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Nasdaq · USD

VRA

Vera Bradley, Inc.

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6817
SEC CIK
0001495320
Parsed reports
608

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202600
Aug 202600
Sep 202610
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024739 · doc4.xml · nonDerivative · entry 3

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,838

Read SEC document
September 26, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024739 · doc4.xml · nonDerivative · entry 2

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,838

Read SEC document
September 26, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024739 · doc4.xml · nonDerivative · entry 1

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,838

Read SEC document
September 26, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024741 · doc4.xml · nonDerivative · entry 1

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,897

F1 · balance_after: On September 26, 2017, the Thomas F. Byrne, II 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 94,090 shares of Issuer common stock to the reporting person. On October 18, 2017, following a revised computation of the annuity payment, the annuity payment was increased to equal 94,897 shares of issuer common stock in the aggregate. The reporting person is the sole trustee and annuitant of the 2016 GRAT.

F2 · balance_after: Following receipt of the annuity payment described in Note (1) above, the 2016 GRAT contributed 50,000 shares of Issuer common stock to the Barbara Bradley Baekgaard Family Foundation; the contribution is the transaction reported in this Form 4.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:07 UTC
Hall Robert JDirector · 10% owner
SaleCommon Stock 63,981 $8.23 $526,563.63
Disclosure

SEC source: 0000899243-17-021599 · doc4.xml · nonDerivative · entry 2

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall 2016 Grantor Retained Annuity Trust #1

Disclosed balance after: 136,019

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:07 UTC
Hall Robert JDirector · 10% owner
SaleCommon Stock 173,519 $8.23 $1,428,061.37
Disclosure

SEC source: 0000899243-17-021599 · doc4.xml · nonDerivative · entry 1

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall 2015 Grantor Retained Annuity Trust

Disclosed balance after: 0

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:06 UTC SaleCommon Stock 63,981 $8.23 $526,563.63
Disclosure

SEC source: 0000899243-17-021596 · doc4.xml · nonDerivative · entry 2

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thomas F. Byrne, II 2016 Grantor Retained Annuity Trust #1

Disclosed balance after: 136,019

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:06 UTC SaleCommon Stock 173,519 $8.23 $1,428,061.37
Disclosure

SEC source: 0000899243-17-021596 · doc4.xml · nonDerivative · entry 1

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thomas F. Byrne, II 2015 Grantor Retained Annuity Trust

Disclosed balance after: 0

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:05 UTC SaleCommon Stock 166,250 $8.23 $1,368,237.50
Disclosure

SEC source: 0000899243-17-021594 · doc4.xml · nonDerivative · entry 1

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael Ray 2009 Grantor Retained Annuity Trust

Disclosed balance after: 532,036

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:05 UTC SaleCommon Stock 63,981 $8.23 $526,563.63
Disclosure

SEC source: 0000899243-17-021593 · doc4.xml · nonDerivative · entry 2

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By James B. Byrne 2016 Grantor Retained Annuity Trust #1

Disclosed balance after: 136,019

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:05 UTC SaleCommon Stock 173,519 $8.23 $1,428,061.37
Disclosure

SEC source: 0000899243-17-021593 · doc4.xml · nonDerivative · entry 1

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By James B. Byrne 2015 Grantor Retained Annuity Trust

Disclosed balance after: 0

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:05 UTC
Hall Joan B.10% owner
SaleCommon Stock 63,981 $8.23 $526,563.63
Disclosure

SEC source: 0000899243-17-021591 · doc4.xml · nonDerivative · entry 2

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall 2016 Grantor Retained Annuity Trust #1

Disclosed balance after: 136,019

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:05 UTC
Hall Joan B.10% owner
SaleCommon Stock 173,519 $8.23 $1,428,061.37
Disclosure

SEC source: 0000899243-17-021591 · doc4.xml · nonDerivative · entry 1

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall 2015 Grantor Retained Annuity Trust

Disclosed balance after: 0

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:05 UTC SaleCommon Stock 166,250 $8.23 $1,368,237.50
Disclosure

SEC source: 0000899243-17-021592 · doc4.xml · nonDerivative · entry 2

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael Ray 2009 Grantor Retained Annuity Trust

Disclosed balance after: 532,036

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:05 UTC SaleCommon Stock 71,250 $8.23 $586,387.50
Disclosure

SEC source: 0000899243-17-021592 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,712

