Tapewire

Nasdaq · USD

WEN

Wendy's Co

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Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2023 Filed Dec 19, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 120 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030052 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,762

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2023.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 114 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030052 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,642

Underlying: Common Stock · 114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2023.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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December 15, 2023 Filed Dec 19, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 138 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030052 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,528

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2023.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030052 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,390

Underlying: Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2023.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 269 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030052 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,190

Underlying: Common Stock · 269 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2023.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 251 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030052 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,921

Underlying: Common Stock · 251 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2023.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 282 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030052 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,670

Underlying: Common Stock · 282 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2023.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 297 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030052 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,388

Underlying: Common Stock · 297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on December 15, 2023.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:32 UTC GrantCommon Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029713 · form4.xml · nonDerivative · entry 1

Arlin Wendy C. · CIK 0001876592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,350

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December 01, 2023 Filed Dec 4, 2023 22:49 UTC SaleCommon Stock 20,000 $19.18 $383,626.00
Disclosure

SEC source: 0001127602-23-028745 · form4.xml · nonDerivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,407

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.72 to $19.585 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 14, 2023 Filed Nov 14, 2023 21:54 UTC
Peltz Matthew H.Director · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 1,883,593 $18.76 $35,336,204.68
Disclosure

SEC source: 0001209191-23-055188 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 15,943,466

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is the Co-Chief Investment Officer and a partner of Trian Management, and a limited partner or member of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F2 · ownership.nature: (FN 1, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LLC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. The reporting persons disclaim beneficial ownership of the shares held by Trian Management and Trian GP (collectively, "Trian Partners") except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 14, 2023 Filed Nov 14, 2023 21:52 UTC
MAY PETER WDirector · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 1,883,593 $18.76 $35,336,204.68
Disclosure

SEC source: 0001209191-23-055187 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 15,943,466

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is the President and a founding partner of Trian Management, and as such may be deemed to share voting and dispositive power with Trian Management over shares of the Issuer held by the Trian Funds.

F2 · ownership.nature: (FN 1, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 14, 2023 Filed Nov 14, 2023 21:48 UTC
PELTZ NELSONDirector · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 1,883,593 $18.76 $35,336,204.68
Disclosure

SEC source: 0001209191-23-055183 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 15,943,466

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is the Chief Executive Officer and a founding partner of Trian Management, and as such may be deemed to share voting and dispositive power with Trian Management over shares of the Issuer held by the Trian Funds.

F2 · ownership.nature: (FN 1, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 21:06 UTC GrantCommon Stock 695 $20.23 $14,059.85
Disclosure

SEC source: 0001127602-23-025717 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,895

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 21:06 UTC GrantCommon Stock 1,248 $20.23 $25,247.04
Disclosure

SEC source: 0001127602-23-025716 · form4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,143

F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 20:58 UTC
Peltz Matthew H.Director · 10% owner
GrantCommon Stock 1,340 $20.23 $27,108.20
Disclosure

SEC source: 0001209191-23-052540 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,196

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 20:57 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,501 $20.23 $30,365.23
Disclosure

SEC source: 0001209191-23-052539 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,492,926

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 20:55 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,087 $20.23 $21,990.01
Disclosure

SEC source: 0001209191-23-052537 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,965,934

F1 · acquired: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:35 UTC GrantRestricted Stock Units · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024460 · form4.xml · derivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,758

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F3 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 16, 2024 or the date of the Company's 2024 annual meeting of stockholders. Vested shares will be delivered upon Mr. Gilbert's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 16, 2024 or the date of the Company's 2024 annual meeting of stockholders. Vested shares will be delivered upon Mr. Gilbert's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:35 UTC
Wunsch E.J.Chief Legal Ofcr & Secretary
GrantRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024459 · form4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Ofcr & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,758

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:30 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 73 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024458 · form4.xml · derivative · entry 2

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,188

Underlying: Common Stock · 73 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Vasconi's continued employment with the Company on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Vasconi's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:30 UTC
VASCONI JOHN KEVINChief Information Officer
GrantRestricted Stock Units · Derivative 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024458 · form4.xml · derivative · entry 1

VASCONI JOHN KEVIN · CIK 0001804434 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,115

Underlying: Common Stock · 555 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on October 19, 2024, subject to Mr. Vasconi's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:27 UTC
Thuerk Suzanne M.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024457 · form4.xml · derivative · entry 3

Thuerk Suzanne M. · CIK 0001963800 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,224

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F6 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Ms. Thuerk's continued employment with the Company on the applicable vesting date.

F6 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Ms. Thuerk's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:27 UTC
Thuerk Suzanne M.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024457 · form4.xml · derivative · entry 2

Thuerk Suzanne M. · CIK 0001963800 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,212

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2025, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2025, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

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September 15, 2023 Filed Sep 19, 2023 21:27 UTC
Thuerk Suzanne M.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024457 · form4.xml · derivative · entry 1

Thuerk Suzanne M. · CIK 0001963800 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,167

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 13, 2024, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 13, 2024, subject to Ms. Thuerk's continued employment with the Company on the vesting date.

