Last 12 months
Inside the activity.
3 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2022 Filed Nov 23, 2022 12:45 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 10,000 | $22.86 | $228,600.00 |
DisclosureSEC source: 0001209191-22-058552 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,201 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $22.85 to $22.86, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:45 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 10,000 | $23.39 | $233,900.00 |
DisclosureSEC source: 0001209191-22-057322 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,201 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 22:01 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 5,000 | $23.49 | $117,455.00 |
DisclosureSEC source: 0001209191-22-056416 · doc4.xml · nonDerivative · entry 2 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,201 F2 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $23.48 to $23.49, inclusive. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 22:01 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 10,000 | $23.87 | $238,670.00 |
DisclosureSEC source: 0001209191-22-056416 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,201 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $23.85 to $23.87, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:30 UTC |
HUDSON SCOTT AEVP & President Vistra Retail
|
Exercise / conversion2016 Employee stock option (right to buy) · Derivative | 60,000 | $0.00 Strike: $14.03 | $0.00 |
DisclosureSEC source: 0001209191-22-050913 · doc4.xml · derivative · entry 3 HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,263 Underlying: Common Stock · 60,000 shares Expires 2026-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The 2016 employee stock options vested in four equal installments beginning on October 3, 2017. F3 · balance_after: The reporting person continues to hold the 45,263 remaining 2016 options that were not exercised in this transaction and also continues to hold 403,495 of other options that were granted in 2017, 2018, 2019, and 2020. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:30 UTC |
HUDSON SCOTT AEVP & President Vistra Retail
|
SaleCommon Stock | 60,000 | $25.55 | $1,532,700.00 |
DisclosureSEC source: 0001209191-22-050913 · doc4.xml · nonDerivative · entry 2 HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,070 F1 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.54 to $25.58, inclusive. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:30 UTC |
HUDSON SCOTT AEVP & President Vistra Retail
|
Exercise / conversionCommon Stock | 60,000 | $14.03 | $841,800.00 |
DisclosureSEC source: 0001209191-22-050913 · doc4.xml · nonDerivative · entry 1 HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 23:08 UTC |
Dore Stacey HEVP & Chief Strategy Officer
|
GrantCommon Stock | 40,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048190 · doc4.xml · nonDerivative · entry 1 Dore Stacey H · CIK 0001690128 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,436 F1 · date: The transaction date for the initial grant of equity awards to the Reporting Person reflects the date on which the awards became effective in the Issuer's third-party vendor's system. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 17:31 UTC |
DOBRY ELIZABETH CHRISTINESVP and Controller
|
Exercise / conversion2016 Employee stock option (right to buy) · Derivative | 28,834 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001209191-22-046410 · doc4.xml · derivative · entry 3 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,834 shares Expires 2026-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The 2016 employee stock options vested in four equal installments beginning on October 3, 2017. F3 · balance_after: The reporting person also continues to hold 62,940 of other options that were granted in 2017, 2018, 2019 and 2020. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 17:31 UTC |
DOBRY ELIZABETH CHRISTINESVP and Controller
|
SaleCommon Stock | 28,834 | $25.81 | $744,147.87 |
DisclosureSEC source: 0001209191-22-046410 · doc4.xml · nonDerivative · entry 2 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,709 F1 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.800 to $25.835, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 17:31 UTC |