Read SEC document
June 22, 2017 Filed Jun 23, 2017 20:08 UTC
Palermo TheresaEVP, Chief Marketing Officer
Tax withholdingCommon Shares 922 $8.35 $7,698.70
Disclosure

SEC source: 0001179110-17-009515 · edgar.xml · nonDerivative · entry 1

Palermo Theresa · CIK 0001646158 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,391

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:21 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017340 · doc4.xml · nonDerivative · entry 4

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By James B. Byrne 2017 Grantor Retained Annuity Trust #1

Disclosed balance after: 500,000

F3 · kind: Following the reporting person's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person immediately transferred the shares to the James B. Byrne 2017 Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:21 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017340 · doc4.xml · nonDerivative · entry 3

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Following the reporting person's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person immediately transferred the shares to the James B. Byrne 2017 Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:21 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017340 · doc4.xml · nonDerivative · entry 2

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person, in accordance with the terms of the documents governing the Baekgaard Trust.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:21 UTC GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017340 · doc4.xml · nonDerivative · entry 1

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 4,610,469

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person, in accordance with the terms of the documents governing the Baekgaard Trust.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:18 UTC GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017337 · doc4.xml · nonDerivative · entry 1

Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610,469

F1 · kind: The Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Trust") distributed 500,000 shares to each of its four beneficiaries in accordance with the terms of the documents governing the Trust.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:15 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017334 · doc4.xml · nonDerivative · entry 4

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1

Disclosed balance after: 500,000

F3 · kind: Following the reporting person's spouse's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person's spouse immediately transferred the shares to the Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1, of which the reporting person's spouse is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:15 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017334 · doc4.xml · nonDerivative · entry 3

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray

Disclosed balance after: 0

F3 · kind: Following the reporting person's spouse's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person's spouse immediately transferred the shares to the Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1, of which the reporting person's spouse is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:15 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017334 · doc4.xml · nonDerivative · entry 2

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray

Disclosed balance after: 500,000

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person's spouse, in accordance with the terms of the documents governing the Baekgaard Trust.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:15 UTC GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017334 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 4,610,469

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person's spouse, in accordance with the terms of the documents governing the Baekgaard Trust.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:14 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017332 · doc4.xml · nonDerivative · entry 4

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1

Disclosed balance after: 500,000

F3 · kind: Following the reporting person's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person immediately transferred the shares to the Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:14 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017332 · doc4.xml · nonDerivative · entry 3

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Following the reporting person's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person immediately transferred the shares to the Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:14 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017332 · doc4.xml · nonDerivative · entry 2

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person, in accordance with the terms of the documents governing the Baekgaard Trust.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:14 UTC GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017332 · doc4.xml · nonDerivative · entry 1

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 4,610,469

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person, in accordance with the terms of the documents governing the Baekgaard Trust.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:11 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017330 · doc4.xml · nonDerivative · entry 4

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thomas F. Byrne, II 2017 Grantor Retained Annuity Trust #1

Disclosed balance after: 500,000

F3 · kind: Following the reporting person's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person immediately transferred the shares to the Thomas F. Byrne, II 2017 Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:11 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017330 · doc4.xml · nonDerivative · entry 3

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Following the reporting person's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person immediately transferred the shares to the Thomas F. Byrne, II 2017 Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:11 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017330 · doc4.xml · nonDerivative · entry 2

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person, in accordance with the terms of the documents governing the Baekgaard Trust.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:11 UTC GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017330 · doc4.xml · nonDerivative · entry 1

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 4,610,469

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person, in accordance with the terms of the documents governing the Baekgaard Trust.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:09 UTC
Hall Joan B.10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017328 · doc4.xml · nonDerivative · entry 4

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall 2017 Grantor Retained Annuity Trust #1

Disclosed balance after: 500,000

F3 · kind: Following the reporting person's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person immediately transferred the shares to the Joan Byrne Hall 2017 Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:09 UTC
Hall Joan B.10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017328 · doc4.xml · nonDerivative · entry 3

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Following the reporting person's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person immediately transferred the shares to the Joan Byrne Hall 2017 Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:09 UTC
Hall Joan B.10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017328 · doc4.xml · nonDerivative · entry 2

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person, in accordance with the terms of the documents governing the Baekgaard Trust.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:09 UTC
Hall Joan B.10% owner
GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017328 · doc4.xml · nonDerivative · entry 1

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 4,610,469

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person, in accordance with the terms of the documents governing the Baekgaard Trust.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:07 UTC
Hall Robert JDirector · 10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017327 · doc4.xml · nonDerivative · entry 4

