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Vistra Corp.

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42
SEC CIK
0001692819
Parsed reports
560

Last 12 months

Inside the activity.

3 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202607
Jul 202600
Aug 202620
Sep 202614
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 2, 2021 02:34 UTC
HUDSON SCOTT AEVP & President Vistra Retail
Tax withholdingCommon Stock 1,238 $17.25 $21,355.50
Disclosure

SEC source: 0001209191-21-015550 · doc4.xml · nonDerivative · entry 2

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,697

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

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February 26, 2021 Filed Mar 2, 2021 02:36 UTC
Kirby Carrie LeeEVP and Chief Admin. Officer
GrantCommon Stock 34,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015555 · doc4.xml · nonDerivative · entry 4

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,334

F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021.

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February 26, 2021 Filed Mar 2, 2021 02:36 UTC
Kirby Carrie LeeEVP and Chief Admin. Officer
GrantCommon Stock 24,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015555 · doc4.xml · nonDerivative · entry 3

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,240

F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system.

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February 26, 2021 Filed Mar 2, 2021 02:36 UTC
Kirby Carrie LeeEVP and Chief Admin. Officer
Tax withholdingCommon Stock 904 $17.25 $15,594.00
Disclosure

SEC source: 0001209191-21-015555 · doc4.xml · nonDerivative · entry 2

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,234

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:37 UTC
Moore Stephanie ZapataEVP and General Counsel
GrantCommon Stock 38,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015557 · doc4.xml · nonDerivative · entry 4

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,118

F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:37 UTC
Moore Stephanie ZapataEVP and General Counsel
GrantCommon Stock 24,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015557 · doc4.xml · nonDerivative · entry 3

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,762

F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:37 UTC
Moore Stephanie ZapataEVP and General Counsel
Tax withholdingCommon Stock 906 $17.25 $15,628.50
Disclosure

SEC source: 0001209191-21-015557 · doc4.xml · nonDerivative · entry 2

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,756

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:28 UTC
BURKE JAMES APresident and CFO
GrantCommon Stock 89,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015541 · doc4.xml · nonDerivative · entry 4

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,047

F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:28 UTC
BURKE JAMES APresident and CFO
GrantCommon Stock 76,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015541 · doc4.xml · nonDerivative · entry 3

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,547

F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:28 UTC
BURKE JAMES APresident and CFO
Tax withholdingCommon Stock 2,292 $17.25 $39,537.00
Disclosure

SEC source: 0001209191-21-015541 · doc4.xml · nonDerivative · entry 2

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,162

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:31 UTC
DOBRY ELIZABETH CHRISTINESVP and Controller
Tax withholdingCommon Stock 387 $22.76 $8,808.12
Disclosure

SEC source: 0001209191-21-015545 · doc4.xml · nonDerivative · entry 1

DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,375

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:41 UTC
MUSCATO STEPHEN JEVP & Chief Commercial Officer
Tax withholdingCommon Stock 2,331 $22.76 $53,053.56
Disclosure

SEC source: 0001209191-21-015559 · doc4.xml · nonDerivative · entry 1

MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,282

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:40 UTC
MORGAN CURTIS ADirector · CEO
Tax withholdingCommon Stock 6,674 $22.76 $151,900.24
Disclosure

SEC source: 0001209191-21-015558 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,042

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:34 UTC
HUDSON SCOTT AEVP & President Vistra Retail
Tax withholdingCommon Stock 1,595 $22.76 $36,302.20
Disclosure

SEC source: 0001209191-21-015550 · doc4.xml · nonDerivative · entry 1

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,935

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:36 UTC
Kirby Carrie LeeEVP and Chief Admin. Officer
Tax withholdingCommon Stock 1,209 $22.76 $27,516.84
Disclosure

SEC source: 0001209191-21-015555 · doc4.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,138

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:37 UTC
Moore Stephanie ZapataEVP and General Counsel
Tax withholdingCommon Stock 1,200 $22.76 $27,312.00
Disclosure

SEC source: 0001209191-21-015557 · doc4.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,662

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:28 UTC
BURKE JAMES APresident and CFO
Tax withholdingCommon Stock 2,666 $22.76 $60,678.16
Disclosure

SEC source: 0001209191-21-015541 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,454

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:33 UTC SaleCommon Stock, par value $0.01 per share 334,249 $21.07 $7,042,626.43
Disclosure

SEC source: 0000950142-21-000258 · es210127752_4-vistra.xml · nonDerivative · entry 1

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · See Remarks.

OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · See Remarks.

Oaktree Holdings, Inc. · CIK 0001403382 · See Remarks.

Oaktree Capital Group, LLC · CIK 0001403528 · See Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 29,943,806

F4 · price: The price reported in Column 4 is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $21.00 to $21.25, inclusive. The reporting persons undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4)

F1 · ownership.nature: This Form 4 is being filed by Oaktree Capital Management, L.P. ("Management"), on behalf of certain of its managed funds and accounts (the "Funds"), with respect to shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") that may be deemed to be beneficially owned by the Reporting Persons (as defined below). This Form 4 is also being filed by each of (i) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (ii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and, together with Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:09 UTC PurchaseCommon Stock 3,000 $17.44 $52,320.00
Disclosure

SEC source: 0001209191-20-065048 · doc4.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 3,000

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:27 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 10,000 $17.66 $176,600.00
Disclosure

SEC source: 0001209191-20-064637 · doc4.xml · nonDerivative · entry 2

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,377

F2 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.65 to $17.66, inclusive.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 10,000 $17.96 $179,580.00
Disclosure

SEC source: 0001209191-20-064637 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,377

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.95 to $17.96, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
December 16, 2020 Filed Dec 19, 2020 02:09 UTC
BURKE JAMES APresident and CFO
PurchaseCommon Stock 17,000 $18.25 $310,233.00
Disclosure

SEC source: 0001209191-20-064583 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse

Disclosed balance after: 121,228

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.24 to $18.25, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: The number of securities shown to be beneficially owned by the Reporting Person following the transaction being reported in this Form 4 reflects the respective ownership of securities directly and indirectly owned. The amount of securities indirectly owned by Reporting Person was previously combined with the amount of securities directly owned in the Forms 4 filed on May 30, 2019 and June 20, 2019, respectively, which amounts were then also reflected in amounts of securities owned directly that were included on subsequently filed Forms 4.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 19:04 UTC
DOBRY ELIZABETH CHRISTINEVP and Controller
Tax withholdingCommon Stock 587 $17.99 $10,560.13
Disclosure

SEC source: 0001209191-20-054084 · doc4.xml · nonDerivative · entry 1

DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,762

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 19:10 UTC
MUSCATO STEPHEN JEVP & Chief Commercial Officer
Tax withholdingCommon Stock 3,009 $17.99 $54,131.91
Disclosure

SEC source: 0001209191-20-054089 · doc4.xml · nonDerivative · entry 1

MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,613

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 23:08 UTC
MORGAN CURTIS ADirector · President and CEO
Tax withholdingCommon Stock 15,043 $17.99 $270,623.57
Disclosure

SEC source: 0001209191-20-054088 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,716

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 23:07 UTC
Moore Stephanie ZapataEVP and General Counsel
Tax withholdingCommon Stock 2,235 $17.99 $40,207.65
Disclosure

SEC source: 0001209191-20-054087 · doc4.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,862

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 23:02 UTC
BURKE JAMES AEVP and COO
Tax withholdingCommon Stock 12,034 $17.99 $216,491.66
Disclosure

SEC source: 0001209191-20-054083 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,607

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 23:06 UTC
Kirby Carrie LeeEVP and Chief Admin. Officer
Tax withholdingCommon Stock 3,001 $17.99 $53,987.99
Disclosure

SEC source: 0001209191-20-054086 · doc4.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,347

