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OTC · USD

VREOF

Vireo Growth Inc.

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5397
SEC CIK
0001771706
Parsed reports
100

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2024 Filed Feb 25, 2025 21:04 UTC GrantStock options (right to buy) · Derivative 499,559 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001104659-25-016926 · tm257520-2_4seq1.xml · derivative · entry 1

Mancebo Victor E. · CIK 0001841377 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,559

Underlying: Subordinate voting shares · 499,559 shares

Expires 2034-08-22

F1 · derivative.exercise_date: Options vest immediately as to 434,943 subordinate voting shares and on 8/22/2025 as to 64,616 subordinate voting shares.

Read SEC document
August 23, 2024 Filed Feb 25, 2025 21:02 UTC GrantRestricted stock units · Derivative 418,696 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-016924 · tm257520d1_4seq1.xml · derivative · entry 2

Hussey Ross Michael · CIK 0001836914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,696

Underlying: Subordinate voting shares · 418,696 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one subordinate voting share.

F3 · derivative.exercise_date: 364,583 RSUs vested immediately and 54,113 RSUs vest on 8/22/2025. Vested RSUs settle in cash or shares on (a) the third anniversary of the grant date; (b) on the death or permanent disability of the reporting person; (c) upon a change in control of the company; or (d) 18 months after the separation of service of the reporting person with or without cause.

F3 · derivative.expiration_date: 364,583 RSUs vested immediately and 54,113 RSUs vest on 8/22/2025. Vested RSUs settle in cash or shares on (a) the third anniversary of the grant date; (b) on the death or permanent disability of the reporting person; (c) upon a change in control of the company; or (d) 18 months after the separation of service of the reporting person with or without cause.

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August 23, 2024 Filed Feb 25, 2025 21:02 UTC GrantStock options (right to buy) · Derivative 499,559 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001104659-25-016924 · tm257520d1_4seq1.xml · derivative · entry 1

Hussey Ross Michael · CIK 0001836914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,559

Underlying: Subordinate voting shares · 499,559 shares

Expires 2034-08-22

F1 · derivative.exercise_date: Options vest immediately as to 434,943 subordinate voting shares and on 8/22/2025 as to 64,616 subordinate voting shares.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:09 UTC ConversionConvertible Notes (right to buy) · Derivative Not disclosed $0.00 Strike: $0.15 $2,296,074.01
Disclosure

SEC source: 0001213900-24-064940 · ownership.xml · derivative · entry 6

Chicago Atlantic Credit Opportunities, LLC · CIK 0001862016 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 15,834,993 shares

Expires 2026-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: The convertible notes were converted by a company for which CAG serves as managing member.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:09 UTC ConversionConvertible Notes (right to buy) · Derivative Not disclosed $0.00 Strike: $0.15 $8,291,254.88
Disclosure

SEC source: 0001213900-24-064940 · ownership.xml · derivative · entry 5

Chicago Atlantic Credit Opportunities, LLC · CIK 0001862016 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 57,181,068 shares

Expires 2026-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Chicago Atlantic Group GP, LLC is the general partner of Chicago Atlantic Group, LP ("CAG") which is the managing member of Chicago Atlantic Advisers, LLC which is the investment manager of Chicago Atlantic Credit Opportunities, LLC ("CACO") and Chicago Atlantic Opportunity Portfolio, LP ("CAOP"). Chicago Atlantic GP Holdings, LLC ("CAGPH") is the managing member of Chicago Atlantic Manager, LLC which is the managing member of CACO. CAGPH is also the sole member of Chicago Atlantic Opportunity GP, LLC ("CAOGP") which is the general partner of CAOP. The address for all filing persons is set forth in Box 1. The filing persons disclaim beneficial ownership of all reported securities except to the extent of their pecuniary interest therein, if any.

