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WAL

WESTERN ALLIANCE BANCORPORATION

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Tapewire entity
3616
SEC CIK
0001212545
Parsed reports
912

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2024 Filed Sep 17, 2024 20:15 UTC
Boothe Timothy WChief Administration Officer
Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000266 · wk-form4_1726604102.xml · nonDerivative · entry 1

Boothe Timothy W · CIK 0001364140 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
GIBBONS DALEVice Chairman and CFO
Exercise / conversionCash Settled Restricted Stock Units · Derivative 285 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000265 · wk-form4_1726604091.xml · derivative · entry 4

GIBBONS DALE · CIK 0001331626 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,257

Underlying: Common Stock · 285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
GIBBONS DALEVice Chairman and CFO
Disposition to issuerCommon Stock 285 $81.91 $23,344.35
Disclosure

SEC source: 0001212545-24-000265 · wk-form4_1726604091.xml · nonDerivative · entry 2

GIBBONS DALE · CIK 0001331626 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,726

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
GIBBONS DALEVice Chairman and CFO
Exercise / conversionCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000265 · wk-form4_1726604091.xml · nonDerivative · entry 1

GIBBONS DALE · CIK 0001331626 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
Vecchione KennethDirector · President and CEO
Exercise / conversionCash Settled Restricted Stock Units · Derivative 539 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000263 · wk-form4_1726604068.xml · derivative · entry 5

Vecchione Kenneth · CIK 0001398948 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,643

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
Vecchione KennethDirector · President and CEO
Disposition to issuerCommon Stock 539 $81.91 $44,149.49
Disclosure

SEC source: 0001212545-24-000263 · wk-form4_1726604068.xml · nonDerivative · entry 2

Vecchione Kenneth · CIK 0001398948 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,300

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
Vecchione KennethDirector · President and CEO
Exercise / conversionCommon Stock 539 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000263 · wk-form4_1726604068.xml · nonDerivative · entry 1

Vecchione Kenneth · CIK 0001398948 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
Kennedy BarbaraChief Human Resources Officer
Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000262 · wk-form4_1726604058.xml · derivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
Kennedy BarbaraChief Human Resources Officer
Disposition to issuerCommon Stock 101 $81.91 $8,272.91
Disclosure

SEC source: 0001212545-24-000262 · wk-form4_1726604058.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,977

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:14 UTC
Kennedy BarbaraChief Human Resources Officer
Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000262 · wk-form4_1726604058.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 16:14 UTC SaleCommon Stock 2,955 $81.12 $239,709.60
Disclosure

SEC source: 0001212545-24-000264 · wk-form4_1726604081.xml · nonDerivative · entry 1

LATTA ROBERT P · CIK 0001223581 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Robert P. Latta Spousal Lifetime Access Trust, dated December 4, 2020

Disclosed balance after: 38,621

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.39, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 17:26 UTC SaleCommon Stock 2,996 $82.75 $247,919.00
Disclosure

SEC source: 0001212545-24-000251 · wk-form4_1726089969.xml · nonDerivative · entry 1

LATTA ROBERT P · CIK 0001223581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,056

Read SEC document
September 03, 2024 Filed Feb 10, 2025 22:36 UTC OtherCommon Stock 11 $80.10 $881.10
Disclosure

SEC source: 0001212545-25-000064 · wk-form5_1739226981.xml · nonDerivative · entry 1

JOHNSON MARIANNE BOYD · CIK 0001186742 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Samuel J. Johnson (spouse)

Disclosed balance after: 2,486

F1 · kind: WAL's quarterly dividends paid on certain shares held by the reporting person were reinvested in additional shares of the Company's stock. These transactions were inadvertently effectuated within six months of a matching disposition. Accordingly, the Reporting Person realized short-swing profits of $9.90 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the sale of securities on August 30, 2024 and subsequent acquisition of the Issuer's common shares reported herein. The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions. The reporting person has since changed the reinvestment elections to avoid inadvertent matchable transactions in the future.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:03 UTC SaleCommon Stock 12,516 $81.00 $1,013,796.00
Disclosure

SEC source: 0001212545-24-000249 · wk-form4_1725486829.xml · nonDerivative · entry 1

JOHNSON MARIANNE BOYD · CIK 0001186742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,351

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:10 UTC
Kennedy BarbaraChief Human Resources Officer
SaleCommon Stock 11,083 $81.59 $904,261.97
Disclosure

SEC source: 0001212545-24-000246 · wk-form4_1724879440.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,977

