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Nasdaq · USD

WDC

WESTERN DIGITAL CORP

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1010
SEC CIK
0000106040
Parsed reports
1,958

Last 12 months

Inside the activity.

0 purchase rows · 224 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 2025013
Jan 202601
Feb 2026044
Mar 2026019
Apr 202601
May 2026032
Jun 2026046
Jul 2026033
Aug 2026013
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2014 Filed Aug 7, 2014 23:19 UTC Exercise / conversionCommon Stock 8,000 $15.34 $122,720.00
Disclosure

SEC source: 0001266824-14-000160 · edgardoc.xml · nonDerivative · entry 1

PARDUN THOMAS E · CIK 0001232833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2014 Filed Aug 5, 2014 22:02 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,909 $0.00 Strike: $38.53 $0.00
Disclosure

SEC source: 0001266824-14-000155 · edgardoc.xml · derivative · entry 5

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,909 shares

Expires 2016-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.

Read SEC document
August 04, 2014 Filed Aug 5, 2014 22:02 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $25.79 $0.00
Disclosure

SEC source: 0001266824-14-000155 · edgardoc.xml · derivative · entry 4

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935

Underlying: Common Stock · 1,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested 25% one year from the grant date of 11/10/2011, and an additional 6.25% vested at the end of the three-month period on 5/10/2014. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/10/2015.

Read SEC document
August 04, 2014 Filed Aug 5, 2014 22:02 UTC SaleCommon Stock 7,909 $101.20 $800,424.02
Disclosure

SEC source: 0001266824-14-000155 · edgardoc.xml · nonDerivative · entry 3

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

Read SEC document
August 04, 2014 Filed Aug 5, 2014 22:02 UTC Exercise / conversionCommon Stock 1,000 $25.79 $25,790.00
Disclosure

SEC source: 0001266824-14-000155 · edgardoc.xml · nonDerivative · entry 2

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2014 Filed Aug 5, 2014 22:02 UTC Exercise / conversionCommon Stock 6,909 $38.53 $266,203.77
Disclosure

SEC source: 0001266824-14-000155 · edgardoc.xml · nonDerivative · entry 1

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2014 Filed Aug 5, 2014 22:02 UTC SaleCommon Stock 2,120 $100.00 $212,000.00
Disclosure

SEC source: 0001266824-14-000156 · edgardoc.xml · nonDerivative · entry 1

KIMSEY WILLIAM L · CIK 0001232832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,272

Read SEC document
July 25, 2014 Filed Jul 28, 2014 22:34 UTC
MILLIGAN STEPHEN DDirector · President & CEO
SaleCommon Stock 15,996 $99.44 $1,590,691.83
Disclosure

SEC source: 0001363249-14-000008 · edgardoc.xml · nonDerivative · entry 4

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,510

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

F5 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $99.04 to a high of $99.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC
CORDANO MICHAEL DPresident, HGST Subsidiary
Exercise / conversionDividend Equivalent Rights · Derivative 884.4918 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000006 · edgardoc.xml · derivative · entry 4

CORDANO MICHAEL D · CIK 0001201490 · President, HGST Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137.0137

Underlying: Common Stock · 884.4918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: An amount equal to 26.5252 dividend equivalents were additionally accrued in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $1.69 was also paid to the holder to settle a fractional dividend equivalent of 0.0170.

F2 · derivative.exercise_date: An amount equal to 26.5252 dividend equivalents were additionally accrued in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $1.69 was also paid to the holder to settle a fractional dividend equivalent of 0.0170.

