosure

SEC source: 0001209191-22-042138 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954,217

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
June 17, 2022 Filed Aug 16, 2022 22:05 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
OtherCommon Stock 40,719 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021142 · form4.xml · nonDerivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,219

F1 · balance_after: Since the date of the reporting person's last ownership report, the reporting person transferred 40,719 shares of the Company's common stock to his former spouse pursuant to a domestic relations order. Following this transfer, the reporting person held 48,219 shares of the Company's common stock.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:14 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017619 · form4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,459

Underlying: Common Stock · 154 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:13 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017618 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,459

Underlying: Common Stock · 154 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:10 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 297 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017617 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,107

Underlying: Common Stock · 297 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,817

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,773

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,721

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,671

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,607

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,547

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 106 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,473

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 142 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,367

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 133 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,225

Underlying: Common Stock · 133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017615 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,092

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2022.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.