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September 15, 2023 Filed Sep 19, 2023 21:26 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 142 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024456 · form4.xml · derivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,186

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Ms. Pringle's continued employment with the Company on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Ms. Pringle's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:26 UTC
Pringle Abigail E.Pres Intl & Chf Developmnt Ofc
GrantRestricted Stock Units · Derivative 289 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024456 · form4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Pres Intl & Chf Developmnt Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,044

Underlying: Common Stock · 289 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:24 UTC
Plosch GuntherChief Financial Officer
GrantRestricted Stock Units · Derivative 160 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024455 · form4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,048

Underlying: Common Stock · 160 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Plosch's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Plosch's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:23 UTC
Penegor Todd AllanDirector · President & CEO
GrantRestricted Stock Units · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024454 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,558

Underlying: Common Stock · 498 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:22 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024453 · form4.xml · derivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,272

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. O'Brien's continued employment with the Company on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. O'Brien's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:22 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024453 · form4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,212

Underlying: Common Stock · 200 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on March 1, 2026, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on March 1, 2026, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:21 UTC
Loredo Juan CarlosGlobal Chief Marketing Officer
GrantRestricted Stock Units · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024452 · form4.xml · derivative · entry 3

Loredo Juan Carlos · CIK 0001464267 · Global Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,256

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F6 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Loredo's continued employment with the Company on the applicable vesting date.

F6 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Loredo's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:21 UTC
Loredo Juan CarlosGlobal Chief Marketing Officer
GrantRestricted Stock Units · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024452 · form4.xml · derivative · entry 2

Loredo Juan Carlos · CIK 0001464267 · Global Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,213

Underlying: Common Stock · 116 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F5 · derivative.exercise_date: The restricted stock units will vest in full on February 22, 2025, subject to Mr. Loredo's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on February 22, 2025, subject to Mr. Loredo's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:21 UTC
Loredo Juan CarlosGlobal Chief Marketing Officer
GrantRestricted Stock Units · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024452 · form4.xml · derivative · entry 1

Loredo Juan Carlos · CIK 0001464267 · Global Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,097

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Loredo's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on February 19, 2024, subject to Mr. Loredo's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 11

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,091

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F13 · derivative.exercise_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F13 · derivative.expiration_date: The restricted stock units vested in full on May 27, 2020. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 98 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 10

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,009

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F12 · derivative.exercise_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F12 · derivative.expiration_date: The restricted stock units vested in full on June 4, 2019. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,911

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F11 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 119 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,818

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 114 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,699

Underlying: Common Stock · 114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 138 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,585

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 198 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,447

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 268 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,249

Underlying: Common Stock · 268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 249 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,981

Underlying: Common Stock · 249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 280 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,732

Underlying: Common Stock · 280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 293 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024451 · form4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,452

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2023.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:18 UTC
Esposito LilianaChf Corp Affrs & Sustnblty Ofc
GrantRestricted Stock Units · Derivative 54 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024450 · form4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chf Corp Affrs & Sustnblty Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,408

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Ms. Esposito's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Ms. Esposito's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:17 UTC
Ajmani DeepakChief Operations Officer - U.S
GrantRestricted Stock Units · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024449 · form4.xml · derivative · entry 2

Ajmani Deepak · CIK 0001967208 · Chief Operations Officer - U.S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,690

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Ajmani's continued employment with the Company on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Ajmani's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:17 UTC
Ajmani DeepakChief Operations Officer - U.S
GrantRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024449 · form4.xml · derivative · entry 1

Ajmani Deepak · CIK 0001967208 · Chief Operations Officer - U.S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,669

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest on February 19, 2024, subject to Mr. Ajmani's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest on February 19, 2024, subject to Mr. Ajmani's continued employment with the Company on the vesting date.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:40 UTC
Peltz Matthew H.Director · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 2,905,569 $20.30 $58,983,050.70
Disclosure

SEC source: 0001209191-23-047099 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 17,827,059

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is the Co-Chief Investment Officer and a partner of Trian Management, and a limited partner or member of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LLC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. The reporting persons disclaim beneficial ownership of the shares held by Trian Management and Trian GP (collectively, "Trian Partners") except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:39 UTC
MAY PETER WDirector · 10% owner
TRIAN FUND MANAGEMENT, L.P.Director · 10% owner
SaleCommon Stock 2,905,569 $20.30 $58,983,050.70
Disclosure

SEC source: 0001209191-23-047098 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trian Partners

Disclosed balance after: 17,827,059

F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is the President and a founding partner of Trian Management, and as such may be deemed to share voting and dispositive power with Trian Management over shares of the Issuer held by the Trian Funds.

F2 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.