F2 · derivative.expiration_date: An amount equal to 26.5252 dividend equivalents were additionally accrued in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $1.69 was also paid to the holder to settle a fractional dividend equivalent of 0.0170.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC
CORDANO MICHAEL DPresident, HGST Subsidiary
Tax withholdingCommon Stock 13,504 $99.60 $1,344,998.40
Disclosure

SEC source: 0001363249-14-000006 · edgardoc.xml · nonDerivative · entry 3

CORDANO MICHAEL D · CIK 0001201490 · President, HGST Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,449

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC
CORDANO MICHAEL DPresident, HGST Subsidiary
Exercise / conversionCommon Stock 911 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000006 · edgardoc.xml · nonDerivative · entry 2

CORDANO MICHAEL D · CIK 0001201490 · President, HGST Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: An amount equal to 26.5252 dividend equivalents were additionally accrued in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $1.69 was also paid to the holder to settle a fractional dividend equivalent of 0.0170.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC
CORDANO MICHAEL DPresident, HGST Subsidiary
GrantCommon Stock 24,969 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000006 · edgardoc.xml · nonDerivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President, HGST Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,042

F1 · security: Represents shares issued as payment in respect of the vesting of a performance-based stock unit award.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC Exercise / conversionDividend Equivalent Rights · Derivative 913.0601 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000007 · edgardoc.xml · derivative · entry 4

LEYDEN TIMOTHY M · CIK 0001398362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127.3843

Underlying: Common Stock · 913.0601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: An amount equal to 109.5673 dividend equivalents were canceled without payment in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The remaining dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $49.08 was also paid to the holder to settle a fractional dividend equivalent of 0.4928.

F3 · derivative.exercise_date: An amount equal to 109.5673 dividend equivalents were canceled without payment in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The remaining dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $49.08 was also paid to the holder to settle a fractional dividend equivalent of 0.4928.

F3 · derivative.expiration_date: An amount equal to 109.5673 dividend equivalents were canceled without payment in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The remaining dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $49.08 was also paid to the holder to settle a fractional dividend equivalent of 0.4928.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC Tax withholdingCommon Stock 11,909 $99.60 $1,186,136.40
Disclosure

SEC source: 0001363249-14-000007 · edgardoc.xml · nonDerivative · entry 3

LEYDEN TIMOTHY M · CIK 0001398362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,996

F4 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC Exercise / conversionCommon Stock 803 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000007 · edgardoc.xml · nonDerivative · entry 2

LEYDEN TIMOTHY M · CIK 0001398362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: An amount equal to 109.5673 dividend equivalents were canceled without payment in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The remaining dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $49.08 was also paid to the holder to settle a fractional dividend equivalent of 0.4928.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC GrantCommon Stock 22,022 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000007 · edgardoc.xml · nonDerivative · entry 1

LEYDEN TIMOTHY M · CIK 0001398362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,102

F1 · security: Represents shares issued as payment in respect of the vesting of a performance-based stock unit award.

F2 · balance_after: Includes 111 shares acquired under the issuer's Employee Stock Purchase Plan on May 31, 2014.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC
MILLIGAN STEPHEN DDirector · President & CEO
Exercise / conversionDividend Equivalent Rights · Derivative 4,446.916 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000008 · edgardoc.xml · derivative · entry 5

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498.7789

Underlying: Common Stock · 4,446.916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: An amount equal to 61.5640 dividend equivalents were canceled without payment in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The remaining dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $234.25 was also paid to the holder to settle fractional dividend equivalents in an aggregate amount of 2.352.

F2 · derivative.exercise_date: An amount equal to 61.5640 dividend equivalents were canceled without payment in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The remaining dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $234.25 was also paid to the holder to settle fractional dividend equivalents in an aggregate amount of 2.352.

F2 · derivative.expiration_date: An amount equal to 61.5640 dividend equivalents were canceled without payment in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The remaining dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $234.25 was also paid to the holder to settle fractional dividend equivalents in an aggregate amount of 2.352.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC
MILLIGAN STEPHEN DDirector · President & CEO
Tax withholdingCommon Stock 69,808 $99.60 $6,952,876.80
Disclosure

SEC source: 0001363249-14-000008 · edgardoc.xml · nonDerivative · entry 3

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,506

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC
MILLIGAN STEPHEN DDirector · President & CEO
Exercise / conversionCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000008 · edgardoc.xml · nonDerivative · entry 2