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.58 to $81.66, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: The reporting person's Form 4 filed on 8/19/2024 incorrectly reported that the reporting person directly owned 19,161 shares of common stock after the transactions reported in such Form 4, but the reporting person then directly owned 19,060 shares of common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Herndon LynneChief Credit Officer
Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000241 · wk-form4_1724101867.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,032

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Herndon LynneChief Credit Officer
Disposition to issuerCommon Stock 35 $77.03 $2,696.05
Disclosure

SEC source: 0001212545-24-000241 · wk-form4_1724101867.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Herndon LynneChief Credit Officer
Exercise / conversionCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000241 · wk-form4_1724101867.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Curley Stephen RussellChief Banking Ofc.-NBL
Exercise / conversionCash Settled Restricted Stock Units · Derivative 165 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000244 · wk-form4_1724101898.xml · derivative · entry 3

Curley Stephen Russell · CIK 0001441890 · Chief Banking Ofc.-NBL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,964

Underlying: Common Stock · 165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Curley Stephen RussellChief Banking Ofc.-NBL
Disposition to issuerCommon Stock 165 $77.03 $12,709.95
Disclosure

SEC source: 0001212545-24-000244 · wk-form4_1724101898.xml · nonDerivative · entry 2

Curley Stephen Russell · CIK 0001441890 · Chief Banking Ofc.-NBL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,718

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Curley Stephen RussellChief Banking Ofc.-NBL
Exercise / conversionCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000244 · wk-form4_1724101898.xml · nonDerivative · entry 1

Curley Stephen Russell · CIK 0001441890 · Chief Banking Ofc.-NBL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Jarvi Jessica HCLO & Secretary
Exercise / conversionCash Settled Restricted Stock Units · Derivative 58 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000243 · wk-form4_1724101887.xml · derivative · entry 4

Jarvi Jessica H · CIK 0001981756 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,723

Underlying: Common Stock · 58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Jarvi Jessica HCLO & Secretary
Disposition to issuerCommon Stock 58 $77.03 $4,467.74
Disclosure

SEC source: 0001212545-24-000243 · wk-form4_1724101887.xml · nonDerivative · entry 2

Jarvi Jessica H · CIK 0001981756 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,162

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Jarvi Jessica HCLO & Secretary
Exercise / conversionCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000243 · wk-form4_1724101887.xml · nonDerivative · entry 1

Jarvi Jessica H · CIK 0001981756 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Kennedy BarbaraChief Human Resources Officer
Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000242 · wk-form4_1724101876.xml · derivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,018

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Kennedy BarbaraChief Human Resources Officer
Disposition to issuerCommon Stock 101 $77.03 $7,780.03
Disclosure

SEC source: 0001212545-24-000242 · wk-form4_1724101876.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,161

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Kennedy BarbaraChief Human Resources Officer
Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000242 · wk-form4_1724101876.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Boothe Timothy WChief Administration Officer
Exercise / conversionCash Settled Restricted Stock Units · Derivative 97 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000239 · wk-form4_1724101845.xml · derivative · entry 4

Boothe Timothy W · CIK 0001364140 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,913

Underlying: Common Stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Boothe Timothy WChief Administration Officer
Disposition to issuerCommon Stock 97 $77.03 $7,471.91
Disclosure

SEC source: 0001212545-24-000239 · wk-form4_1724101845.xml · nonDerivative · entry 2

Boothe Timothy W · CIK 0001364140 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,513

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Boothe Timothy WChief Administration Officer
Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000239 · wk-form4_1724101845.xml · nonDerivative · entry 1

Boothe Timothy W · CIK 0001364140 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Bruckner Tim RCBO for Regional Banking
Exercise / conversionCash Settled Restricted Stock Units · Derivative 158 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000240 · wk-form4_1724101857.xml · derivative · entry 3

Bruckner Tim R · CIK 0001771957 · CBO for Regional Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,747

Underlying: Common Stock · 158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Bruckner Tim RCBO for Regional Banking
Disposition to issuerCommon Stock 158 $77.03 $12,170.74
Disclosure

SEC source: 0001212545-24-000240 · wk-form4_1724101857.xml · nonDerivative · entry 2

Bruckner Tim R · CIK 0001771957 · CBO for Regional Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,575

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC
Bruckner Tim RCBO for Regional Banking
Exercise / conversionCommon Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000240 · wk-form4_1724101857.xml · nonDerivative · entry 1

Bruckner Tim R · CIK 0001771957 · CBO for Regional Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

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August 15, 2024 Filed Aug 19, 2024 21:10 UTC
GIBBONS DALEVice Chairman and CFO
Exercise / conversionCash Settled Restricted Stock Units · Derivative 285 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000238 · wk-form4_1724101835.xml · derivative · entry 4

