Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2023 Filed Mar 20, 2023 20:57 UTC |
Paterson DanPresident and COO
|
SaleCommon Stock | 3,138 | $0.40 | $1,255.20 |
DisclosureSEC source: 0001104659-23-034510 · tm239927-2_4seq1.xml · nonDerivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,690 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 21:06 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 2,216,355 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001104659-23-008595 · tm234891-3_4seq1.xml · derivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,355 Underlying: Common Stock · 2,216,355 shares Expires 2033-01-27 F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of January 27, 2023 (the "Grant Date") and as to an additional 6.25% of the shares at the end of each successive three-month period following the first anniversary of the Grant Date until the fourth anniversary of the Grant Date (with the number of shares vesting on each vesting date rounded down to the nearest whole share, except with respect to the final vesting date on which all remaining unvested shares shall vest), provided that the Reporting Person continues to serve as an employee of or other service provider to the Issuer on each such vesting date. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 21:06 UTC |
Paterson DanPresident and COO
|
GrantStock Option (Right to Buy) · Derivative | 1,680,880 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001104659-23-008593 · tm234891-2_4seq1.xml · derivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680,880 Underlying: Common Stock · 1,680,880 shares Expires 2033-01-27 F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of January 27, 2023 (the "Grant Date") and as to an additional 6.25% of the shares at the end of each successive three-month period following the first anniversary of the Grant Date until the fourth anniversary of the Grant Date (with the number of shares vesting on each vesting date rounded down to the nearest whole share, except with respect to the final vesting date on which all remaining unvested shares shall vest), provided that the Reporting Person continues to serve as an employee of or other service provider to the Issuer on each such vesting date. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 21:05 UTC |
Calkins DanielVice President of Finance
|
GrantStock Option (Right to Buy) · Derivative | 165,000 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001104659-23-008589 · tm234891-1_4seq1.xml · derivative · entry 1 Calkins Daniel · CIK 0001951861 · Vice President of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2033-01-27 F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of January 27, 2023 (the "Grant Date") and as to an additional 6.25% of the shares at the end of each successive three-month period following the first anniversary of the Grant Date until the fourth anniversary of the Grant Date (with the number of shares vesting on each vesting date rounded down to the nearest whole share, except with respect to the final vesting date on which all remaining unvested shares shall vest), provided that the Reporting Person continues to serve as an employee of or other service provider to the Issuer on each such vesting date. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:06 UTC |
Calkins DanielVice President of Finance
|
SaleCommon Stock | 74 | $0.43 | $31.82 |
DisclosureSEC source: 0001104659-23-002260 · tm232492-1_4seq1.xml · nonDerivative · entry 1 Calkins Daniel · CIK 0001951861 · Vice President of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,517 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 21:07 UTC |
Calkins DanielVice President of Finance
|
SaleCommon Stock | 1,246 | $0.33 | $411.18 |
DisclosureSEC source: 0001104659-22-130942 · tm2233608-1_4seq1.xml · nonDerivative · entry 1 Calkins Daniel · CIK 0001951861 · Vice President of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,591 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:09 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 3,556 | $0.37 | $1,315.72 |
DisclosureSEC source: 0001104659-22-128638 · tm2233121-1_4seq1.xml · nonDerivative · entry 2 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,520 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:09 UTC |
Gagnon Robert E.Director
|
SaleCommon Stock | 1,429 | $0.37 | $528.73 |
DisclosureSEC source: 0001104659-22-128640 · tm2233121-2_4seq1.xml · nonDerivative · entry 2 Gagnon Robert E. · CIK 0001504983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,717 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:10 UTC |
Paterson DanPresident and COO
|
SaleCommon Stock | 2,954 | $0.37 | $1,092.98 |
DisclosureSEC source: 0001104659-22-128644 · tm2233121-3_4seq1.xml · nonDerivative · entry 2 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,828 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:09 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 25,162 | $0.40 | $10,064.80 |
DisclosureSEC source: 0001104659-22-128638 · tm2233121-1_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126,076 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:09 UTC |
Gagnon Robert E.Director
|
SaleCommon Stock | 12,408 | $0.40 | $4,963.20 |
DisclosureSEC source: 0001104659-22-128640 · tm2233121-2_4seq1.xml · nonDerivative · entry 1 Gagnon Robert E. · CIK 0001504983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,146 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:10 UTC |
Paterson DanPresident and COO
|
SaleCommon Stock | 15,676 | $0.40 | $6,270.40 |
DisclosureSEC source: 0001104659-22-128644 · tm2233121-3_4seq1.xml · nonDerivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,782 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:24 UTC |
Gagnon Robert E.Director
|