F3 · ownership.direct: The convertible notes were converted by CAOP.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:09 UTC ConversionSubordinate Voting Shares 15,834,993 $0.15 $2,296,073.99
Disclosure

SEC source: 0001213900-24-064940 · ownership.xml · nonDerivative · entry 4

Chicago Atlantic Credit Opportunities, LLC · CIK 0001862016 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 15,845,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: The convertible notes were converted by a company for which CAG serves as managing member.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:09 UTC ConversionSubordinate Voting Shares 57,181,068 $0.15 $8,291,254.86
Disclosure

SEC source: 0001213900-24-064940 · ownership.xml · nonDerivative · entry 3

Chicago Atlantic Credit Opportunities, LLC · CIK 0001862016 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,122,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Chicago Atlantic Group GP, LLC is the general partner of Chicago Atlantic Group, LP ("CAG") which is the managing member of Chicago Atlantic Advisers, LLC which is the investment manager of Chicago Atlantic Credit Opportunities, LLC ("CACO") and Chicago Atlantic Opportunity Portfolio, LP ("CAOP"). Chicago Atlantic GP Holdings, LLC ("CAGPH") is the managing member of Chicago Atlantic Manager, LLC which is the managing member of CACO. CAGPH is also the sole member of Chicago Atlantic Opportunity GP, LLC ("CAOGP") which is the general partner of CAOP. The address for all filing persons is set forth in Box 1. The filing persons disclaim beneficial ownership of all reported securities except to the extent of their pecuniary interest therein, if any.

F3 · ownership.direct: The convertible notes were converted by CAOP.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:09 UTC OtherSubordinate Voting Shares 9,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-064940 · ownership.xml · nonDerivative · entry 2

Chicago Atlantic Credit Opportunities, LLC · CIK 0001862016 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,896

F1 · kind: The reported securities were issued to CAOP (as defined below) and another company for which CAG (as defined below) serves as managing member in partial consideration of certain reporting persons and their affiliate(s) entering into a ninth amendment to a credit agreement with the issuer and certain of its affiliates.

F1 · price: The reported securities were issued to CAOP (as defined below) and another company for which CAG (as defined below) serves as managing member in partial consideration of certain reporting persons and their affiliate(s) entering into a ninth amendment to a credit agreement with the issuer and certain of its affiliates.

F1 · ownership.nature: The reported securities were issued to CAOP (as defined below) and another company for which CAG (as defined below) serves as managing member in partial consideration of certain reporting persons and their affiliate(s) entering into a ninth amendment to a credit agreement with the issuer and certain of its affiliates.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:09 UTC OtherSubordinate Voting Shares 8,981,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-064940 · ownership.xml · nonDerivative · entry 1

Chicago Atlantic Credit Opportunities, LLC · CIK 0001862016 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,941,311

F1 · kind: The reported securities were issued to CAOP (as defined below) and another company for which CAG (as defined below) serves as managing member in partial consideration of certain reporting persons and their affiliate(s) entering into a ninth amendment to a credit agreement with the issuer and certain of its affiliates.

F1 · price: The reported securities were issued to CAOP (as defined below) and another company for which CAG (as defined below) serves as managing member in partial consideration of certain reporting persons and their affiliate(s) entering into a ninth amendment to a credit agreement with the issuer and certain of its affiliates.

F2 · ownership.direct: Chicago Atlantic Group GP, LLC is the general partner of Chicago Atlantic Group, LP ("CAG") which is the managing member of Chicago Atlantic Advisers, LLC which is the investment manager of Chicago Atlantic Credit Opportunities, LLC ("CACO") and Chicago Atlantic Opportunity Portfolio, LP ("CAOP"). Chicago Atlantic GP Holdings, LLC ("CAGPH") is the managing member of Chicago Atlantic Manager, LLC which is the managing member of CACO. CAGPH is also the sole member of Chicago Atlantic Opportunity GP, LLC ("CAOGP") which is the general partner of CAOP. The address for all filing persons is set forth in Box 1. The filing persons disclaim beneficial ownership of all reported securities except to the extent of their pecuniary interest therein, if any.

Read SEC document
June 14, 2024 Filed Jun 21, 2024 18:05 UTC PurchaseSubordinate Voting Shares 1,300,078 $0.54 $699,962.00
Disclosure

SEC source: 0001213900-24-054918 · ownership.xml · nonDerivative · entry 1

Chicago Atlantic Credit Opportunities, LLC · CIK 0001862016 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,301,216

F1 · ownership.nature: Chicago Atlantic Group GP, LLC is the general partner of Chicago Atlantic Group, LP which is the managing member of Chicago Atlantic Advisers, LLC ("CAA") which is the investment manager of Chicago Atlantic Credit Opportunities, LLC ("CACO"). Chicago Atlantic GP Holdings, LLC ("CAGPH") is the managing member of Chicago Atlantic Manager, LLC which is the managing member of CACO. The securities reported as purchased in Table I were purchased directly by another company for which CAA serves as investment adviser, and for which CAGPH serves as the sole member of its general partner. The address for all filing persons is set forth in Box 1. The filing persons disclaim beneficial ownership of all reported securities except to the extent of their pecuniary interest therein, if any.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 19:04 UTC
Rosen JoshuaDirector · Chief Executive Officer
GrantSubordinate Voting Shares 121,625 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-068371 · tm2416436-1_4seq1.xml · nonDerivative · entry 1