GIBBONS DALE · CIK 0001331626 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,542

Underlying: Common Stock · 285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

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August 15, 2024 Filed Aug 19, 2024 21:10 UTC
GIBBONS DALEVice Chairman and CFO
Disposition to issuerCommon Stock 285 $77.03 $21,953.55
Disclosure

SEC source: 0001212545-24-000238 · wk-form4_1724101835.xml · nonDerivative · entry 2

GIBBONS DALE · CIK 0001331626 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,726

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
GIBBONS DALEVice Chairman and CFO
Exercise / conversionCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000238 · wk-form4_1724101835.xml · nonDerivative · entry 1

GIBBONS DALE · CIK 0001331626 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Nachlas EmilyChief Risk Officer
Exercise / conversionCash Settled Restricted Stock Units · Derivative 72 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000237 · wk-form4_1724101825.xml · derivative · entry 3

Nachlas Emily · CIK 0001946843 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,157

Underlying: Common Stock · 72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Nachlas EmilyChief Risk Officer
Disposition to issuerCommon Stock 72 $77.03 $5,546.16
Disclosure

SEC source: 0001212545-24-000237 · wk-form4_1724101825.xml · nonDerivative · entry 2

Nachlas Emily · CIK 0001946843 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,156

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Nachlas EmilyChief Risk Officer
Exercise / conversionCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000237 · wk-form4_1724101825.xml · nonDerivative · entry 1

Nachlas Emily · CIK 0001946843 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Vecchione KennethDirector · President and CEO
Exercise / conversionCash Settled Restricted Stock Units · Derivative 539 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000236 · wk-form4_1724101814.xml · derivative · entry 7

Vecchione Kenneth · CIK 0001398948 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,182

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Vecchione KennethDirector · President and CEO
Disposition to issuerCommon Stock 539 $77.03 $41,519.17
Disclosure

SEC source: 0001212545-24-000236 · wk-form4_1724101814.xml · nonDerivative · entry 2

Vecchione Kenneth · CIK 0001398948 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,300

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:10 UTC
Vecchione KennethDirector · President and CEO
Exercise / conversionCommon Stock 539 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000236 · wk-form4_1724101814.xml · nonDerivative · entry 1

Vecchione Kenneth · CIK 0001398948 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:44 UTC
Curley Stephen RussellChief Banking Ofc.-NBL
SaleCommon Stock 5,070 $76.43 $387,500.10
Disclosure

SEC source: 0001212545-24-000226 · wk-form4_1722894279.xml · nonDerivative · entry 1

Curley Stephen Russell · CIK 0001441890 · Chief Banking Ofc.-NBL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,718

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.29 to $76.60, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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July 22, 2024 Filed Jul 24, 2024 21:11 UTC
Ardrey J. Kelly Jr.Chief Accounting Officer
SaleCommon Stock 2,116 $75.95 $160,710.20
Disclosure

SEC source: 0001212545-24-000217 · wk-form4_1721855507.xml · nonDerivative · entry 1

Ardrey J. Kelly Jr. · CIK 0001528753 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,520

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.93 to $76.02, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC
Herndon LynneChief Credit Officer
Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000211 · wk-form4_1721258684.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC
Herndon LynneChief Credit Officer
Disposition to issuerCommon Stock 35 $69.84 $2,444.40
Disclosure

SEC source: 0001212545-24-000211 · wk-form4_1721258684.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC
Herndon LynneChief Credit Officer
Exercise / conversionCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000211 · wk-form4_1721258684.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC
Curley Stephen RussellChief Banking Ofc.-NBL
Exercise / conversionCash Settled Restricted Stock Units · Derivative 165 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000209 · wk-form4_1721258663.xml · derivative · entry 3

Curley Stephen Russell · CIK 0001441890 · Chief Banking Ofc.-NBL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,129

Underlying: Common Stock · 165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC
Curley Stephen RussellChief Banking Ofc.-NBL
Disposition to issuerCommon Stock 165 $69.84 $11,523.60
Disclosure

SEC source: 0001212545-24-000209 · wk-form4_1721258663.xml · nonDerivative · entry 2

Curley Stephen Russell · CIK 0001441890 · Chief Banking Ofc.-NBL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,788

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC
Curley Stephen RussellChief Banking Ofc.-NBL
Exercise / conversionCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000209 · wk-form4_1721258663.xml · nonDerivative · entry 1

Curley Stephen Russell · CIK 0001441890 · Chief Banking Ofc.-NBL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.