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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2023 Filed Mar 3, 2023 23:34 UTC
MAY PETER WDirector · 10% owner
SaleCommon Stock 3,627,569 $22.05 $79,987,896.45
Disclosure

SEC source: 0001209191-23-015964 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 21,705,770

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 23:33 UTC SaleCommon Stock 3,627,569 $22.05 $79,987,896.45
Disclosure

SEC source: 0001209191-23-015959 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 21,705,770

F1 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P. ("Trian Management"). Trian Management serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"), Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), and Trian Partners Strategic Fund-K, L.P. ("Fund-K" and collectively, the "Trian Funds") and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them.

F2 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC ("Trian GP LLC") is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, and Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K GP, L.P., which is the GP of Fund-K.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:16 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,167 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001127602-23-009318 · form4.xml · derivative · entry 3

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,701

Underlying: Common Stock · 6,167 shares

Expires 2026-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 70,868 shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:16 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
SaleCommon Stock 6,167 $22.50 $138,757.50
Disclosure

SEC source: 0001127602-23-009318 · form4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,865

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:16 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
Exercise / conversionCommon Stock 6,167 $10.09 $62,209.61
Disclosure

SEC source: 0001127602-23-009318 · form4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2023 Filed Aug 16, 2023 00:53 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
OtherCommon Stock 2,926 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022609 · form4.xml · nonDerivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,791

F1 · balance_after: Since the date of the reporting person's last ownership report, the reporting person transferred 2,926 shares of the Company's common stock to his former spouse pursuant to a domestic relations order. Following this transfer, the reporting person held 52,791 shares of the Company's common stock.

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March 03, 2023 Filed Mar 3, 2023 23:34 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 3,627,569 $22.05 $79,987,896.45
Disclosure

SEC source: 0001209191-23-015962 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 21,705,770

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 00:41 UTC
Loredo Juan CarlosGlobal Chief Marketing Officer
Tax withholdingCommon Stock 851 $21.97 $18,692.22
Disclosure

SEC source: 0001127602-23-008499 · form4.xml · nonDerivative · entry 2

Loredo Juan Carlos · CIK 0001464267 · Global Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,596

Read SEC document
March 01, 2023 Filed Mar 3, 2023 00:41 UTC
Loredo Juan CarlosGlobal Chief Marketing Officer
GrantCommon Stock 2,848 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008499 · form4.xml · nonDerivative · entry 1

Loredo Juan Carlos · CIK 0001464267 · Global Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,447

F1 · shares: Reflects settlement of performance units granted to Mr. Loredo in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:29 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
Tax withholdingCommon Stock 3,193 $21.97 $70,134.25
Disclosure

SEC source: 0001127602-23-008482 · form4.xml · nonDerivative · entry 2

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,717

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:29 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
GrantCommon Stock 10,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008482 · form4.xml · nonDerivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,910

F1 · shares: Reflects settlement of performance units granted to Mr. Wunsch in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:28 UTC
Plosch GuntherChief Financial Officer
Tax withholdingCommon Stock 5,533 $21.97 $121,532.35
Disclosure

SEC source: 0001127602-23-008481 · form4.xml · nonDerivative · entry 2

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,224

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:28 UTC
Plosch GuntherChief Financial Officer
GrantCommon Stock 18,533 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008481 · form4.xml · nonDerivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,757

F1 · shares: Reflects settlement of performance units granted to Mr. Plosch in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:27 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
Tax withholdingCommon Stock 2,202 $21.97 $48,366.93
Disclosure

SEC source: 0001127602-23-008480 · form4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,865

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:27 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
GrantCommon Stock 7,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008480 · form4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,067

F1 · shares: Reflects settlement of performance units granted to Ms. Esposito in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:25 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 29,417 $21.97 $646,144.41
Disclosure

SEC source: 0001127602-23-008479 · form4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,805

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:25 UTC
Penegor Todd AllanDirector · President & CEO
GrantCommon Stock 65,589 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008479 · form4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,222

F1 · shares: Reflects settlement of performance units granted to Mr. Penegor in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:24 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 15,765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008478 · form4.xml · derivative · entry 3

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,765

Underlying: Common Stock · 15,765 shares

Expires not disclosed

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units will vest in full on March 1, 2026, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on March 1, 2026, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:24 UTC
O'Brien Matthew ColeyChief People Officer
Tax withholdingCommon Stock 2,128 $21.97 $46,741.52
Disclosure

