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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2023 Filed Jun 2, 2023 23:42 UTC
Peltz Matthew H.Director · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 443,725 $22.76 $10,099,447.24
Disclosure

SEC source: 0001209191-23-034071 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 20,732,628

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.75 - $22.865. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is the Co-Chief Investment Officer and a partner of Trian Management, and a limited partner or member of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LLC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. The reporting persons disclaim beneficial ownership of the shares held by Trian Management and Trian GP (collectively, "Trian Partners") except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 02, 2023 Filed Jun 2, 2023 23:41 UTC
MAY PETER WDirector · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 443,725 $22.76 $10,099,447.24
Disclosure

SEC source: 0001209191-23-034069 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 20,732,628

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.75 - $22.865. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is the President and a founding partner of Trian Management, and as such may be deemed to share voting and dispositive power with Trian Management over shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 02, 2023 Filed Jun 2, 2023 23:40 UTC
PELTZ NELSONDirector · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 443,725 $22.76 $10,099,447.24
Disclosure

SEC source: 0001209191-23-034068 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 20,732,628

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.75 - $22.865. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is the Chief Executive Officer and a founding partner of Trian Management, and as such may be deemed to share voting and dispositive power with Trian Management over shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 01, 2023 Filed Jun 5, 2023 21:00 UTC SaleCommon Stock 3,000 $22.03 $66,090.00
Disclosure

SEC source: 0001127602-23-017870 · form4.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,804

Read SEC document
May 22, 2023 Filed May 24, 2023 23:16 UTC
Peltz Matthew H.Director · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 529,417 $22.73 $12,035,501.37
Disclosure

SEC source: 0001209191-23-032012 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 21,176,353

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.655 - $23.125. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LLC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. The reporting persons disclaim beneficial ownership of the share held by Trian Management and Trian GP (collectively, "Trian Partners") except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 22, 2023 Filed May 24, 2023 23:15 UTC
MAY PETER WDirector · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 529,417 $22.73 $12,035,501.37
Disclosure

SEC source: 0001209191-23-032010 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 21,176,353

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.655 - $23.125. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 22, 2023 Filed May 24, 2023 23:17 UTC
PELTZ NELSONDirector · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 529,417 $22.73 $12,035,501.37
Disclosure

SEC source: 0001209191-23-032013 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 21,176,353

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $22.655 - $23.125. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:17 UTC GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016206 · form4.xml · nonDerivative · entry 1

CARUSO-CABRERA MICHELLE · CIK 0001775969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,604

Read SEC document
May 16, 2023 Filed May 18, 2023 21:16 UTC GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030712 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,581

Read SEC document
May 16, 2023 Filed May 18, 2023 21:15 UTC GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016201 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,516

Read SEC document
May 16, 2023 Filed May 18, 2023 21:14 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030708 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,490,002

Read SEC document
May 16, 2023 Filed May 18, 2023 21:13 UTC GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016199 · form4.xml · nonDerivative · entry 1

Gomez Richard H. · CIK 0001696129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,251

Read SEC document
May 16, 2023 Filed May 18, 2023 21:12 UTC GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016194 · form4.xml · nonDerivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,407

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May 16, 2023 Filed May 18, 2023 21:11 UTC GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016191 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,753

Read SEC document
May 16, 2023 Filed May 18, 2023 21:10 UTC GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016187 · form4.xml · nonDerivative · entry 1

Rothschild Peter · CIK 0001331424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,062

Read SEC document
May 16, 2023 Filed May 18, 2023 21:09 UTC GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016185 · form4.xml · nonDerivative · entry 1

WINKLEBLACK ARTHUR B · CIK 0001199100 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,582

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May 16, 2023 Filed May 18, 2023 21:08 UTC GrantRestricted Stock Units · Derivative 6,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016182 · form4.xml · derivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,601

Underlying: Common Stock · 6,601 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 16, 2024 or the date of the Company's 2024 annual meeting of stockholders. Vested shares will be delivered upon Mr. Gilbert's termination as a director of the Company.

F2 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 16, 2024 or the date of the Company's 2024 annual meeting of stockholders. Vested shares will be delivered upon Mr. Gilbert's termination as a director of the Company.