Rosen Joshua · CIK 0001880089 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,462

F1 · shares: Represents subordinate voting shares underlying restricted stock units ("RSUs") granted to Mr. Rosen for the quarter ended March 31, 2024 that were approved in connection with the execution of Mr. Rosen's employment agreement on May 1, 2024. Mr. Rosen receives quarterly awards of RSUs representing shares of the Company's Subordinate Voting Shares pursuant to his employment agreement with the Company. The RSUs are granted under the Vireo Health International Inc. 2019 Equity Incentive Plan, as amended, and become vested upon the first to occur of (a) December 31, 2026 (subject to Mr. Rosen's continued employment through that date), (b) termination of Mr. Rosen's employment other than for Cause (as defined in the Rosen Employment Agreement) or (c) Mr. Rosen's resignation from employment for Good Reason (as defined in the Rosen Employment Agreement).

Read SEC document
May 20, 2024 Filed Apr 22, 2025 17:38 UTC PurchaseWarrants (right to buy) · Derivative 143,938 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001213900-25-034269 · ownership.xml · derivative · entry 5

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 834,634

Underlying: Subordinate Voting Shares · 143,938 shares

Expires 2026-03-25

F3 · derivative.exercise_price: The conversion price is CAD$3.50. The reported conversion price has been translated to U.S. dollars using online information on April 17, 2025.

Read SEC document
May 20, 2024 Filed Apr 22, 2025 17:38 UTC PurchaseSubordinate Voting Shares 84,141 $0.16 $13,462.56
Disclosure

SEC source: 0001213900-25-034269 · ownership.xml · nonDerivative · entry 2

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,319,787

Read SEC document
April 30, 2024 Filed Apr 22, 2025 17:38 UTC PurchaseWarrants (right to buy) · Derivative 164,698 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001213900-25-034269 · ownership.xml · derivative · entry 4

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 690,696

Underlying: Subordinate Voting Shares · 164,698 shares

Expires 2026-03-25

F3 · derivative.exercise_price: The conversion price is CAD$3.50. The reported conversion price has been translated to U.S. dollars using online information on April 17, 2025.

Read SEC document
April 30, 2024 Filed Apr 22, 2025 17:38 UTC PurchaseSubordinate Voting Shares 113,267 $0.16 $18,122.72
Disclosure

SEC source: 0001213900-25-034269 · ownership.xml · nonDerivative · entry 1

Chicago Atlantic Opportunity Portfolio, LP · CIK 0002027100 · 10% owner

Chicago Atlantic Advisers, LLC · CIK 0001915697 · 10% owner

Chicago Atlantic Group GP, LLC · CIK 0001985010 · 10% owner

Chicago Atlantic Group, LP · CIK 0001985014 · 10% owner

Chicago Atlantic GP Holdings, LLC · CIK 0001985176 · 10% owner

Chicago Atlantic Manager, LLC · CIK 0001985178 · 10% owner

Chicago Atlantic Opportunity GP, LLC · CIK 0002027156 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,235,646

Read SEC document
December 21, 2023 Filed Jan 8, 2024 19:41 UTC
Shimpa Amber HollyPRESIDENT & CORP. SECRETARY
GrantOption · Derivative 750,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001837736-24-000002 · primary_doc.xml · derivative · entry 1

Shimpa Amber Holly · CIK 0001837736 · PRESIDENT & CORP. SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,320,787

Underlying: Subordinate Voting Shares · 750,000 shares

Expires 2033-12-20

F1 · derivative.exercise_date: 25% shall vest on December 31, 2024, an additional 6.25% shall vest on March 31, 2025, and an additional 6.25% shall vest on the last day of each calendar quarter through September 30, 2027, and the balance shall vest on December 31, 2027.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 16:35 UTC
Kingsley Kyle EugeneDirector · Executive Chairman
ConversionSuper Voting Shares · Derivative 65,411 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-086827 · tm2322711-1_4seq1.xml · derivative · entry 2

Kingsley Kyle Eugene · CIK 0001836902 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 6,541,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Super Voting Share is convertible, at the holder's election, into 100 Subordinate Voting Shares and has no expiration date. On July 31, 2023, all Super Voting Shares held by the reporting person were converted into Subordinate Voting Shares.