DOBRY ELIZABETH CHRISTINESVP and Controller
|
Exercise / conversionCommon Stock | 28,834 | $13.26 | $382,338.84 |
DisclosureSEC source: 0001209191-22-046410 · doc4.xml · nonDerivative · entry 1 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 20:15 UTC |
BARBAS PAUL MDirector
|
PurchaseCommon Stock | 8,000 | $24.90 | $199,173.60 |
DisclosureSEC source: 0001209191-22-045419 · doc4.xml · nonDerivative · entry 1 BARBAS PAUL M · CIK 0001176453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,444 Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:44 UTC |
BURKE JAMES ADirector · President and CEO
|
GrantCommon Stock | 29,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044301 · doc4.xml · nonDerivative · entry 1 BURKE JAMES A · CIK 0001268406 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,910 Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:41 UTC |
Moldovan Kristopher E.EVP and CFO
|
GrantCommon Stock | 38,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044290 · doc4.xml · nonDerivative · entry 1 Moldovan Kristopher E. · CIK 0001940494 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,959 Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 23:00 UTC |
FERRAIOLI BRIAN KDirector
|
PurchaseCommon Stock | 1,750 | $22.15 | $38,762.50 |
DisclosureSEC source: 0001209191-22-038139 · doc4.xml · nonDerivative · entry 2 FERRAIOLI BRIAN K · CIK 0001221429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015 Disclosed balance after: 28,050 Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 00:03 UTC |
BURKE JAMES APresident and CFO
|
PurchaseCommon Stock | 18,000 | $22.01 | $396,198.00 |
DisclosureSEC source: 0001209191-22-038567 · doc4.xml · nonDerivative · entry 1 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Burke 2012 Irrevocable Trust, dated 12/03/2012 Disclosed balance after: 34,000 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $21.93 to $22.10, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 22:24 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 10,000 | $22.40 | $223,980.00 |
DisclosureSEC source: 0001209191-22-038519 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,201 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $22.38 to $22.40, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 23:00 UTC |
FERRAIOLI BRIAN KDirector
|
PurchaseCommon Stock | 6,300 | $22.60 | $142,380.00 |
DisclosureSEC source: 0001209191-22-038139 · doc4.xml · nonDerivative · entry 1 FERRAIOLI BRIAN K · CIK 0001221429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015 Disclosed balance after: 26,300 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $22.49 to $22.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 00:50 UTC |
BURKE JAMES APresident and CFO
|
PurchaseCommon Stock | 16,000 | $22.76 | $364,080.00 |
DisclosureSEC source: 0001209191-22-037236 · doc4.xml · nonDerivative · entry 3 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Burke 2012 Irrevocable Trust, dated 12/03/2012 Disclosed balance after: 16,000 F2 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $22.750 to $22.759, inclusive. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 00:50 UTC |
BURKE JAMES APresident and CFO
|
PurchaseCommon Stock | 6,000 | $23.50 | $140,988.00 |
DisclosureSEC source: 0001209191-22-037236 · doc4.xml · nonDerivative · entry 2 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse Disclosed balance after: 385,260 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $23.495 to $23.498, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 00:48 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 20,000 | $23.16 | $463,160.00 |
DisclosureSEC source: 0001209191-22-037234 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,201 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $22.91 to $23.39, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 13, 2022 Filed Jun 16, 2022 00:50 UTC |
BURKE JAMES APresident and CFO
|
PurchaseCommon Stock | 10,000 | $24.05 | $240,500.00 |
DisclosureSEC source: 0001209191-22-037236 · doc4.xml · nonDerivative · entry 1 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse Disclosed balance after: 379,260 Read SEC document |