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 23:05 UTC
HUDSON SCOTT APresident Vistra Retail
Tax withholdingCommon Stock 3,009 $17.99 $54,131.91
Disclosure

SEC source: 0001209191-20-054085 · doc4.xml · nonDerivative · entry 1

HUDSON SCOTT A · CIK 0001728553 · President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,530

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
September 30, 2020 Filed Dec 23, 2020 22:09 UTC OtherCommon Stock 41.61 $18.66 $776.44
Disclosure

SEC source: 0001209191-20-065048 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,892.61

F1 · shares: Represents shares of common stock acquired pursuant to broker-implemented automatic dividend reinvestment not made as part of a dividend reinvestment plan. Transaction on September 30, 2020 originally qualified for deferred reporting pursuant to Rule 16a-6 of the Securities Exchange Act of 1934.

Read SEC document
September 08, 2020 Filed Sep 8, 2020 22:06 UTC
MORGAN CURTIS ADirector · President and CEO
PurchaseCommon Stock 41,176 $18.19 $748,785.56
Disclosure

SEC source: 0001209191-20-049775 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,759

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.06 to $18.34, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
September 08, 2020 Filed Sep 8, 2020 23:15 UTC Amendment
MORGAN CURTIS ADirector · President and CEO
PurchaseCommon Stock 41,176 $18.19 $748,785.56
Disclosure

SEC source: 0001209191-20-049792 · doc4a.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,759

F2 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.06 to $18.34, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F1 · acquired: The original Form 4 filed on September 8, 2020 inadvertently reflected the transaction as a disposition instead of an acquisition.

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September 08, 2020 Filed Sep 11, 2020 00:15 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 20,000 $18.19 $363,760.00
Disclosure

SEC source: 0001209191-20-050072 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,377

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.16 to $18.21, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 22:11 UTC PurchaseCommon Stock 10,000 $19.58 $195,800.00
Disclosure

SEC source: 0001209191-20-038768 · doc4.xml · nonDerivative · entry 1

Acosta Arcilia · CIK 0001629039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,001

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $19.57 to $19.59, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:28 UTC
Campbell David AEVP & Chief Financial Officer
Tax withholdingCommon Stock 6,756 $20.87 $140,997.72
Disclosure

SEC source: 0001209191-20-035330 · doc4.xml · nonDerivative · entry 1

Campbell David A · CIK 0001292208 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,384

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

Read SEC document
May 28, 2020 Filed Sep 21, 2020 21:40 UTC OtherCommon Stock, par value $0.01 per share 566,499 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-021030 · form4.xml · nonDerivative · entry 1

BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks

Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks

Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks

Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks

Titan Co-Investment-MRS, L.P. · CIK 0001703160 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 19,288,906

F4 · shares: See Exhibit 99.1 for text of footnote

F5 · balance_after: See Exhibit 99.1 for text of footnote

F1 · ownership.nature: See Exhibit 99.1 for text of footnote

F2 · ownership.nature: See Exhibit 99.1 for text of footnote

F3 · ownership.nature: See Exhibit 99.1 for text of footnote

F6 · ownership.nature: See Exhibit 99.1 for text of footnote

F7 · ownership.nature: See Exhibit 99.1 for text of footnote

F8 · ownership.nature: See Exhibit 99.1 for text of footnote

F9 · ownership.nature: See Exhibit 99.1 for text of footnote

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May 28, 2020 Filed Sep 21, 2020 21:37 UTC
Partners LtdSee Remarks
OtherCommon Stock, par value $0.01 per share 566,499 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-021027 · form4.xml · nonDerivative · entry 1

BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks

Partners Ltd · CIK 0001540229 · See Remarks

Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks

Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks

Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks

Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks

Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks

Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks

Brookfield US Inc. · CIK 0001768973 · See Remarks

Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 19,288,906

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · balance_after: See Exhibit 99.1 for text of footnote (5).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6).

F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7).

F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8).

F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9).