GrantStock Option (right to buy) · Derivative | 153,938 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001104659-22-127430 · tm2232815-2_4seq1.xml · derivative · entry 1 Gagnon Robert E. · CIK 0001504983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,938 Underlying: Common Stock · 153,938 shares Expires 2032-12-13 F1 · derivative.exercise_date: -125,000 of the stock options vest in twelve equal quarterly installments beginning each three successive month period following December 13, 2022 (the "Option Grant Date") until the third anniversary of the Option Grant Date (with the number of shares vesting on each vesting date rounded down to the nearest whole share, except with respect to the final vesting date on which all remaining unvested shares shall vest). 28,938 of the stock options vest in six equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from December, 2022 to May, 2023. The options vest provided the Reporting Person continues to serve as a director of the Issuer on each such vesting date. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 20:09 UTC |
Kapur AnilDirector
|
GrantStock Option (right to buy) · Derivative | 163,185 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001104659-22-110922 · tm2228716-2_4seq1.xml · derivative · entry 1 Kapur Anil · CIK 0001730703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,185 Underlying: Common Stock · 163,185 shares Expires 2032-10-20 F1 · derivative.exercise_date: -125,000 of the stock options vest in twelve equal quarterly installments beginning each three successive month period following October 20, 2022 (the "Option Grant Date") until the third anniversary of the Option Grant Date (with the number of shares vesting on each vesting date rounded down to the nearest whole share, except with respect to the final vesting date on which all remaining unvested shares shall vest). 38,185 of the stock options vest in eight equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from October, 2022 to May, 2023. The options vest provided the Reporting Person continues to serve as a director of the Issuer on each such vesting date. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:07 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 3,355 | $1.13 | $3,791.15 |
DisclosureSEC source: 0001104659-22-101926 · tm2226273-3_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151,238 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:06 UTC |
Gagnon Robert E.Chief Financial Officer
|
SaleCommon Stock | 1,348 | $1.13 | $1,523.24 |
DisclosureSEC source: 0001104659-22-101924 · tm2226273-1_4seq1.xml · nonDerivative · entry 1 Gagnon Robert E. · CIK 0001504983 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,554 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:07 UTC |
Paterson DanPresident and COO
|
SaleCommon Stock | 2,786 | $1.13 | $3,148.18 |
DisclosureSEC source: 0001104659-22-101925 · tm2226273-2_4seq1.xml · nonDerivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,458 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 20:07 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 5,858 | $1.08 | $6,326.64 |
DisclosureSEC source: 0001104659-22-085179 · tm2222296-1_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154,593 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 16:12 UTC |
Solomon Lesley KimDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001104659-22-074312 · tm2219034-4_4seq1.xml · derivative · entry 1 Solomon Lesley Kim · CIK 0001867746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-06-22 F1 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Company on each such vesting date. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 20:09 UTC |
ROBERTSON MICHELLEDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001104659-22-074307 · tm2219034-8_4seq1.xml · derivative · entry 1 ROBERTSON MICHELLE · CIK 0001755098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-06-22 F1 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Company on each such vesting date. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 20:11 UTC |
JOHNSON JOHNDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001104659-22-074309 · tm2219034-6_4seq1.xml · derivative · entry 1 JOHNSON JOHN · CIK 0001410781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-06-22 F1 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Company on each such vesting date. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 20:09 UTC |
Rowinsky Eric KDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001104659-22-074304 · tm2219034-9_4seq1.xml · derivative · entry 1 Rowinsky Eric K · CIK 0001318886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-06-22 F1 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Company on each such vesting date. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 20:10 UTC |
Kauffman MichaelDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001104659-22-074308 · tm2219034-7_4seq1.xml · derivative · entry 1 Kauffman Michael · CIK 0001364719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-06-22 F1 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Company on each such vesting date. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 20:11 UTC |
Bunn Paul A.Director
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001104659-22-074311 · tm2219034-5_4seq1.xml · derivative · entry 1 Bunn Paul A. · CIK 0001868760 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-06-22 F1 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Company on each such vesting date. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 20:06 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 3,362 | $1.14 | $3,832.68 |
DisclosureSEC source: 0001104659-22-073483 · tm2219034-2_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160,451 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 20:05 UTC |
Gagnon Robert E.Chief Financial Officer
|
SaleCommon Stock | 1,351 | $1.14 | $1,540.14 |