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: An amount equal to 61.5640 dividend equivalents were canceled without payment in connection with the determination of the achievement level of the performance-based restricted stock units to which the dividend equivalents relate. The remaining dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the performance-based restricted stock units to which the dividend equivalents relate. A cash amount equal to $234.25 was also paid to the holder to settle fractional dividend equivalents in an aggregate amount of 2.352.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:34 UTC
MILLIGAN STEPHEN DDirector · President & CEO
GrantCommon Stock 129,406 $0.00 $0.00
Disclosure

SEC source: 0001363249-14-000008 · edgardoc.xml · nonDerivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,931

F1 · security: Represents shares issued as payment in respect of the vesting of a performance-based stock unit award.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:45 UTC GrantDividend Equivalent Rights · Derivative 32.3718 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000138 · edgardoc.xml · derivative · entry 1

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208.9008

Underlying: Common Stock · 32.3718 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:46 UTC GrantDividend Equivalent Rights · Derivative 32.3718 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000140 · edgardoc.xml · derivative · entry 1

KIMSEY WILLIAM L · CIK 0001232832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208.9008

Underlying: Common Stock · 32.3718 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:46 UTC GrantDividend Equivalent Rights · Derivative 52.815 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000139 · edgardoc.xml · derivative · entry 1

DENERO HENRY T · CIK 0001227538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387.2075

Underlying: Common Stock · 52.815 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:46 UTC GrantDividend Equivalent Rights · Derivative 32.3718 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000141 · edgardoc.xml · derivative · entry 1

LAMBERT MICHAEL D · CIK 0001077820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208.9008

Underlying: Common Stock · 32.3718 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:47 UTC
Lauer Len JDirector
GrantDividend Equivalent Rights · Derivative 32.3718 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000142 · edgardoc.xml · derivative · entry 1

Lauer Len J · CIK 0001202231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208.9008

Underlying: Common Stock · 32.3718 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:47 UTC GrantDividend Equivalent Rights · Derivative 32.3718 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000143 · edgardoc.xml · derivative · entry 1

MASSENGILL MATTHEW E · CIK 0001232826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208.9008

Underlying: Common Stock · 32.3718 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:47 UTC GrantDividend Equivalent Rights · Derivative 32.3718 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000144 · edgardoc.xml · derivative · entry 1

MOORE ROGER H/CA · CIK 0001204825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208.9008

Underlying: Common Stock · 32.3718 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:47 UTC GrantDividend Equivalent Rights · Derivative 107.676 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000145 · edgardoc.xml · derivative · entry 1

PARDUN THOMAS E · CIK 0001232833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849.3898

Underlying: Common Stock · 107.676 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 00:48 UTC
SHAKEEL ARIFDirector
GrantDividend Equivalent Rights · Derivative 32.3718 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000146 · edgardoc.xml · derivative · entry 1

SHAKEEL ARIF · CIK 0001232828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208.9008

Underlying: Common Stock · 32.3718 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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July 15, 2014 Filed Jul 17, 2014 00:50 UTC
CORDANO MICHAEL DPresident, HGST Subsidiary
GrantDividend Equivalent Rights · Derivative 413.0218 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000147 · edgardoc.xml · derivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President, HGST Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,021.5055

Underlying: Common Stock · 413.0218 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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July 15, 2014 Filed Jul 17, 2014 00:50 UTC GrantDividend Equivalent Rights · Derivative 512.9711 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000148 · edgardoc.xml · derivative · entry 1

LEYDEN TIMOTHY M · CIK 0001398362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040.4444

Underlying: Common Stock · 512.9711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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July 15, 2014 Filed Jul 17, 2014 00:51 UTC
LONG MARK PEVP, Strategy & Corporate Dev.
GrantDividend Equivalent Rights · Derivative 103.7202 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000149 · edgardoc.xml · derivative · entry 1

LONG MARK P · CIK 0001593123 · EVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443.2674

Underlying: Common Stock · 103.7202 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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July 15, 2014 Filed Jul 17, 2014 00:52 UTC
MILLIGAN STEPHEN DDirector · President & CEO
GrantDividend Equivalent Rights · Derivative 1,165.2457 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000150 · edgardoc.xml · derivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,945.6949