| May 26, 2022 Filed May 27, 2022 20:58 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 9,000 | $26.00 | $234,000.00 |
DisclosureSEC source: 0001209191-22-032602 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,201 Read SEC document |
| May 24, 2022 Filed May 25, 2022 00:47 UTC |
MORGAN CURTIS ADirector · CEO
|
Exercise / conversion2016 Employee stock option (right to buy) · Derivative | 236,008 | $0.00 Strike: $14.03 | $0.00 |
DisclosureSEC source: 0001209191-22-031766 · doc4.xml · derivative · entry 8 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,559 Underlying: Common Stock · 236,008 shares Expires 2026-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The 2016 employee stock options vested in four equal installments beginning on October 3, 2017. F7 · balance_after: The reporting person intends to hold the 68,559 remaining 2016 options that were not exercised in this transaction and also continues to hold 2,323,875 of other options that were granted in 2017, 2018, 2019, and 2020. Read SEC document |
| May 24, 2022 Filed May 25, 2022 00:47 UTC |
MORGAN CURTIS ADirector · CEO
|
SaleCommon Stock | 236,008 | $25.52 | $6,022,452.14 |
DisclosureSEC source: 0001209191-22-031766 · doc4.xml · nonDerivative · entry 6 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,293 F4 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.76, inclusive. F5 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an adjustment upward by 93 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned in the Form 4 filed on April 11, 2018, which calculation error was also reflected on Forms 4 subsequently filed. Read SEC document |
| May 24, 2022 Filed May 25, 2022 00:47 UTC |
MORGAN CURTIS ADirector · CEO
|
Exercise / conversionCommon Stock | 236,008 | $14.03 | $3,311,192.24 |
DisclosureSEC source: 0001209191-22-031766 · doc4.xml · nonDerivative · entry 5 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2022 Filed May 25, 2022 00:47 UTC |
MORGAN CURTIS ADirector · CEO
|
Exercise / conversion2016 Employee stock option (right to buy) · Derivative | 221,749 | $0.00 Strike: $14.03 | $0.00 |
DisclosureSEC source: 0001209191-22-031766 · doc4.xml · derivative · entry 7 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,567 Underlying: Common Stock · 221,749 shares Expires 2026-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The 2016 employee stock options vested in four equal installments beginning on October 3, 2017. Read SEC document |
| May 23, 2022 Filed May 25, 2022 00:47 UTC |
MORGAN CURTIS ADirector · CEO
|
SaleCommon Stock | 221,749 | $25.64 | $5,685,200.86 |
DisclosureSEC source: 0001209191-22-031766 · doc4.xml · nonDerivative · entry 4 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,200 F3 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.84, inclusive. Read SEC document |
| May 23, 2022 Filed May 25, 2022 00:47 UTC |
MORGAN CURTIS ADirector · CEO
|
Exercise / conversionCommon Stock | 221,749 | $14.03 | $3,111,138.47 |
DisclosureSEC source: 0001209191-22-031766 · doc4.xml · nonDerivative · entry 3 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2022 Filed May 25, 2022 00:47 UTC |
MORGAN CURTIS ADirector · CEO
|
SaleCommon Stock | 30,268 | $26.08 | $789,510.51 |
DisclosureSEC source: 0001209191-22-031766 · doc4.xml · nonDerivative · entry 2 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,200 F2 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $26.12, inclusive. Read SEC document |
| May 20, 2022 Filed May 25, 2022 00:47 UTC |
MORGAN CURTIS ADirector · CEO
|
SaleCommon Stock | 580,246 | $25.23 | $14,640,767.07 |
DisclosureSEC source: 0001209191-22-031766 · doc4.xml · nonDerivative · entry 1 MORGAN CURTIS A · CIK 0001262163 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,468 F1 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $26.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 17, 2022 Filed May 19, 2022 22:54 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
Exercise / conversion2016 Employee stock option (right to buy) · Derivative | 126,315 | $0.00 Strike: $14.03 | $0.00 |
