WDC

SEC source: 0001266824-17-000146 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,298.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-17-000146 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,341.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents dividend equivalents accrued in connection with the dividend paid on July 17, 2017 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent of 0.8244.

SEC source: 0001266824-17-000116 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,259.498

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F6 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.65 to a high of $85.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000116 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,908.498

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F5 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $84.52 to a high of $85.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000115 · edgardoc.xml · derivative · entry 3

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862.2878

Underlying: Common Stock · 2,089.9484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $84.03 was also paid to the holder to settle a fractional dividend equivalent of 0.9484. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $84.03 was also paid to the holder to settle a fractional dividend equivalent of 0.9484. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $84.03 was also paid to the holder to settle a fractional dividend equivalent of 0.9484. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

SEC source: 0001266824-17-000115 · edgardoc.xml · nonDerivative · entry 2

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,916

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-17-000115 · edgardoc.xml · nonDerivative · entry 1

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $84.03 was also paid to the holder to settle a fractional dividend equivalent of 0.9484. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

SEC source: 0001266824-17-000116 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226.1412

Underlying: Common Stock · 491.3959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $35.08 was also paid to the holder to settle a fractional dividend equivalent of 0.3959. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $35.08 was also paid to the holder to settle a fractional dividend equivalent of 0.3959. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $35.08 was also paid to the holder to settle a fractional dividend equivalent of 0.3959. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

SEC source: 0001266824-17-000116 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,308.498

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-17-000116 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,384.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $35.08 was also paid to the holder to settle a fractional dividend equivalent of 0.3959. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

F2 · balance_after: Includes 525 share acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2017.

SEC source: 0001266824-17-000112 · edgardoc.xml · derivative · entry 5

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,012

Underlying: Common Stock · 1,402 shares

Expires 2022-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2016.

F5 · derivative.exercise_date: The option vested 25% one year from the grant date of 11/3/2015, and an additional 6.25% vested at the end of each three-month period through 5/3/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/3/2019.

SEC source: 0001266824-17-000112 · edgardoc.xml · derivative · entry 4

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,446

Underlying: Common Stock · 9,920 shares

Expires 2020-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2016.

F4 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/14/2013, and an additional 6.25% vested at the end of each three-month period through 5/14/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017.

SEC source: 0001266824-17-000112 · edgardoc.xml · nonDerivative · entry 3

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,396

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2016.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.00 to a high of $85.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000112 · edgardoc.xml · nonDerivative · entry 2

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2016.

SEC source: 0001266824-17-000112 · edgardoc.xml · nonDerivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2016.

F2 · balance_after: Includes 525 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2017.

SEC source: 0001266824-17-000110 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,406

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2016.

F2 · balance_after: Includes 524 share acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2017.

SEC source: 0001266824-17-000108 · edgardoc.xml · derivative · entry 6

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,571

Underlying: Common Stock · 3,225 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

F3 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 17, 2019. The first installment became exercisable on May 17, 2016.

SEC source: 0001266824-17-000108 · edgardoc.xml · derivative · entry 5

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 3,983 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

F2 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 18, 2018. The first installment became exercisable on May 18, 2016.

SEC source: 0001266824-17-000108 · edgardoc.xml · nonDerivative · entry 4

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,697

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

SEC source: 0001266824-17-000108 · edgardoc.xml · nonDerivative · entry 3

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,639

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

SEC source: 0001266824-17-000108 · edgardoc.xml · nonDerivative · entry 2

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

SEC source: 0001266824-17-000108 · edgardoc.xml · nonDerivative · entry 1

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

SEC source: 0001266824-17-000105 · edgardoc.xml · derivative · entry 3

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034

Underlying: Common Stock · 3,034 shares

Expires 2020-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/14/2013, and an additional 6.25% vested at the end of each three-month period through 5/14/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017.

SEC source: 0001266824-17-000105 · edgardoc.xml · nonDerivative · entry 2

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,308

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

SEC source: 0001266824-17-000105 · edgardoc.xml · nonDerivative · entry 1

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

SEC source: 0001266824-17-000106 · edgardoc.xml · derivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Common Stock · 1,365 shares

Expires 2020-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2016.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/14/2013, and an additional 6.25% vested at the end of each three-month period through 5/14/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017.

SEC source: 0001266824-17-000106 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,406

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2016.

SEC source: 0001266824-17-000106 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2016.

SEC source: 0001266824-17-000100 · edgardoc.xml · derivative · entry 3

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,366

Underlying: Common Stock · 4,959 shares

Expires 2020-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2016.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/14/2013, and an additional 6.25% vested at the end of each three-month period through 2/14/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017.

SEC source: 0001266824-17-000100 · edgardoc.xml · nonDerivative · entry 2

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,871

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2016.

SEC source: 0001266824-17-000100 · edgardoc.xml · nonDerivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2016.

SEC source: 0001266824-17-000101 · edgardoc.xml · derivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,080

Underlying: Common Stock · 1,208 shares

Expires 2022-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2016.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 11/3/2015, and an additional 6.25% vested at the end of each three-month period through 5/3/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/3/2019.

SEC source: 0001266824-17-000101 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,406

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2016.

SEC source: 0001266824-17-000101 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2016.

SEC source: 0001266824-17-000102 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,348

Underlying: Common Stock · 30,348 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F4 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 17, 2019. The first installment became exercisable on May 17, 2016.

SEC source: 0001266824-17-000102 · edgardoc.xml · derivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,322

Underlying: Common Stock · 9,485 shares

Expires 2020-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F3 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through June 28, 2017. The first installment became exercisable on June 28, 2016.

SEC source: 0001266824-17-000102 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,368.498

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $88.63 to a high of $89.46. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000102 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,550.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

SEC source: 0001266824-17-000102 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,202.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

SEC source: 0001266824-17-000096 · edgardoc.xml · derivative · entry 3

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,068

Underlying: Common Stock · 11,631 shares

Expires 2020-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/14/2013, and an additional 6.25% vested at the end of each three-month period through 2/14/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017.

SEC source: 0001266824-17-000096 · edgardoc.xml · nonDerivative · entry 2

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,308

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

SEC source: 0001266824-17-000096 · edgardoc.xml · nonDerivative · entry 1

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

SEC source: 0001266824-17-000091 · edgardoc.xml · derivative · entry 4

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,796

Underlying: Common Stock · 13,295 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

F4 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 17, 2019. The first installment became exercisable on May 17, 2016.

SEC source: 0001266824-17-000091 · edgardoc.xml · nonDerivative · entry 3

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,697

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $87.30 to a high of $88.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000091 · edgardoc.xml · nonDerivative · entry 2

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,892

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $86.30 to a high of $87.29. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000091 · edgardoc.xml · nonDerivative · entry 1

BHATIA MANISH H · CIK 0001689498 · EVP Silicon Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017.

SEC source: 0001266824-17-000092 · edgardoc.xml · derivative · entry 8

DeMaria Jacqueline · CIK 0001657678 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,576 shares

Expires 2019-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2017.

F5 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.

SEC source: 0001266824-17-000092 · edgardoc.xml · derivative · entry 7

DeMaria Jacqueline · CIK 0001657678 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,041 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2017.

F5 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.

SEC source: 0001266824-17-000092 · edgardoc.xml · derivative · entry 6

DeMaria Jacqueline · CIK 0001657678 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,793 shares

Expires 2018-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2017.

F5 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.

SEC source: 0001266824-17-000092 · edgardoc.xml · nonDerivative · entry 5

DeMaria Jacqueline · CIK 0001657678 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,910

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2017.

F4 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $87.23 to a high of $88.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.