Last 12 months
Inside the activity.
3 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2021 Filed Mar 2, 2021 02:34 UTC |
HUDSON SCOTT AEVP & President Vistra Retail
|
Tax withholdingCommon Stock | 1,238 | $17.25 | $21,355.50 |
DisclosureSEC source: 0001209191-21-015550 · doc4.xml · nonDerivative · entry 2 HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,697 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:36 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
GrantCommon Stock | 34,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015555 · doc4.xml · nonDerivative · entry 4 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,334 F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:36 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
GrantCommon Stock | 24,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015555 · doc4.xml · nonDerivative · entry 3 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,240 F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:36 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
Tax withholdingCommon Stock | 904 | $17.25 | $15,594.00 |
DisclosureSEC source: 0001209191-21-015555 · doc4.xml · nonDerivative · entry 2 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,234 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:37 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
GrantCommon Stock | 38,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015557 · doc4.xml · nonDerivative · entry 4 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,118 F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:37 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
GrantCommon Stock | 24,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015557 · doc4.xml · nonDerivative · entry 3 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,762 F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:37 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
Tax withholdingCommon Stock | 906 | $17.25 | $15,628.50 |
DisclosureSEC source: 0001209191-21-015557 · doc4.xml · nonDerivative · entry 2 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,756 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:28 UTC |
BURKE JAMES APresident and CFO
|
GrantCommon Stock | 89,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015541 · doc4.xml · nonDerivative · entry 4 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,047 F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:28 UTC |
BURKE JAMES APresident and CFO
|
GrantCommon Stock | 76,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015541 · doc4.xml · nonDerivative · entry 3 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,547 F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:28 UTC |
BURKE JAMES APresident and CFO
|
Tax withholdingCommon Stock | 2,292 | $17.25 | $39,537.00 |
DisclosureSEC source: 0001209191-21-015541 · doc4.xml · nonDerivative · entry 2 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,162 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:31 UTC |
DOBRY ELIZABETH CHRISTINESVP and Controller
|
Tax withholdingCommon Stock | 387 | $22.76 | $8,808.12 |
DisclosureSEC source: 0001209191-21-015545 · doc4.xml · nonDerivative · entry 1 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,375 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:41 UTC |
MUSCATO STEPHEN JEVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 2,331 | $22.76 | $53,053.56 |
DisclosureSEC source: 0001209191-21-015559 · doc4.xml · nonDerivative · entry 1 MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,282 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:40 UTC |
MORGAN CURTIS ADirector · CEO
|
Tax withholdingCommon Stock | 6,674 | $22.76 | $151,900.24 |
DisclosureSEC source: 0001209191-21-015558 · doc4.xml · nonDerivative · entry 1 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,042 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:34 UTC |
HUDSON SCOTT AEVP & President Vistra Retail
|
Tax withholdingCommon Stock | 1,595 | $22.76 | $36,302.20 |
DisclosureSEC source: 0001209191-21-015550 · doc4.xml · nonDerivative · entry 1 HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,935 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:36 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
Tax withholdingCommon Stock | 1,209 | $22.76 | $27,516.84 |
DisclosureSEC source: 0001209191-21-015555 · doc4.xml · nonDerivative · entry 1 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,138 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:37 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
Tax withholdingCommon Stock | 1,200 | $22.76 | $27,312.00 |
DisclosureSEC source: 0001209191-21-015557 · doc4.xml · nonDerivative · entry 1 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,662 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:28 UTC |
BURKE JAMES APresident and CFO
|
Tax withholdingCommon Stock | 2,666 | $22.76 | $60,678.16 |
DisclosureSEC source: 0001209191-21-015541 · doc4.xml · nonDerivative · entry 1 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,454 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:33 UTC |
Oaktree Capital Group Holdings GP, LLCSee Remarks.
OAKTREE CAPITAL MANAGEMENT LPSee Remarks.
Oaktree Holdings, Inc.See Remarks.