DisclosureSEC source: 0001209191-22-030750 · doc4.xml · derivative · entry 3 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 126,315 shares Expires 2026-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The 2016 employee stock options vested in four equal installments beginning on October 3, 2017. F3 · balance_after: The reporting person also continues to hold 328,148 of other options that were granted in 2017, 2018, 2019 and 2020. Read SEC document |
| May 17, 2022 Filed May 19, 2022 22:54 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
SaleCommon Stock | 166,268 | $25.08 | $4,170,001.44 |
DisclosureSEC source: 0001209191-22-030750 · doc4.xml · nonDerivative · entry 2 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,149 F1 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.18, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 17, 2022 Filed May 19, 2022 22:54 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
Exercise / conversionCommon Stock | 126,315 | $14.03 | $1,772,199.45 |
DisclosureSEC source: 0001209191-22-030750 · doc4.xml · nonDerivative · entry 1 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2022 Filed May 19, 2022 22:36 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
SaleCommon Stock | 20,000 | $25.09 | $501,800.00 |
DisclosureSEC source: 0001209191-22-030739 · doc4.xml · nonDerivative · entry 1 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,475 F1 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.09 to $25.11, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 12, 2022 Filed May 13, 2022 01:11 UTC |
BURKE JAMES APresident and CFO
|
PurchaseCommon Stock | 12,938 | $23.19 | $299,993.41 |
DisclosureSEC source: 0001209191-22-028716 · doc4.xml · nonDerivative · entry 1 BURKE JAMES A · CIK 0001268406 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse Disclosed balance after: 369,260 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $23.16 to $23.20, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Reflects the March 2022 transfer of 60,195 shares from the Reporting Person's direct holdings to JAMEB, LP. Read SEC document |
| May 11, 2022 Filed May 12, 2022 01:37 UTC |
BROOKFIELD Corp /ON/See Remarks
Brookfield Holdings Canada Inc.See Remarks
Brookfield Private Funds Holdings Inc.See Remarks
Brookfield Canada Adviser, LPSee Remarks
|
SaleCommon Stock, par value $0.01 per share | 756,921 | $24.64 | $18,650,533.44 |
DisclosureSEC source: 0001140361-22-018730 · form4.xml · nonDerivative · entry 4 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 15,127,011 F4 · shares: See Exhibit 99.1 for text of footnote. F8 · price: See Exhibit 99.1 for text of footnote. F9 · balance_after: See Exhibit 99.1 for text of footnote. F1 · ownership.nature: See Exhibit 99.1 for text of footnote . F2 · ownership.nature: See Exhibit 99.1 for text of footnote. F3 · ownership.nature: See Exhibit 99.1 for text of footnote. F10 · ownership.nature: See Exhibit 99.1 for text of footnote. F11 · ownership.nature: See Exhibit 99.1 for text of footnote. F12 · ownership.nature: See Exhibit 99.1 for text of footnote. Read SEC document |
| May 11, 2022 Filed May 12, 2022 01:35 UTC |
BROOKFIELD Corp /ON/See Remarks
BAM Partners TrustSee Remarks
Brookfield US Inc.See Remarks
Brookfield Private Equity Inc.See Remarks
Brookfield Titan Holdings LPSee Remarks
Titan Co-Investment GP, LLCSee Remarks
Brookfield Private Equity Group Holdings LPSee Remarks
Brookfield Capital Partners Ltd.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 756,921 | $24.64 | $18,650,533.44 |
DisclosureSEC source: 0001140361-22-018728 · form4.xml · nonDerivative · entry 4 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks BAM Partners Trust · CIK 0001861643 · See Remarks Brookfield Private Equity Holdings LLC · CIK 0001703248 · 10% owner Brookfield US Inc. · CIK 0001768973 · See Remarks Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 15,127,011 F4 · shares: See Exhibit 99.1 for text of footnote (4). F8 · price: See Exhibit 99.1 for text of footnote (8). F9 · balance_after: See Exhibit 99.1 for text of footnote (9). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). F11 · ownership.nature: See Exhibit 99.1 for text of footnote (11). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). Read SEC document |
| May 10, 2022 Filed May 12, 2022 01:37 UTC |
BROOKFIELD Corp /ON/See Remarks
Brookfield Holdings Canada Inc.See Remarks
Brookfield Private Funds Holdings Inc.See Remarks
Brookfield Canada Adviser, LPSee Remarks