DisclosureSEC source: 0001104659-22-073482 · tm2219034-1_4seq1.xml · nonDerivative · entry 1 Gagnon Robert E. · CIK 0001504983 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,902 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 20:06 UTC |
Paterson DanPresident and COO
|
SaleCommon Stock | 2,701 | $1.14 | $3,079.14 |
DisclosureSEC source: 0001104659-22-073486 · tm2219034-3_4seq1.xml · nonDerivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,244 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:07 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 13,794 | $1.03 | $14,207.82 |
DisclosureSEC source: 0001104659-22-061938 · tm2215781-2_4seq1.xml · nonDerivative · entry 2 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,163,813 F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:05 UTC |
Gagnon Robert E.Chief Financial Officer
|
SaleCommon Stock | 16,627 | $1.03 | $17,125.81 |
DisclosureSEC source: 0001104659-22-061934 · tm2215781-1_4seq1.xml · nonDerivative · entry 2 Gagnon Robert E. · CIK 0001504983 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,253 F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:09 UTC |
Paterson DanPresident and COO
|
SaleCommon Stock | 4,988 | $1.03 | $5,137.64 |
DisclosureSEC source: 0001104659-22-061939 · tm2215781-3_4seq1.xml · nonDerivative · entry 2 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,945 F2 · shares: - The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| May 14, 2022 Filed May 17, 2022 20:07 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-061938 · tm2215781-2_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,607 F1 · shares: Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on June 24, 2021 under the Issuer's 2021 Equity Incentive Plan. Each PRSU represents the right to receive one share of Common Stock. On May 14, 2022 the Compensation Committee of the Issuer's Board of Directors certified that the PRSUs' performance criteria had been satisfied and the PRSUs vested in full. Read SEC document |
| May 14, 2022 Filed May 17, 2022 20:05 UTC |
Gagnon Robert E.Chief Financial Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-061934 · tm2215781-1_4seq1.xml · nonDerivative · entry 1 Gagnon Robert E. · CIK 0001504983 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,880 F1 · shares: Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on June 24, 2021 under the Issuer's 2021 Equity Incentive Plan. Each PRSU represents the right to receive one share of Common Stock. On May 14, 2022 the Compensation Committee of the Issuer's Board of Directors certified that the PRSUs' performance criteria had been satisfied and the PRSUs vested in full. Read SEC document |
| May 14, 2022 Filed May 17, 2022 20:09 UTC |
Paterson DanPresident and COO
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-061939 · tm2215781-3_4seq1.xml · nonDerivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,933 F1 · shares: - Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on June 24, 2021 under the Issuer's 2021 Equity Incentive Plan. Each PRSU represents the right to receive one share of Common Stock. On May 14, 2022 the Compensation Committee of the Issuer's Board of Directors certified that the PRSUs' performance criteria had been satisfied and the PRSUs vested in full. Read SEC document |
| May 12, 2022 Filed Dec 20, 2022 16:06 UTC Amendment |
Solomon Lesley KimDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001104659-22-128629 · tm2232937-2_4aseq1.xml · derivative · entry 1 Solomon Lesley Kim · CIK 0001867746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-05-12 F1 · security: On June 24, 2022 the Reporting Person filed a Form 4 reporting a stock option grant which incorrectly stated an exercise price of $1.11, a transaction date of June 22, 2022 and an expiration date of June 22, 2032. This amendment is being filed to reflect the corrected exercise price of $1.07, transaction date of May 12, 2022 and expiration date of May 12, 2032. F2 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Issuer on each such vesting date. Read SEC document |
| May 12, 2022 Filed Dec 20, 2022 21:08 UTC Amendment |
ROBERTSON MICHELLEDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001104659-22-128635 · tm2232937-6_4aseq1.xml · derivative · entry 1 ROBERTSON MICHELLE · CIK 0001755098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-05-12 F1 · security: On June 24, 2022 the Reporting Person filed a Form 4 reporting a stock option grant which incorrectly stated an exercise price of $1.11, a transaction date of June 22, 2022 and an expiration date of June 22, 2032. This amendment is being filed to reflect the corrected exercise price of $1.07, transaction date of May 12, 2022 and expiration date of May 12, 2032. F2 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Issuer on each such vesting date. Read SEC document |
| May 12, 2022 Filed Dec 20, 2022 21:07 UTC Amendment |
JOHNSON JOHNDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001104659-22-128631 · tm2232937-4_4aseq1.xml · derivative · entry 1 JOHNSON JOHN · CIK 0001410781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-05-12 F1 · security: On June 24, 2022 the Reporting Person filed a Form 4 reporting a stock option grant which incorrectly stated an exercise price of $1.11, a transaction date of June 22, 2022 and an expiration date of June 22, 2032. This amendment is being filed to reflect the corrected exercise price of $1.07, transaction date of May 12, 2022 and expiration date of May 12, 2032. F2 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Issuer on each such vesting date. Read SEC document |
| May 12, 2022 Filed Dec 20, 2022 21:06 UTC Amendment |
Rowinsky Eric KDirector
|
GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001104659-22-128630 · tm2232937-3_4aseq1.xml · derivative · entry 1 Rowinsky Eric K · CIK 0001318886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-05-12 F1 · security: On June 24, 2022 the Reporting Person filed a Form 4 reporting a stock option grant which incorrectly stated an exercise price of $1.11, a transaction date of June 22, 2022 and an expiration date of June 22, 2032. This amendment is being filed to reflect the corrected exercise price of $1.07, transaction date of May 12, 2022 and expiration date of May 12, 2032. F2 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Issuer on each such vesting date. Read SEC document |