Brookfield Oaktree Holdings, LLCSee Remarks.
|
SaleCommon Stock, par value $0.01 per share | 334,249 | $21.07 | $7,042,626.43 |
DisclosureSEC source: 0000950142-21-000258 · es210127752_4-vistra.xml · nonDerivative · entry 1 Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · See Remarks. OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · See Remarks. Oaktree Holdings, Inc. · CIK 0001403382 · See Remarks. Oaktree Capital Group, LLC · CIK 0001403528 · See Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 29,943,806 F4 · price: The price reported in Column 4 is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $21.00 to $21.25, inclusive. The reporting persons undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4) F1 · ownership.nature: This Form 4 is being filed by Oaktree Capital Management, L.P. ("Management"), on behalf of certain of its managed funds and accounts (the "Funds"), with respect to shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") that may be deemed to be beneficially owned by the Reporting Persons (as defined below). This Form 4 is also being filed by each of (i) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (ii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and, together with Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 22:09 UTC |
FERRAIOLI BRIAN KDirector
|
PurchaseCommon Stock | 3,000 | $17.44 | $52,320.00 |
DisclosureSEC source: 0001209191-20-065048 · doc4.xml · nonDerivative · entry 2 FERRAIOLI BRIAN K · CIK 0001221429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015 Disclosed balance after: 3,000 Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:27 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 10,000 | $17.66 | $176,600.00 |
DisclosureSEC source: 0001209191-20-064637 · doc4.xml · nonDerivative · entry 2 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,377 F2 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.65 to $17.66, inclusive. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:27 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 10,000 | $17.96 | $179,580.00 |
DisclosureSEC source: 0001209191-20-064637 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,377 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.95 to $17.96, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 02:09 UTC |
BURKE JAMES APresident and CFO
|
PurchaseCommon Stock | 17,000 | $18.25 | $310,233.00 |
DisclosureSEC source: 0001209191-20-064583 · doc4.xml · nonDerivative · entry 1 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse Disclosed balance after: 121,228 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.24 to $18.25, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: The number of securities shown to be beneficially owned by the Reporting Person following the transaction being reported in this Form 4 reflects the respective ownership of securities directly and indirectly owned. The amount of securities indirectly owned by Reporting Person was previously combined with the amount of securities directly owned in the Forms 4 filed on May 30, 2019 and June 20, 2019, respectively, which amounts were then also reflected in amounts of securities owned directly that were included on subsequently filed Forms 4. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 19:04 UTC |
DOBRY ELIZABETH CHRISTINEVP and Controller
|
Tax withholdingCommon Stock | 587 | $17.99 | $10,560.13 |
DisclosureSEC source: 0001209191-20-054084 · doc4.xml · nonDerivative · entry 1 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,762 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 19:10 UTC |
MUSCATO STEPHEN JEVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 3,009 | $17.99 | $54,131.91 |
DisclosureSEC source: 0001209191-20-054089 · doc4.xml · nonDerivative · entry 1 MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,613 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 23:08 UTC |
MORGAN CURTIS ADirector · President and CEO
|
Tax withholdingCommon Stock | 15,043 | $17.99 | $270,623.57 |
DisclosureSEC source: 0001209191-20-054088 · doc4.xml · nonDerivative · entry 1 MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,716 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 23:07 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
Tax withholdingCommon Stock | 2,235 | $17.99 | $40,207.65 |
DisclosureSEC source: 0001209191-20-054087 · doc4.xml · nonDerivative · entry 1 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,862 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 23:02 UTC |
BURKE JAMES AEVP and COO
|
Tax withholdingCommon Stock | 12,034 | $17.99 | $216,491.66 |
DisclosureSEC source: 0001209191-20-054083 · doc4.xml · nonDerivative · entry 1 BURKE JAMES A · CIK 0001268406 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,607 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 23:06 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
Tax withholdingCommon Stock | 3,001 | $17.99 | $53,987.99 |