|
SaleCommon Stock, par value $0.01 per share | 131,045 | $24.72 | $3,239,432.40 |
DisclosureSEC source: 0001140361-22-018730 · form4.xml · nonDerivative · entry 3 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 15,883,932 F4 · shares: See Exhibit 99.1 for text of footnote. F7 · price: See Exhibit 99.1 for text of footnote. F1 · ownership.nature: See Exhibit 99.1 for text of footnote . F2 · ownership.nature: See Exhibit 99.1 for text of footnote. F3 · ownership.nature: See Exhibit 99.1 for text of footnote. F10 · ownership.nature: See Exhibit 99.1 for text of footnote. F11 · ownership.nature: See Exhibit 99.1 for text of footnote. F12 · ownership.nature: See Exhibit 99.1 for text of footnote. Read SEC document |
| May 10, 2022 Filed May 12, 2022 01:35 UTC |
BROOKFIELD Corp /ON/See Remarks
BAM Partners TrustSee Remarks
Brookfield US Inc.See Remarks
Brookfield Private Equity Inc.See Remarks
Brookfield Titan Holdings LPSee Remarks
Titan Co-Investment GP, LLCSee Remarks
Brookfield Private Equity Group Holdings LPSee Remarks
Brookfield Capital Partners Ltd.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 131,045 | $24.72 | $3,239,432.40 |
DisclosureSEC source: 0001140361-22-018728 · form4.xml · nonDerivative · entry 3 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks BAM Partners Trust · CIK 0001861643 · See Remarks Brookfield Private Equity Holdings LLC · CIK 0001703248 · 10% owner Brookfield US Inc. · CIK 0001768973 · See Remarks Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 15,883,932 F4 · shares: See Exhibit 99.1 for text of footnote (4). F7 · price: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). F11 · ownership.nature: See Exhibit 99.1 for text of footnote (11). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). Read SEC document |
| May 09, 2022 Filed May 12, 2022 01:37 UTC |
BROOKFIELD Corp /ON/See Remarks
Brookfield Holdings Canada Inc.See Remarks
Brookfield Private Funds Holdings Inc.See Remarks
Brookfield Canada Adviser, LPSee Remarks
|
SaleCommon Stock, par value $0.01 per share | 230,478 | $24.91 | $5,741,206.98 |
DisclosureSEC source: 0001140361-22-018730 · form4.xml · nonDerivative · entry 2 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 16,014,977 F4 · shares: See Exhibit 99.1 for text of footnote. F6 · price: See Exhibit 99.1 for text of footnote. F1 · ownership.nature: See Exhibit 99.1 for text of footnote . F2 · ownership.nature: See Exhibit 99.1 for text of footnote. F3 · ownership.nature: See Exhibit 99.1 for text of footnote. F10 · ownership.nature: See Exhibit 99.1 for text of footnote. F11 · ownership.nature: See Exhibit 99.1 for text of footnote. F12 · ownership.nature: See Exhibit 99.1 for text of footnote. Read SEC document |
| May 09, 2022 Filed May 12, 2022 01:37 UTC |
BROOKFIELD Corp /ON/See Remarks
Brookfield Holdings Canada Inc.See Remarks
Brookfield Private Funds Holdings Inc.See Remarks
Brookfield Canada Adviser, LPSee Remarks
|
SaleCommon Stock, par value $0.01 per share | 147,325 | $25.68 | $3,783,306.00 |
DisclosureSEC source: 0001140361-22-018730 · form4.xml · nonDerivative · entry 1 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 16,245,455 F4 · shares: See Exhibit 99.1 for text of footnote. F5 · price: See Exhibit 99.1 for text of footnote. F1 · ownership.nature: See Exhibit 99.1 for text of footnote . F2 · ownership.nature: See Exhibit 99.1 for text of footnote. F3 · ownership.nature: See Exhibit 99.1 for text of footnote. F10 · ownership.nature: See Exhibit 99.1 for text of footnote. F11 · ownership.nature: See Exhibit 99.1 for text of footnote. F12 · ownership.nature: See Exhibit 99.1 for text of footnote. Read SEC document |
| May 09, 2022 Filed May 12, 2022 01:35 UTC |
BROOKFIELD Corp /ON/See Remarks
BAM Partners TrustSee Remarks
Brookfield US Inc.See Remarks
Brookfield Private Equity Inc.See Remarks
Brookfield Titan Holdings LPSee Remarks
Titan Co-Investment GP, LLCSee Remarks
Brookfield Private Equity Group Holdings LPSee Remarks
Brookfield Capital Partners Ltd.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 230,478 | $24.91 | $5,741,206.98 |