| May 12, 2022 Filed Dec 20, 2022 21:07 UTC Amendment |
Kauffman MichaelDirector
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GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001104659-22-128633 · tm2232937-5_4aseq1.xml · derivative · entry 1 Kauffman Michael · CIK 0001364719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-05-12 F1 · security: On June 24, 2022 the Reporting Person filed a Form 4 reporting a stock option grant which incorrectly stated an exercise price of $1.11, a transaction date of June 22, 2022 and an expiration date of June 22, 2032. This amendment is being filed to reflect the corrected exercise price of $1.07, transaction date of May 12, 2022 and expiration date of May 12, 2032. F2 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Issuer on each such vesting date. Read SEC document |
| May 12, 2022 Filed Dec 20, 2022 21:05 UTC Amendment |
Bunn Paul A.Director
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GrantStock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001104659-22-128626 · tm2232937-1_4aseq1.xml · derivative · entry 1 Bunn Paul A. · CIK 0001868760 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2032-05-12 F1 · security: On June 24, 2022 the Reporting Person filed a Form 4 reporting a stock option grant which incorrectly stated an exercise price of $1.11, a transaction date of June 22, 2022 and an expiration date of June 22, 2032. This amendment is being filed to reflect the corrected exercise price of $1.07, transaction date of May 12, 2022 and expiration date of May 12, 2032. F2 · derivative.exercise_date: The stock option vests in twelve equal month installments (rounded down to the nearest whole share on each vesting date except with respect to the final vesting date on which the remaining unvested portion shall vest) beginning on the on the last day of each month over a period from June, 2022 to May, 2023, provided that the Reporting Person continues to serve as a director of the Issuer on each such vesting date. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:00 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 5,857 | $1.41 | $8,258.37 |
DisclosureSEC source: 0001104659-22-055810 · tm2214465-1_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127,607 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:01 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 3,507 | $1.27 | $4,453.89 |
DisclosureSEC source: 0001104659-22-037007 · tm2210137-3_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133,464 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:01 UTC |
Gagnon Robert E.Chief Financial Officer
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SaleCommon Stock | 1,409 | $1.27 | $1,789.43 |
DisclosureSEC source: 0001104659-22-037005 · tm2210137-1_4seq1.xml · nonDerivative · entry 1 Gagnon Robert E. · CIK 0001504983 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,880 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:02 UTC |
Paterson DanPresident and COO
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SaleCommon Stock | 2,818 | $1.27 | $3,578.86 |
DisclosureSEC source: 0001104659-22-037009 · tm2210137-2_4seq1.xml · nonDerivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,933 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:05 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 5,695 | $1.48 | $8,428.60 |
DisclosureSEC source: 0001104659-22-010827 · tm225212-1_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,971 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:03 UTC |
Stuglik Brian MDirector · Chief Executive Officer
|
SaleCommon Stock | 26,033 | $2.05 | $53,367.65 |
DisclosureSEC source: 0001104659-22-001451 · tm221611-3_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,666 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:02 UTC |
Gagnon Robert E.Chief Financial Officer
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SaleCommon Stock | 19,612 | $2.05 | $40,204.60 |
DisclosureSEC source: 0001104659-22-001449 · tm221611-2_4seq1.xml · nonDerivative · entry 1 Gagnon Robert E. · CIK 0001504983 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,289 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:01 UTC |
Paterson DanPresident and COO
|
SaleCommon Stock | 23,534 | $2.05 | $48,244.70 |
DisclosureSEC source: 0001104659-22-001447 · tm221611-1_4seq1.xml · nonDerivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,751 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:02 UTC |
Stuglik Brian MDirector · Chief Executive Officer
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SaleCommon Stock | 13,682 | $2.27 | $31,058.14 |
DisclosureSEC source: 0001104659-21-152598 · tm2136040-3_4seq1.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,168,699 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC |
Gagnon Robert E.Chief Financial Officer
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SaleCommon Stock | 5,497 | $2.27 | $12,478.19 |
DisclosureSEC source: 0001104659-21-152596 · tm2136040-1_4seq1.xml · nonDerivative · entry 1 Gagnon Robert E. · CIK 0001504983 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,901 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:01 UTC |
Paterson DanPresident and COO
|
SaleCommon Stock | 10,994 | $2.27 | $24,956.38 |
DisclosureSEC source: 0001104659-21-152597 · tm2136040-2_4seq1.xml · nonDerivative · entry 1 Paterson Dan · CIK 0001563202 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,285 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to satisfy statutory withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.