Read SEC document
May 11, 2020 Filed May 13, 2020 21:19 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 10,000 $18.43 $184,250.00
Disclosure

SEC source: 0001209191-20-028894 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,377

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.42 to $18.43, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range

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May 07, 2020 Filed May 11, 2020 20:57 UTC
DOBRY ELIZABETH CHRISTINEVP and Controller
Tax withholdingCommon Stock 135 $17.95 $2,423.25
Disclosure

SEC source: 0001209191-20-028402 · doc4.xml · nonDerivative · entry 1

DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,349

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

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May 07, 2020 Filed May 11, 2020 20:55 UTC
MUSCATO STEPHEN JEVP & Chief Commercial Officer
Tax withholdingCommon Stock 2,469 $17.95 $44,318.55
Disclosure

SEC source: 0001209191-20-028401 · doc4.xml · nonDerivative · entry 1

MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,622

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

F2 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an adjustment downward by 7,530 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned in the Form 4 filed on May 10, 2019, which calculation error was also reflected in the three Forms 4 subsequently filed.

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May 07, 2020 Filed May 12, 2020 01:00 UTC
Moore Stephanie ZapataEVP and General Counsel
Tax withholdingCommon Stock 1,031 $17.95 $18,506.45
Disclosure

SEC source: 0001209191-20-028405 · doc4.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,097

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

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May 07, 2020 Filed May 12, 2020 01:02 UTC
MORGAN CURTIS ADirector · President and CEO
Tax withholdingCommon Stock 9,256 $17.95 $166,145.20
Disclosure

SEC source: 0001209191-20-028406 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,583

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

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May 07, 2020 Filed May 12, 2020 00:59 UTC
Kirby Carrie LeeEVP and Chief Admin. Officer
Tax withholdingCommon Stock 916 $17.95 $16,442.20
Disclosure

SEC source: 0001209191-20-028404 · doc4.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,348

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

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May 07, 2020 Filed May 12, 2020 00:58 UTC
HUDSON SCOTT APresident Vistra Retail
Tax withholdingCommon Stock 1,803 $17.95 $32,363.85
Disclosure

SEC source: 0001209191-20-028403 · doc4.xml · nonDerivative · entry 1

HUDSON SCOTT A · CIK 0001728553 · President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,539

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

F2 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an adjustment downward by 5,083 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned in the Form 4 filed on May 10, 2019, which calculation error was also reflected in the three Forms 4 subsequently filed.

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May 06, 2020 Filed May 8, 2020 22:11 UTC GrantCommon Stock 7,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028048 · doc4.xml · nonDerivative · entry 1

BARBAS PAUL M · CIK 0001176453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,159

Read SEC document
May 06, 2020 Filed May 8, 2020 18:08 UTC GrantCommon Stock 7,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028044 · doc4.xml · nonDerivative · entry 1

Hunter Jeff D · CIK 0001704101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,178

Read SEC document
May 06, 2020 Filed May 8, 2020 22:34 UTC GrantCommon Stock 7,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028077 · doc4.xml · nonDerivative · entry 1

Crutchfield Lisa · CIK 0001564675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,676

Read SEC document
May 06, 2020 Filed May 8, 2020 22:18 UTC
HELM SCOTT BDirector
GrantCommon Stock 11,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028059 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,377

F1 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an adjustment upward by 8,440 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned in the Form 4 filed on March 18, 2020, which calculation error was also reflected in the two Forms 4 subsequently filed.

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May 06, 2020 Filed May 8, 2020 22:17 UTC
SULT JOHN RDirector
GrantCommon Stock 7,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028056 · doc4.xml · nonDerivative · entry 1

SULT JOHN R · CIK 0001342932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,778

Read SEC document
May 06, 2020 Filed May 8, 2020 22:10 UTC GrantCommon Stock 7,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028046 · doc4.xml · nonDerivative · entry 1

Acosta Arcilia · CIK 0001629039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,001

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.