F1 · derivative.exercise_date: Each Super Voting Share is convertible, at the holder's election, into 100 Subordinate Voting Shares and has no expiration date. On July 31, 2023, all Super Voting Shares held by the reporting person were converted into Subordinate Voting Shares.

F1 · derivative.expiration_date: Each Super Voting Share is convertible, at the holder's election, into 100 Subordinate Voting Shares and has no expiration date. On July 31, 2023, all Super Voting Shares held by the reporting person were converted into Subordinate Voting Shares.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 16:35 UTC
Kingsley Kyle EugeneDirector · Executive Chairman
ConversionSubordinate Voting Shares 6,541,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-086827 · tm2322711-1_4seq1.xml · nonDerivative · entry 1

Kingsley Kyle Eugene · CIK 0001836902 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,541,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Super Voting Share is convertible, at the holder's election, into 100 Subordinate Voting Shares and has no expiration date. On July 31, 2023, all Super Voting Shares held by the reporting person were converted into Subordinate Voting Shares.

Read SEC document
June 07, 2023 Filed Jun 14, 2023 08:30 UTC
Schroeder J MichaelGENERAL COUNSEL & CCO
GrantStock Options · Derivative 619,907 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001415889-23-009773 · form4-06142023_120631.xml · derivative · entry 1

Schroeder J Michael · CIK 0001667710 · GENERAL COUNSEL & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,690,075

Underlying: Subordinate Voting Shares · 619,907 shares

Expires 2033-06-06

F1 · derivative.exercise_date: Stock options vest as follows: 284,977 are vested immediately upon grant; 39,994 vest on each of June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024; and 14,994 vest on each of March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025, and March 31, 2026.

F2 · balance_after: Total owned following transactions reflects voluntary cancellation by reporting person of 639,907 subordinate voting share options on for no consideration on March 15, 2023.

Read SEC document
June 07, 2023 Filed Jun 14, 2023 11:59 UTC
Heller John AndrewCHIEF FINANCIAL OFFICER
GrantStock Option · Derivative 1,602,829 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001415889-23-009771 · form4-06142023_110652.xml · derivative · entry 1

Heller John Andrew · CIK 0001836930 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,973,541

Underlying: Subordinate voting shares · 1,602,829 shares

Expires 2033-06-06

F1 · derivative.exercise_date: Stock options vest as follows: 893,810 are vested immediately upon grant; 100,177 vest on each of June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024 and September 30, 2024; and 17,993 vest on each of December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025, and March 31, 2026.

F2 · balance_after: Total owned following transactions reflects voluntary cancellation by reporting person of 1,602,829 subordinate voting share options on for no consideration on March 15, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 09:48 UTC
Kingsley Kyle EugeneDirector · CHIEF EXECUTIVE OFFICER
GrantStock Options · Derivative 5,100,821 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001415889-23-000602 · form4-01062023_020152.xml · derivative · entry 1

Kingsley Kyle Eugene · CIK 0001836902 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,405,578

Underlying: Subordinate Voting Shares · 5,100,821 shares

Expires 2028-05-01

Read SEC document
December 14, 2022 Filed Dec 19, 2022 23:01 UTC GrantRestricted Stock Options · Derivative 102,976 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001415889-22-012761 · form4-12192022_061201.xml · derivative · entry 1

GRAYSON CHELSEA A · CIK 0001628264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,297

Underlying: Subdordinate Voting Shares · 102,976 shares

Expires 2032-12-14

Read SEC document
December 14, 2022 Filed Dec 20, 2022 18:56 UTC Amendment GrantRestricted Stock Options · Derivative 102,976 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001415889-22-012837 · form4a-12202022_061257.xml · derivative · entry 2

GRAYSON CHELSEA A · CIK 0001628264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,297

Underlying: Subdordinate Voting Shares · 102,976 shares

Expires 2032-12-14

F2 · derivative.exercise_date: Restricted stock units vest one-third on December 14, 2023, another one-third on December 14, 2024, and the final one-third on December 14, 2025.