Underlying: Common Stock · 1,165.2457 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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July 15, 2014 Filed Jul 17, 2014 00:52 UTC
MURPHY JAMES JPresident, WD Subsidiary
GrantDividend Equivalent Rights · Derivative 239.1025 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000151 · edgardoc.xml · derivative · entry 1

MURPHY JAMES J · CIK 0001234677 · President, WD Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665.6037

Underlying: Common Stock · 239.1025 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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July 15, 2014 Filed Jul 17, 2014 00:53 UTC
RAY MICHAEL CHARLESSr. VP, Gen Cnsl & Secretary
GrantDividend Equivalent Rights · Derivative 121.9484 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000152 · edgardoc.xml · derivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · Sr. VP, Gen Cnsl & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906.8037

Underlying: Common Stock · 121.9484 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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July 03, 2014 Filed Jul 8, 2014 23:32 UTC GrantCommon Stock 1,015 $0.00 $0.00
Disclosure

SEC source: 0001266824-14-000122 · edgardoc.xml · nonDerivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015

F1 · security: Represents the grant of restricted stock units to the reporting person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 23, 2014 Filed Jun 25, 2014 00:21 UTC
CORDANO MICHAEL DPresident, HGST Subsidiary
SaleCommon Stock 4,059 $91.22 $370,261.98
Disclosure

SEC source: 0001266824-14-000116 · edgardoc.xml · nonDerivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President, HGST Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,073

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2014.

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June 19, 2014 Filed Jun 20, 2014 23:35 UTC
MILLIGAN STEPHEN DDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,164 $0.00 Strike: $43.11 $0.00
Disclosure

SEC source: 0001266824-14-000114 · edgardoc.xml · derivative · entry 6

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,472

Underlying: Common Stock · 6,164 shares

Expires 2019-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

F6 · derivative.exercise_date: The option vested 25% one year from the grant date of 9/6/2012, and an additional 6.25% vested at the end of each three-month period through 6/6/2014. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/6/2016.

Read SEC document
June 19, 2014 Filed Jun 20, 2014 23:35 UTC
MILLIGAN STEPHEN DDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,713 $0.00 Strike: $38.19 $0.00
Disclosure

SEC source: 0001266824-14-000114 · edgardoc.xml · derivative · entry 5

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,987

Underlying: Common Stock · 7,713 shares

Expires 2019-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

F5 · derivative.exercise_date: The option vested 25% one year from the grant date of 3/19/2012, and an additional 6.25% vested at the end of each three-month period through 6/19/14. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 3/19/2016.

Read SEC document
June 19, 2014 Filed Jun 20, 2014 23:35 UTC
MILLIGAN STEPHEN DDirector · President & CEO
SaleCommon Stock 1,439 $92.89 $133,668.71
Disclosure

SEC source: 0001266824-14-000114 · edgardoc.xml · nonDerivative · entry 4

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,525

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

F4 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $92.7893 to a high of $93.7892. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 19, 2014 Filed Jun 20, 2014 23:35 UTC
MILLIGAN STEPHEN DDirector · President & CEO
SaleCommon Stock 12,438 $92.03 $1,144,691.53
Disclosure

SEC source: 0001266824-14-000114 · edgardoc.xml · nonDerivative · entry 3

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,964

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $91.69 to a high of $92.6899. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 19, 2014 Filed Jun 20, 2014 23:35 UTC
MILLIGAN STEPHEN DDirector · President & CEO
Exercise / conversionCommon Stock 7,713 $38.19 $294,559.47
Disclosure

SEC source: 0001266824-14-000114 · edgardoc.xml · nonDerivative · entry 2

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

Read SEC document
June 19, 2014 Filed Jun 20, 2014 23:35 UTC
MILLIGAN STEPHEN DDirector · President & CEO
Exercise / conversionCommon Stock 6,164 $43.11 $265,730.04
Disclosure

SEC source: 0001266824-14-000114 · edgardoc.xml · nonDerivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

F2 · balance_after: Includes 500 shares acquired under the issuer's Employee Stock Purchase Plan on May 31, 2014.