SEC source: 0001127602-23-008478 · form4.xml · nonDerivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,680

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:24 UTC
O'Brien Matthew ColeyChief People Officer
GrantCommon Stock 7,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008478 · form4.xml · nonDerivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,808

F1 · shares: Reflects settlement of performance units granted to Mr. O'Brien in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:23 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
Tax withholdingCommon Stock 9,696 $21.97 $212,972.64
Disclosure

SEC source: 0001127602-23-008477 · form4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,808

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:23 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantCommon Stock 31,361 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008477 · form4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,504

F1 · shares: Reflects settlement of performance units granted to Ms. Pringle in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:21 UTC
Ajmani DeepakChief Operations Officer - U.S
Tax withholdingCommon Stock 608 $21.97 $13,354.72
Disclosure

SEC source: 0001127602-23-008476 · form4.xml · nonDerivative · entry 2

Ajmani Deepak · CIK 0001967208 · Chief Operations Officer - U.S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:21 UTC
Ajmani DeepakChief Operations Officer - U.S
GrantCommon Stock 2,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008476 · form4.xml · nonDerivative · entry 1

Ajmani Deepak · CIK 0001967208 · Chief Operations Officer - U.S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

F1 · shares: Reflects settlement of performance units granted to Mr. Ajmani in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,724 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · derivative · entry 9

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,724 shares

Expires 2029-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F6 · derivative.exercise_date: The option vested in three equal installments on August 9, 2020, 2021 and 2022 and is currently exercisable as to all 36,724 shares.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,244 $0.00 Strike: $18.52 $0.00
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · derivative · entry 8

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,244 shares

Expires 2028-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F5 · derivative.exercise_date: The option vested in three equal installments on August 20, 2019, 2020 and 2021 and is currently exercisable as to all 24,244 shares.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 28,005 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · derivative · entry 7

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,005 shares

Expires 2027-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vested in three equal installments on August 11, 2018, 2019 and 2020 and is currently exercisable as to all 28,005 shares.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,528 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · derivative · entry 6

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,528 shares

Expires 2026-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on August 12, 2017, 2018 and 2019 and is currently exercisable as to all 26,528 shares.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Tax withholdingCommon Stock 92,437 $23.10 $2,135,294.70
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · nonDerivative · entry 5

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,081

F1 · shares: Represents the number of shares withheld by the Company to satisfy the exercise price and tax withholding obligations in connection with the net settlement of options, and does not represent a sale of any shares by Ms. Burnside.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Exercise / conversionCommon Stock 36,724 $19.71 $723,830.04
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · nonDerivative · entry 4

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Exercise / conversionCommon Stock 24,244 $18.52 $448,877.66
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · nonDerivative · entry 3

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Exercise / conversionCommon Stock 28,005 $15.36 $430,016.78
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · nonDerivative · entry 2

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:13 UTC
Burnside Leigh A.SVP, CAO & CFO US
Exercise / conversionCommon Stock 26,528 $10.09 $267,601.20
Disclosure

SEC source: 0001127602-23-001827 · form4.xml · nonDerivative · entry 1

Burnside Leigh A. · CIK 0001715027 · SVP, CAO & CFO US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 22:05 UTC GrantCommon Stock 1,119 $23.04 $25,781.76
Disclosure

SEC source: 0001209191-23-002822 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,782

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 22:03 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,236 $23.04 $28,477.44
Disclosure

SEC source: 0001209191-23-002819 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,482,049

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 22:01 UTC GrantCommon Stock 1,101 $23.04 $25,367.04
Disclosure

SEC source: 0001127602-23-001232 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,948

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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January 06, 2023 Filed Jan 10, 2023 21:59 UTC GrantCommon Stock 526 $23.04 $12,119.04
Disclosure

SEC source: 0001127602-23-001231 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,340

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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January 06, 2023 Filed Jan 10, 2023 22:01 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 873 $23.04 $20,113.92
Disclosure

SEC source: 0001209191-23-002817 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,956,248

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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December 15, 2022 Filed Dec 19, 2022 22:30 UTC
Kane Kurt APres US & Chf Commercial Ofc
GrantRestricted Stock Units · Derivative 122 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027901 · form4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Pres US & Chf Commercial Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,722

Underlying: Common Stock · 122 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2022.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Kane's continued employment with the Company on the vesting date.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,568

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,533

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,492

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,453

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,403

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,355

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,297

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,213

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,100

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 118 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,995

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2022 Filed Dec 19, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027895 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,877

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2022.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.