Read SEC document
December 14, 2022 Filed Dec 20, 2022 18:56 UTC Amendment GrantRestricted Stock Units 85,742 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012837 · form4a-12202022_061257.xml · nonDerivative · entry 1

GRAYSON CHELSEA A · CIK 0001628264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,912

F1 · shares: Restricted stock units vest all at once on December 14, 2023.

Read SEC document
December 14, 2022 Filed Dec 20, 2022 18:43 UTC
Heller John AndrewCHIEF FINANCIAL OFFICER
GrantStock Option · Derivative 370,712 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001415889-22-012833 · form4-12202022_061242.xml · derivative · entry 2

Heller John Andrew · CIK 0001836930 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,973,541

Underlying: Subordinate voting shares · 370,712 shares

Expires 2032-12-14

F2 · derivative.exercise_date: Options vest as follows: 25% on December 31, 2023, 6.25% on March 31, 2024 and the last day of each calendar quarter thereafter until 100% are vested.

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December 14, 2022 Filed Dec 20, 2022 18:43 UTC
Heller John AndrewCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units 308,665 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012833 · form4-12202022_061242.xml · nonDerivative · entry 1

Heller John Andrew · CIK 0001836930 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,078

F1 · shares: Restricted stock units vest in three equal installments, on December 14, 2023, December 14, 2024 and December 14, 2025.

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December 14, 2022 Filed Dec 21, 2022 17:42 UTC
Schroeder J MichaelGENERAL COUNSEL & CCO
GrantStock Options · Derivative 308,927 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001415889-22-012903 · form4-12212022_101243.xml · derivative · entry 2

Schroeder J Michael · CIK 0001667710 · GENERAL COUNSEL & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,999,002

Underlying: Subordinate Voting Shares · 308,927 shares

Expires 2032-12-14

F2 · derivative.exercise_date: Stock options vest 25% on December 31, 2023, then 6.25% on March 31, 2024 and on the last day of each calendar quarter thereafter, with the final 6.25% vesting on December 31, 2026.

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December 14, 2022 Filed Dec 21, 2022 17:42 UTC
Schroeder J MichaelGENERAL COUNSEL & CCO
GrantRestricted Stock Units 257,221 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012903 · form4-12212022_101243.xml · nonDerivative · entry 1

Schroeder J Michael · CIK 0001667710 · GENERAL COUNSEL & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,732

F1 · shares: Restricted stock units vest one-third on December 14, 2023, another one-third on December 14, 2024, and the final one-third on December 14, 2025.

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December 14, 2022 Filed Dec 21, 2022 21:00 UTC Amendment
Peters PatrickEVP OF RETAIL
GrantStock Options · Derivative 247,131 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001415889-22-012877 · form4a-12212022_091246.xml · derivative · entry 2

Peters Patrick · CIK 0001837734 · EVP OF RETAIL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,522

Underlying: Subordinate Voting Shares · 247,131 shares

Expires 2032-12-14

F2 · derivative.exercise_date: Stock options vest 25% on December 31, 2023, then 6.25% on March 31, 2024 and on the last day of each calendar quarter thereafter, with the final 6.25% vesting on December 31, 2026.

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December 14, 2022 Filed Dec 21, 2022 21:00 UTC Amendment
Peters PatrickEVP OF RETAIL
GrantRestricted Stock Units 205,777 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012877 · form4a-12212022_091246.xml · nonDerivative · entry 1

Peters Patrick · CIK 0001837734 · EVP OF RETAIL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,386

F1 · shares: Restricted stock units vest one-third on December 14, 2023, another one-third on December 14, 2024, and the final one-third on December 14, 2025.

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December 14, 2022 Filed Dec 21, 2022 22:51 UTC
Shimpa Amber HollyDirector · CHIEF ADMINISTRATIVE OFFICER
GrantStock Options · Derivative 321,284 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001415889-22-012908 · form4-12212022_101227.xml · derivative · entry 2

Shimpa Amber Holly · CIK 0001837736 · Director · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481,255

Underlying: Subordinate Voting Shares · 321,284 shares

Expires 2032-12-14

F2 · derivative.exercise_date: Stock options vest 25% on December 31, 2023, then 6.25% on March 31, 2024 and on the last day of each calendar quarter thereafter, with the final 6.25% vesting on December 31, 2026.