DisclosureSEC source: 0001209191-20-054086 · doc4.xml · nonDerivative · entry 1 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,347 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 23:05 UTC |
HUDSON SCOTT APresident Vistra Retail
|
Tax withholdingCommon Stock | 3,009 | $17.99 | $54,131.91 |
DisclosureSEC source: 0001209191-20-054085 · doc4.xml · nonDerivative · entry 1 HUDSON SCOTT A · CIK 0001728553 · President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,530 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| September 30, 2020 Filed Dec 23, 2020 22:09 UTC |
FERRAIOLI BRIAN KDirector
|
OtherCommon Stock | 41.61 | $18.66 | $776.44 |
DisclosureSEC source: 0001209191-20-065048 · doc4.xml · nonDerivative · entry 1 FERRAIOLI BRIAN K · CIK 0001221429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,892.61 F1 · shares: Represents shares of common stock acquired pursuant to broker-implemented automatic dividend reinvestment not made as part of a dividend reinvestment plan. Transaction on September 30, 2020 originally qualified for deferred reporting pursuant to Rule 16a-6 of the Securities Exchange Act of 1934. Read SEC document |
| September 08, 2020 Filed Sep 8, 2020 22:06 UTC |
MORGAN CURTIS ADirector · President and CEO
|
PurchaseCommon Stock | 41,176 | $18.19 | $748,785.56 |
DisclosureSEC source: 0001209191-20-049775 · doc4.xml · nonDerivative · entry 1 MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,759 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.06 to $18.34, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| September 08, 2020 Filed Sep 8, 2020 23:15 UTC Amendment |
MORGAN CURTIS ADirector · President and CEO
|
PurchaseCommon Stock | 41,176 | $18.19 | $748,785.56 |
DisclosureSEC source: 0001209191-20-049792 · doc4a.xml · nonDerivative · entry 1 MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,759 F2 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.06 to $18.34, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F1 · acquired: The original Form 4 filed on September 8, 2020 inadvertently reflected the transaction as a disposition instead of an acquisition. Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:15 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 20,000 | $18.19 | $363,760.00 |
DisclosureSEC source: 0001209191-20-050072 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,377 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.16 to $18.21, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:11 UTC |
Acosta ArciliaDirector
|
PurchaseCommon Stock | 10,000 | $19.58 | $195,800.00 |
DisclosureSEC source: 0001209191-20-038768 · doc4.xml · nonDerivative · entry 1 Acosta Arcilia · CIK 0001629039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,001 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $19.57 to $19.59, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:28 UTC |
Campbell David AEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 6,756 | $20.87 | $140,997.72 |
DisclosureSEC source: 0001209191-20-035330 · doc4.xml · nonDerivative · entry 1 Campbell David A · CIK 0001292208 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,384 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| May 28, 2020 Filed Sep 21, 2020 21:40 UTC |
BROOKFIELD Corp /ON/See Remarks
Brookfield Private Funds Holdings Inc.See Remarks
Brookfield Canada Adviser, LPSee Remarks
Titan Co-Investment-MRS, L.P.See Remarks
|
OtherCommon Stock, par value $0.01 per share | 566,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-021030 · form4.xml · nonDerivative · entry 1 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks Titan Co-Investment-MRS, L.P. · CIK 0001703160 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 19,288,906 F4 · shares: See Exhibit 99.1 for text of footnote F5 · balance_after: See Exhibit 99.1 for text of footnote F1 · ownership.nature: See Exhibit 99.1 for text of footnote F2 · ownership.nature: See Exhibit 99.1 for text of footnote F3 · ownership.nature: See Exhibit 99.1 for text of footnote F6 · ownership.nature: See Exhibit 99.1 for text of footnote F7 · ownership.nature: See Exhibit 99.1 for text of footnote F8 · ownership.nature: See Exhibit 99.1 for text of footnote F9 · ownership.nature: See Exhibit 99.1 for text of footnote Read SEC document |
| May 28, 2020 Filed Sep 21, 2020 21:37 UTC |
BROOKFIELD Corp /ON/See Remarks
Partners LtdSee Remarks
Brookfield Private Equity Inc.See Remarks
Brookfield Private Equity Group Holdings LPSee Remarks
Brookfield Capital Partners Ltd.See Remarks
Titan Co-Investment GP, LLCSee Remarks
Brookfield Titan Holdings LPSee Remarks
Brookfield US Inc.See Remarks
Brookfield Holdings Canada Inc.See Remarks
|
OtherCommon Stock, par value $0.01 per share | 566,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-021027 · form4.xml · nonDerivative · entry 1 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Partners Ltd · CIK 0001540229 · See Remarks Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks Brookfield US Inc. · CIK 0001768973 · See Remarks Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 19,288,906 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:19 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 10,000 | $18.43 | $184,250.00 |