DisclosureSEC source: 0001140361-22-018728 · form4.xml · nonDerivative · entry 2 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks BAM Partners Trust · CIK 0001861643 · See Remarks Brookfield Private Equity Holdings LLC · CIK 0001703248 · 10% owner Brookfield US Inc. · CIK 0001768973 · See Remarks Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 16,014,977 F4 · shares: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). F11 · ownership.nature: See Exhibit 99.1 for text of footnote (11). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). Read SEC document |
| May 09, 2022 Filed May 12, 2022 01:35 UTC |
BROOKFIELD Corp /ON/See Remarks
BAM Partners TrustSee Remarks
Brookfield US Inc.See Remarks
Brookfield Private Equity Inc.See Remarks
Brookfield Titan Holdings LPSee Remarks
Titan Co-Investment GP, LLCSee Remarks
Brookfield Private Equity Group Holdings LPSee Remarks
Brookfield Capital Partners Ltd.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 147,325 | $25.68 | $3,783,306.00 |
DisclosureSEC source: 0001140361-22-018728 · form4.xml · nonDerivative · entry 1 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks BAM Partners Trust · CIK 0001861643 · See Remarks Brookfield Private Equity Holdings LLC · CIK 0001703248 · 10% owner Brookfield US Inc. · CIK 0001768973 · See Remarks Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 16,245,455 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). F11 · ownership.nature: See Exhibit 99.1 for text of footnote (11). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). Read SEC document |
| May 06, 2022 Filed May 6, 2022 23:51 UTC |
BROOKFIELD Corp /ON/See Remarks
Brookfield Holdings Canada Inc.See Remarks
Brookfield Private Funds Holdings Inc.See Remarks
Brookfield Canada Adviser, LPSee Remarks
Titan Co-Investment-HI, L.P.See Remarks
Titan Co-Investment-AC, L.P.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 1,500,000 | $26.63 | $39,945,000.00 |
DisclosureSEC source: 0001140361-22-018168 · form4.xml · nonDerivative · entry 4 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks Titan Co-Investment-HI, L.P. · CIK 0001703164 · See Remarks Titan Co-Investment-AC, L.P. · CIK 0001703167 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 16,392,780 F4 · shares: See Exhibit 99.1 for text of footnote (4). F10 · price: See Exhibit 99.1 for text of footnote (10). F11 · balance_after: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). F13 · ownership.nature: See Exhibit 99.1 for text of footnote (13). F14 · ownership.nature: See Exhibit 99.1 for text of footnote (14). Read SEC document |
| May 06, 2022 Filed May 6, 2022 23:47 UTC |
BROOKFIELD Corp /ON/See Remarks
BAM Partners TrustSee Remarks
Brookfield Private Equity Inc.See Remarks
Brookfield US Inc.See Remarks
Brookfield Titan Holdings LPSee Remarks
Titan Co-Investment GP, LLCSee Remarks
Brookfield Private Equity Group Holdings LPSee Remarks
Brookfield Capital Partners Ltd.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 1,500,000 | $26.63 | $39,945,000.00 |
DisclosureSEC source: 0001140361-22-018166 · form4.xml · nonDerivative · entry 4 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks BAM Partners Trust · CIK 0001861643 · See Remarks Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks Brookfield US Inc. · CIK 0001768973 · See Remarks Brookfield Private Equity Holdings LLC · CIK 0001703248 · 10% owner Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 16,392,780 F4 · shares: See Exhibit 99.1 for text of footnote (4). F10 · price: See Exhibit 99.1 for text of footnote (10). F11 · balance_after: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). F13 · ownership.nature: See Exhibit 99.1 for text of footnote (13). F14 · ownership.nature: See Exhibit 99.1 for text of footnote (14). Read SEC document |
| May 05, 2022 Filed May 6, 2022 23:51 UTC |
BROOKFIELD Corp /ON/See Remarks
Brookfield Holdings Canada Inc.See Remarks
Brookfield Private Funds Holdings Inc.See Remarks
Brookfield Canada Adviser, LPSee Remarks
Titan Co-Investment-HI, L.P.See Remarks
Titan Co-Investment-AC, L.P.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 329,992 | $25.48 | $8,408,196.16 |