Read SEC document
December 14, 2022 Filed Dec 21, 2022 22:51 UTC
Shimpa Amber HollyDirector · CHIEF ADMINISTRATIVE OFFICER
GrantRestricted Stock Units 267,510 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012908 · form4-12212022_101227.xml · nonDerivative · entry 1

Shimpa Amber Holly · CIK 0001837736 · Director · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,001

F1 · shares: Restricted stock units vest one-third on December 14, 2023, another one-third on December 14, 2024, and the final one-third on December 14, 2025.

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December 14, 2022 Filed Dec 21, 2022 20:40 UTC GrantStock Options · Derivative 102,976 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001415889-22-012873 · form4-12212022_081254.xml · derivative · entry 2

Nordquist Judd Theodore · CIK 0001836904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,704

Underlying: Subordinate Voting Shares · 102,976 shares

Expires 2032-12-14

F2 · derivative.exercise_date: Stock options vest all at once on December 31, 2023.

Read SEC document
December 14, 2022 Filed Dec 21, 2022 20:40 UTC GrantRestricted Stock Units 85,742 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012873 · form4-12212022_081254.xml · nonDerivative · entry 1

Nordquist Judd Theodore · CIK 0001836904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,912

F1 · shares: Restricted stock units vest one-third on December 14, 2023, another one-third on December 14, 2024, and the final one-third on December 14, 2025.

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December 14, 2022 Filed Dec 21, 2022 13:52 UTC GrantRestricted Stock Units 85,742 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012861 · form4-12212022_011201.xml · nonDerivative · entry 1

Mancebo Victor E. · CIK 0001841377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,912

F1 · shares: Restricted stock units vest one-third on December 14, 2023, another one-third on December 14, 2024, and the final one-third on December 14, 2025.

Read SEC document
December 14, 2022 Filed Jan 9, 2023 17:05 UTC
Rosen JoshuaDirector · INTERIM PRESIDENT
GrantStock Options · Derivative 2,000,000 $0.30 Strike: $0.30 $600,000.00
Disclosure

SEC source: 0001415889-23-000695 · form4-01092023_050101.xml · derivative · entry 4

Rosen Joshua · CIK 0001880089 · Director · INTERIM PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,119,453

Underlying: Subordinate Voting Shares · 2,000,000 shares

Expires 2032-12-14

F1 · derivative.exercise_date: Stock Options are vested 1/4 upon grant, 1/4 on March 1, 2023, 1/4 on June 1, 2023 and 1/4 on October 1, 2023 and are subject to vesting conditions.

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December 14, 2022 Filed Jan 9, 2023 17:05 UTC
Rosen JoshuaDirector · INTERIM PRESIDENT
GrantStock Options · Derivative 79,468 $0.30 Strike: $0.30 $23,840.40
Disclosure

SEC source: 0001415889-23-000695 · form4-01092023_050101.xml · derivative · entry 3

Rosen Joshua · CIK 0001880089 · Director · INTERIM PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,453

Underlying: Subordinate Voting Shares · 79,468 shares

Expires 2032-12-14

Read SEC document
December 14, 2022 Filed Jan 9, 2023 17:05 UTC
Rosen JoshuaDirector · INTERIM PRESIDENT
GrantRestricted Stock Units 66,272 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000695 · form4-01092023_050101.xml · nonDerivative · entry 1

Rosen Joshua · CIK 0001880089 · Director · INTERIM PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,857

Read SEC document
December 14, 2022 Filed Jan 8, 2024 19:30 UTC Amendment
Shimpa Amber HollyDirector · CHIEF ADMINISTRATIVE OFFICER
GrantStock Options · Derivative 321,284 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001837736-24-000001 · primary_doc.xml · derivative · entry 2

Shimpa Amber Holly · CIK 0001837736 · Director · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,787

Underlying: Subordinate Voting Shares · 321,284 shares

Expires 2032-12-14

F2 · derivative.exercise_date: Stock options vest 25% on December 31, 2023, then 6.25% on March 31, 2024, and on the last day of each calendar quarter thereafter, with the final 6.25% vesting on December 31, 2026.