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May 16, 2023 Filed May 18, 2023 21:18 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 6,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030717 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,963,804

Read SEC document
April 14, 2023 Filed Apr 18, 2023 21:15 UTC GrantCommon Stock 1,003 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013155 · form4.xml · nonDerivative · entry 1

CARUSO-CABRERA MICHELLE · CIK 0001775969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:35 UTC
Loredo Juan CarlosGlobal Chief Marketing Officer
GrantRestricted Stock Units · Derivative 117 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-012677 · form4.xml · derivative · entry 1

Loredo Juan Carlos · CIK 0001464267 · Global Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,387

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units that Mr. Loredo was entitled to receive between March 2022 and March 2023 but, due to administrative error, were not issued until April 5, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 22, 2025, subject to Mr. Loredo's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 22, 2025, subject to Mr. Loredo's continued employment with the Company on the vesting date.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:38 UTC GrantCommon Stock 1,198 $21.07 $25,241.86
Disclosure

SEC source: 0001209191-23-023599 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,980

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:38 UTC GrantCommon Stock 1,204 $21.07 $25,368.28
Disclosure

SEC source: 0001127602-23-012681 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,152

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:37 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,352 $21.07 $28,486.64
Disclosure

SEC source: 0001209191-23-023598 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,483,401

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:36 UTC GrantCommon Stock 575 $21.07 $12,115.25
Disclosure

SEC source: 0001127602-23-012678 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,915

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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April 04, 2023 Filed Apr 6, 2023 20:35 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 955 $21.07 $20,121.85
Disclosure

SEC source: 0001209191-23-023597 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,957,203

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

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March 15, 2023 Filed Mar 17, 2023 22:30 UTC
Loredo Juan CarlosGlobal Chief Marketing Officer
GrantRestricted Stock Units · Derivative 110 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010747 · form4.xml · derivative · entry 2

Loredo Juan Carlos · CIK 0001464267 · Global Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,270

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F5 · derivative.exercise_date: The restricted stock units will vest in full on February 22, 2025, subject to Mr. Loredo's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on February 22, 2025, subject to Mr. Loredo's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:30 UTC
Loredo Juan CarlosGlobal Chief Marketing Officer
GrantRestricted Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010747 · form4.xml · derivative · entry 1

Loredo Juan Carlos · CIK 0001464267 · Global Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,160

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Loredo's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Loredo's continued employment with the Company on the vesting date.

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March 15, 2023 Filed Mar 17, 2023 22:28 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 276 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010745 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,998

Underlying: Common Stock · 276 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:29 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010746 · form4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955

Underlying: Common Stock · 190 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on March 1, 2026, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on March 1, 2026, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:23 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 527 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010744 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,139

Underlying: Common Stock · 527 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

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March 15, 2023 Filed Mar 17, 2023 22:22 UTC
Thuerk Suzanne M.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010743 · form4.xml · derivative · entry 3

Thuerk Suzanne M. · CIK 0001963800 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,353

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F6 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2025, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

F6 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2025, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:22 UTC
Thuerk Suzanne M.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010743 · form4.xml · derivative · entry 2

Thuerk Suzanne M. · CIK 0001963800 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,311

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 13, 2024, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 13, 2024, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:22 UTC
Thuerk Suzanne M.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010743 · form4.xml · derivative · entry 1

Thuerk Suzanne M. · CIK 0001963800 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,293

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 7, 2023, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 7, 2023, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:20 UTC
Ajmani DeepakChief Operations Officer - U.S
GrantRestricted Stock Units · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010742 · form4.xml · derivative · entry 1

Ajmani Deepak · CIK 0001967208 · Chief Operations Officer - U.S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,836

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest on February 19, 2024, subject to Mr. Ajmani's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest on February 19, 2024, subject to Mr. Ajmani's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,415

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,336

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,243

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,154

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,039

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 131 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,930

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,799

Underlying: Common Stock · 189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,610

Underlying: Common Stock · 255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 238 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,355

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 268 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,117

Underlying: Common Stock · 268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:19 UTC GrantRestricted Stock Units · Derivative 281 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010741 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,849

Underlying: Common Stock · 281 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2023.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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March 09, 2023 Filed Mar 10, 2023 21:54 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 64,701 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001127602-23-009765 · form4.xml · derivative · entry 3

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,701 shares

Expires 2026-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 64,701 remaining shares.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:54 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
SaleCommon Stock 64,701 $21.26 $1,375,543.26
Disclosure

SEC source: 0001127602-23-009765 · form4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,865

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.10 to $21.60 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 09, 2023 Filed Mar 10, 2023 21:54 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
Exercise / conversionCommon Stock 64,701 $10.09 $652,671.34
Disclosure

SEC source: 0001127602-23-009765 · form4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 23:36 UTC SaleCommon Stock 3,627,569 $22.05 $79,987,896.45
Disclosure

SEC source: 0001209191-23-015969 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 21,705,770

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LLC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 23:35 UTC SaleCommon Stock 3,627,569 $22.05 $79,987,896.45
Disclosure

SEC source: 0001209191-23-015967 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 21,705,770

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.