DisclosureSEC source: 0001140361-22-018168 · form4.xml · nonDerivative · entry 3 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks Titan Co-Investment-HI, L.P. · CIK 0001703164 · See Remarks Titan Co-Investment-AC, L.P. · CIK 0001703167 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,892,780 F8 · shares: See Exhibit 99.1 for text of footnote (8). F9 · price: See Exhibit 99.1 for text of footnote (9). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). F13 · ownership.nature: See Exhibit 99.1 for text of footnote (13). F14 · ownership.nature: See Exhibit 99.1 for text of footnote (14). Read SEC document |
| May 05, 2022 Filed May 6, 2022 23:51 UTC |
BROOKFIELD Corp /ON/See Remarks
Brookfield Holdings Canada Inc.See Remarks
Brookfield Private Funds Holdings Inc.See Remarks
Brookfield Canada Adviser, LPSee Remarks
Titan Co-Investment-HI, L.P.See Remarks
Titan Co-Investment-AC, L.P.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 316,131 | $25.82 | $8,162,502.42 |
DisclosureSEC source: 0001140361-22-018168 · form4.xml · nonDerivative · entry 2 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks Brookfield Holdings Canada Inc. · CIK 0001540230 · See Remarks Brookfield Private Funds Holdings Inc. · CIK 0001504723 · See Remarks Brookfield Canada Adviser, LP · CIK 0001703173 · See Remarks Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · See Remarks Titan Co-Investment-HI, L.P. · CIK 0001703164 · See Remarks Titan Co-Investment-AC, L.P. · CIK 0001703167 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,222,772 F6 · shares: See Exhibit 99.1 for text of footnote (6). F7 · price: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). F13 · ownership.nature: See Exhibit 99.1 for text of footnote (13). F14 · ownership.nature: See Exhibit 99.1 for text of footnote (14). Read SEC document |
| May 05, 2022 Filed May 6, 2022 23:47 UTC |
BROOKFIELD Corp /ON/See Remarks
BAM Partners TrustSee Remarks
Brookfield Private Equity Inc.See Remarks
Brookfield US Inc.See Remarks
Brookfield Titan Holdings LPSee Remarks
Titan Co-Investment GP, LLCSee Remarks
Brookfield Private Equity Group Holdings LPSee Remarks
Brookfield Capital Partners Ltd.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 329,992 | $25.48 | $8,408,196.16 |
DisclosureSEC source: 0001140361-22-018166 · form4.xml · nonDerivative · entry 3 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks BAM Partners Trust · CIK 0001861643 · See Remarks Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks Brookfield US Inc. · CIK 0001768973 · See Remarks Brookfield Private Equity Holdings LLC · CIK 0001703248 · 10% owner Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,892,780 F8 · shares: See Exhibit 99.1 for text of footnote (8). F9 · price: See Exhibit 99.1 for text of footnote (9). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). F13 · ownership.nature: See Exhibit 99.1 for text of footnote (13). F14 · ownership.nature: See Exhibit 99.1 for text of footnote (14). Read SEC document |
| May 05, 2022 Filed May 6, 2022 23:47 UTC |
BROOKFIELD Corp /ON/See Remarks
BAM Partners TrustSee Remarks
Brookfield Private Equity Inc.See Remarks
Brookfield US Inc.See Remarks
Brookfield Titan Holdings LPSee Remarks
Titan Co-Investment GP, LLCSee Remarks
Brookfield Private Equity Group Holdings LPSee Remarks
Brookfield Capital Partners Ltd.See Remarks
|
SaleCommon Stock, par value $0.01 per share | 316,131 | $25.82 | $8,162,502.42 |
DisclosureSEC source: 0001140361-22-018166 · form4.xml · nonDerivative · entry 2 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · See Remarks BAM Partners Trust · CIK 0001861643 · See Remarks Brookfield Private Equity Inc. · CIK 0001685113 · See Remarks Brookfield US Inc. · CIK 0001768973 · See Remarks Brookfield Private Equity Holdings LLC · CIK 0001703248 · 10% owner Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · See Remarks Brookfield Titan Holdings LP · CIK 0001703170 · See Remarks Titan Co-Investment GP, LLC · CIK 0001703169 · See Remarks Brookfield Private Equity Group Holdings LP · CIK 0001685157 · See Remarks Brookfield Capital Partners Ltd. · CIK 0001685158 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,222,772 F6 · shares: See Exhibit 99.1 for text of footnote (6). F7 · price: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F12 · ownership.nature: See Exhibit 99.1 for text of footnote (12). F13 · ownership.nature: See Exhibit 99.1 for text of footnote (13). F14 · ownership.nature: See Exhibit 99.1 for text of footnote (14). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.