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall 2017 Grantor Retained Annuity Trust #1

Disclosed balance after: 500,000

F3 · kind: Following the reporting person's spouse's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person's spouse immediately transferred the shares to the Joan Byrne Hall 2017 Grantor Retained Annuity Trust #1, of which the reporting person's spouse is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:07 UTC
Hall Robert JDirector · 10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017327 · doc4.xml · nonDerivative · entry 3

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall

Disclosed balance after: 0

F3 · kind: Following the reporting person's spouse's receipt of the 500,000 share distribution from the Baekgaard Trust, the reporting person's spouse immediately transferred the shares to the Joan Byrne Hall 2017 Grantor Retained Annuity Trust #1, of which the reporting person's spouse is the sole trustee and annuitant.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:07 UTC
Hall Robert JDirector · 10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017327 · doc4.xml · nonDerivative · entry 2

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall

Disclosed balance after: 500,000

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person's spouse, in accordance with the terms of the documents governing the Baekgaard Trust.

Read SEC document
June 19, 2017 Filed Jun 28, 2017 10:07 UTC
Hall Robert JDirector · 10% owner
GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017327 · doc4.xml · nonDerivative · entry 1

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 4,610,469

F1 · kind: Represents a distribution by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust") of 500,000 shares of the Issuer's common stock to each of the four beneficiaries of the Baekgaard Trust, including the reporting person's spouse, in accordance with the terms of the documents governing the Baekgaard Trust.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
May 12, 2017 Filed May 15, 2017 20:43 UTC
Enwright JohnVP, Interim Chief Fin. Officer
Tax withholdingCommon Shares 52 $8.61 $447.72
Disclosure

SEC source: 0001179110-17-007179 · edgar.xml · nonDerivative · entry 1

Enwright John · CIK 0001701952 · VP, Interim Chief Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,087

F1 · balance_after: Includes 15,932 restricted stock units subject to vesting and forfeiture.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 20:05 UTC SaleCommon Stock 14,000 $9.24 $129,360.00
Disclosure

SEC source: 0000899243-17-009105 · doc4.xml · nonDerivative · entry 2

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael Ray 2009 Grantor Retained Annuity Trust

Disclosed balance after: 698,286

F2 · price: The price reported in column 4 is a weighted average price. The shares sold on March 31, 2017 were sold in multiple transactions at prices ranging from $9.11 to $9.32, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 20:05 UTC SaleCommon Stock 6,000 $9.21 $55,260.00
Disclosure

SEC source: 0000899243-17-009105 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,962

F1 · price: The price reported in column 4 is a weighted average price. The shares sold on March 31, 2017 were sold in multiple transactions at prices ranging from $9.12 to $9.32, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 31, 2017 Filed Apr 4, 2017 21:17 UTC
Wallstrom RobertDirector · President & Chief Exec Officer
GrantCommon Shares 42,965 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005593 · edgar.xml · nonDerivative · entry 1

Wallstrom Robert · CIK 0001390013 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,991

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

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March 31, 2017 Filed Apr 4, 2017 22:22 UTC
Baum RichardDirector
GrantCommon Shares 9,130 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005655 · edgar.xml · nonDerivative · entry 1

Baum Richard · CIK 0001533456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,447

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

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March 31, 2017 Filed Apr 4, 2017 22:32 UTC
Palermo TheresaEVP, Chief Marketing Officer
GrantCommon Shares 17,454 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005661 · edgar.xml · nonDerivative · entry 1

Palermo Theresa · CIK 0001646158 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,313

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

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March 31, 2017 Filed Apr 4, 2017 22:33 UTC
Fuller Sue EllenEVP, Chf Merchandising Ofcr
GrantCommon Shares 21,482 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005666 · edgar.xml · nonDerivative · entry 1

Fuller Sue Ellen · CIK 0001595740 · EVP, Chf Merchandising Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,720

F1 · shares: Represents restricted units subject to vesting and forfeiture.

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March 31, 2017 Filed Apr 4, 2017 22:30 UTC
Dely Mark CVP - Chief Legal Off. and Sec.
GrantCommon Shares 10,741 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005658 · edgar.xml · nonDerivative · entry 1

Dely Mark C · CIK 0001565983 · VP - Chief Legal Off. and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,847

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

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March 31, 2017 Filed Apr 4, 2017 22:24 UTC GrantCommon Shares 9,130 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005656 · edgar.xml · nonDerivative · entry 1

Kelley Mary Lou · CIK 0001639857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,432

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.