DisclosureSEC source: 0001209191-20-028894 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,377 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.42 to $18.43, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:57 UTC |
DOBRY ELIZABETH CHRISTINEVP and Controller
|
Tax withholdingCommon Stock | 135 | $17.95 | $2,423.25 |
DisclosureSEC source: 0001209191-20-028402 · doc4.xml · nonDerivative · entry 1 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,349 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:55 UTC |
MUSCATO STEPHEN JEVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 2,469 | $17.95 | $44,318.55 |
DisclosureSEC source: 0001209191-20-028401 · doc4.xml · nonDerivative · entry 1 MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,622 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. F2 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an adjustment downward by 7,530 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned in the Form 4 filed on May 10, 2019, which calculation error was also reflected in the three Forms 4 subsequently filed. Read SEC document |
| May 07, 2020 Filed May 12, 2020 01:00 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
Tax withholdingCommon Stock | 1,031 | $17.95 | $18,506.45 |
DisclosureSEC source: 0001209191-20-028405 · doc4.xml · nonDerivative · entry 1 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,097 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| May 07, 2020 Filed May 12, 2020 01:02 UTC |
MORGAN CURTIS ADirector · President and CEO
|
Tax withholdingCommon Stock | 9,256 | $17.95 | $166,145.20 |
DisclosureSEC source: 0001209191-20-028406 · doc4.xml · nonDerivative · entry 1 MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,583 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| May 07, 2020 Filed May 12, 2020 00:59 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
Tax withholdingCommon Stock | 916 | $17.95 | $16,442.20 |
DisclosureSEC source: 0001209191-20-028404 · doc4.xml · nonDerivative · entry 1 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,348 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| May 07, 2020 Filed May 12, 2020 00:58 UTC |
HUDSON SCOTT APresident Vistra Retail
|
Tax withholdingCommon Stock | 1,803 | $17.95 | $32,363.85 |
DisclosureSEC source: 0001209191-20-028403 · doc4.xml · nonDerivative · entry 1 HUDSON SCOTT A · CIK 0001728553 · President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,539 F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. F2 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an adjustment downward by 5,083 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned in the Form 4 filed on May 10, 2019, which calculation error was also reflected in the three Forms 4 subsequently filed. Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:11 UTC |
BARBAS PAUL MDirector
|
GrantCommon Stock | 7,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028048 · doc4.xml · nonDerivative · entry 1 BARBAS PAUL M · CIK 0001176453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,159 Read SEC document |
| May 06, 2020 Filed May 8, 2020 18:08 UTC |
Hunter Jeff DDirector
|
GrantCommon Stock | 7,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028044 · doc4.xml · nonDerivative · entry 1 Hunter Jeff D · CIK 0001704101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,178 Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:34 UTC |
Crutchfield LisaDirector
|
GrantCommon Stock | 7,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028077 · doc4.xml · nonDerivative · entry 1 Crutchfield Lisa · CIK 0001564675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,676 Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:18 UTC |
HELM SCOTT BDirector
|
GrantCommon Stock | 11,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028059 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,377 F1 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an adjustment upward by 8,440 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned in the Form 4 filed on March 18, 2020, which calculation error was also reflected in the two Forms 4 subsequently filed. Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:17 UTC |
SULT JOHN RDirector
|
GrantCommon Stock | 7,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028056 · doc4.xml · nonDerivative · entry 1 SULT JOHN R · CIK 0001342932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,778 Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:10 UTC |
Acosta ArciliaDirector
|
GrantCommon Stock | 7,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028046 · doc4.xml · nonDerivative · entry 1 Acosta Arcilia · CIK 0001629039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,001 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.