Read SEC document
June 18, 2014 Filed Jun 19, 2014 00:39 UTC
RAY MICHAEL CHARLESSr. VP, Gen Cnsl & Secretary
SaleCommon Stock 333 $91.88 $30,596.07
Disclosure

SEC source: 0001266824-14-000110 · edgardoc.xml · nonDerivative · entry 7

RAY MICHAEL CHARLES · CIK 0001593199 · Sr. VP, Gen Cnsl & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,309

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2014.

Read SEC document
June 17, 2014 Filed Jun 19, 2014 00:39 UTC
RAY MICHAEL CHARLESSr. VP, Gen Cnsl & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,863 $0.00 Strike: $43.11 $0.00
Disclosure

SEC source: 0001266824-14-000110 · edgardoc.xml · derivative · entry 12

RAY MICHAEL CHARLES · CIK 0001593199 · Sr. VP, Gen Cnsl & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,766

Underlying: Common Stock · 1,863 shares

Expires 2019-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2014.

F8 · derivative.exercise_date: The option vested 25% one year from the grant date of 9/6/2012, and an additional 6.25% vested at the end of each three-month period through 6/6/2014. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/6/2016.

Read SEC document
June 17, 2014 Filed Jun 19, 2014 00:39 UTC
RAY MICHAEL CHARLESSr. VP, Gen Cnsl & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,359 $0.00 Strike: $38.63 $0.00
Disclosure

SEC source: 0001266824-14-000110 · edgardoc.xml · derivative · entry 11

RAY MICHAEL CHARLES · CIK 0001593199 · Sr. VP, Gen Cnsl & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,877

Underlying: Common Stock · 1,359 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2014.

F7 · derivative.exercise_date: The option vested 25% one year from the grant date of 5/16/2012, and an additional 6.25% vested at the end of each three-month period through 5/16/2014. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 5/16/2016.

Read SEC document
June 17, 2014 Filed Jun 19, 2014 00:39 UTC
RAY MICHAEL CHARLESSr. VP, Gen Cnsl & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,825 $0.00 Strike: $29.60 $0.00
Disclosure

SEC source: 0001266824-14-000110 · edgardoc.xml · derivative · entry 10

RAY MICHAEL CHARLES · CIK 0001593199 · Sr. VP, Gen Cnsl & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,127

Underlying: Common Stock · 1,825 shares

Expires 2018-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2014.

F6 · derivative.exercise_date: The option vested 25% one year from the grant date of 9/14/2011, and an additional 6.25% vested at the end of each three-month period through 6/14/2014. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/14/2015.

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June 17, 2014 Filed Jun 19, 2014 00:39 UTC
RAY MICHAEL CHARLESSr. VP, Gen Cnsl & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 968 $0.00 Strike: $26.17 $0.00
Disclosure

SEC source: 0001266824-14-000110 · edgardoc.xml · derivative · entry 9

RAY MICHAEL CHARLES · CIK 0001593199 · Sr. VP, Gen Cnsl & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2014.

F5 · derivative.exercise_date: The option vested 25% one year from the grant date of 9/8/2010, and an additional 6.25% vested at the end of each three-month period through 6/8/2014. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/8/2014.

Read SEC document
June 17, 2014 Filed Jun 19, 2014 00:39 UTC
RAY MICHAEL CHARLESSr. VP, Gen Cnsl & Secretary
SaleCommon Stock 354 $91.99 $32,564.04
Disclosure

SEC source: 0001266824-14-000110 · edgardoc.xml · nonDerivative · entry 6

RAY MICHAEL CHARLES · CIK 0001593199 · Sr. VP, Gen Cnsl & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,642

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2014.

F4 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $91.96 to a high of $92.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 17, 2014 Filed Jun 19, 2014 00:39 UTC
RAY MICHAEL CHARLESSr. VP, Gen Cnsl & Secretary
SaleCommon Stock 8,373 $91.41 $765,360.86
Disclosure

SEC source: 0001266824-14-000110 · edgardoc.xml · nonDerivative · entry 5

RAY MICHAEL CHARLES · CIK 0001593199 · Sr. VP, Gen Cnsl & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,996

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2014.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $90.95 to a high of $91.93. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.