Read SEC document
December 14, 2022 Filed Jan 8, 2024 19:30 UTC Amendment
Shimpa Amber HollyDirector · CHIEF ADMINISTRATIVE OFFICER
GrantRestricted Stock Units 267,510 $0.00 $0.00
Disclosure

SEC source: 0001837736-24-000001 · primary_doc.xml · nonDerivative · entry 1

Shimpa Amber Holly · CIK 0001837736 · Director · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,001

F1 · shares: Restricted stock units vest one-third on December 14, 2023, another one-third on December 14, 2024, and the final one-third on December 14, 2025.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 14:28 UTC
Kingsley Kyle EugeneDirector · CHIEF EXECUTIVE OFFICER
GrantStock Options · Derivative 633,355 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001415889-22-003166 · form4-03182022_110349.xml · derivative · entry 2

Kingsley Kyle Eugene · CIK 0001836902 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,355

Underlying: Subordinate Voting Shares · 633,355 shares

Expires 2032-03-14

F2 · derivative.exercise_date: Options vest as follows: 25% on March 31, 2023, 6.25% on June 30, 2023 and the last day of each calendar quarter thereafter until 100% are vested.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 14:28 UTC
Kingsley Kyle EugeneDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units 262,708 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003166 · form4-03182022_110349.xml · nonDerivative · entry 1

Kingsley Kyle Eugene · CIK 0001836902 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,708

F1 · shares: Restricted Stock Units vest in three equal annual installments beginning on March 31, 2023; each vested tranche becomes Subordinated Voting Shares.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 14:39 UTC
Rosen JoshuaDirector
GrantStock Options · Derivative 39,985 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001415889-22-003178 · form4-03182022_110337.xml · derivative · entry 2

Rosen Joshua · CIK 0001880089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,985

Underlying: Subordinate Voting Shares · 39,985 shares

Expires 2032-03-14

F2 · derivative.exercise_date: Stock Options vest in full on March 31, 2023.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 14:39 UTC
Rosen JoshuaDirector
GrantRestricted Stock Units 16,585 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003178 · form4-03182022_110337.xml · nonDerivative · entry 1

Rosen Joshua · CIK 0001880089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,585

F1 · shares: Restricted Stock Units vest in three equal annual installments beginning on March 31, 2023; each vested tranche becomes Subordinated Voting Shares.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 17:36 UTC
Schroeder J MichaelGENERAL COUNSEL & CCO
GrantStock Options · Derivative 239,907 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001415889-22-003196 · form4-03182022_020347.xml · derivative · entry 2

Schroeder J Michael · CIK 0001667710 · GENERAL COUNSEL & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,907

Underlying: Subordinate Voting Shares · 239,907 shares

Expires 2032-03-14

F2 · derivative.exercise_date: Options vest as follows: 25% on March 31, 2023, 6.25% on June 30, 2023 and the last day of each calendar quarter thereafter until 100% are vested.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 17:36 UTC
Schroeder J MichaelGENERAL COUNSEL & CCO
GrantRestricted Stock Units 99,511 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003196 · form4-03182022_020347.xml · nonDerivative · entry 1

Schroeder J Michael · CIK 0001667710 · GENERAL COUNSEL & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,511

F1 · shares: Restricted Stock Units vest in three equal annual installments beginning on March 31, 2023; each vested tranche becomes Subordinated Voting Shares.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 18:35 UTC GrantStock Options · Derivative 157,832 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001415889-22-003175 · form4-03182022_110334.xml · derivative · entry 2

GRAYSON CHELSEA A · CIK 0001628264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,832

Underlying: Subordinate Voting Shares · 157,832 shares

Expires 2032-03-14

F2 · derivative.exercise_date: Options vest in full on March 31, 2023

Read SEC document
March 15, 2022 Filed Mar 18, 2022 18:35 UTC GrantRestricted Stock Units 33,170 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003175 · form4-03182022_110334.xml · nonDerivative · entry 1

GRAYSON CHELSEA A · CIK 0001628264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,170

F1 · shares: Restricted Stock Units vest in three equal annual installments beginning on March 31, 2023; each vested tranche becomes Subordinated Voting Shares.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 18:36 UTC GrantStock Options · Derivative 59,988 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001415889-22-003177 · form4-03182022_110351.xml · derivative · entry 2

Mancebo Victor E. · CIK 0001841377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,988

Underlying: Subordinate Voting Shares · 59,988 shares

Expires 2032-03-14

F2 · derivative.exercise_date: Stock Options vest in full on March 31, 2023.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 18:36 UTC GrantRestricted Stock Units 33,170 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003177 · form4-03182022_110351.xml · nonDerivative · entry 1

Mancebo Victor E. · CIK 0001841377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,170

F1 · shares: Restricted Stock Units vest in three equal annual installments beginning on March 31, 2023; each vested tranche becomes Subordinated Voting Shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.