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Nasdaq · USD

VRA

Vera Bradley, Inc.

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6817
SEC CIK
0001495320
Parsed reports
608

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202600
Aug 202600
Sep 202610
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2018 Filed Apr 3, 2018 20:17 UTC GrantCommon Shares 8,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005215 · edgar.xml · nonDerivative · entry 1

McEvoy Matthew · CIK 0001527507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,979

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 20:17 UTC
Miller P. MichaelDirector · 10% owner
GrantCommon Shares 8,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005214 · edgar.xml · nonDerivative · entry 4

Miller P. Michael · CIK 0001503783 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,156

F4 · shares: Represents restricted stock units subject to vesting and forfeiture.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 20:17 UTC
Miller P. MichaelDirector · 10% owner
GrantCommon Shares 8,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005214 · edgar.xml · nonDerivative · entry 3

Miller P. Michael · CIK 0001503783 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,017,638

F4 · shares: Represents restricted stock units subject to vesting and forfeiture.

F3 · ownership.nature: Shares reported in column 5 represent shares held by Patricia R. Miller. P. Michael Miller and Patricia R. Miller are husband and wife.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 20:17 UTC
Miller Patricia R.Director · 10% owner
GrantCommon Shares 8,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005212 · edgar.xml · nonDerivative · entry 4

Miller Patricia R. · CIK 0001503297 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,017,638

F4 · shares: Represents restricted stock units subject to vesting and forfeiture.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 20:17 UTC
Miller Patricia R.Director · 10% owner
GrantCommon Shares 8,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005212 · edgar.xml · nonDerivative · entry 3

Miller Patricia R. · CIK 0001503297 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 85,156

F4 · shares: Represents restricted stock units subject to vesting and forfeiture.

F3 · ownership.nature: Shares reported in column 5 represent shares held by P. Michael Miller. P. Michael Miller and Patricia R. Miller are husband and wife.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 20:16 UTC GrantCommon Shares 8,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005211 · edgar.xml · nonDerivative · entry 1

Philip Frances P · CIK 0001519517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,479

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 20:15 UTC GrantCommon Shares 8,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005210 · edgar.xml · nonDerivative · entry 1

Schmults Edward M · CIK 0001291242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,467

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 20:15 UTC
Trypus Mary BethChief Sales Officer
GrantCommon Shares 7,069 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005209 · edgar.xml · nonDerivative · entry 1

Trypus Mary Beth · CIK 0001735833 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,369

F1 · shares: Represents restricted stock units subject to vesting and forfeiture.

Read SEC document
March 27, 2018 Filed Mar 27, 2018 23:12 UTC
Wallstrom RobertDirector · President & Chief Exec Officer
Tax withholdingCommon Shares 7,897 $10.20 $80,549.40
Disclosure

SEC source: 0001179110-18-004882 · edgar.xml · nonDerivative · entry 3

Wallstrom Robert · CIK 0001390013 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,010

Read SEC document
March 27, 2018 Filed Mar 27, 2018 23:12 UTC
Scheele StephanieInterim Chief Marketing Off.
Tax withholdingCommon Shares 1,300 $10.20 $13,260.00
Disclosure

SEC source: 0001179110-18-004881 · edgar.xml · nonDerivative · entry 2

Scheele Stephanie · CIK 0001716522 · Interim Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,728

Read SEC document
March 27, 2018 Filed Mar 27, 2018 23:09 UTC
Enwright JohnChief Fin. Officer
Tax withholdingCommon Shares 413 $10.20 $4,212.60
Disclosure

SEC source: 0001179110-18-004879 · edgar.xml · nonDerivative · entry 2

Enwright John · CIK 0001701952 · Chief Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,026

Read SEC document
March 27, 2018 Filed Mar 27, 2018 23:05 UTC Tax withholdingCommon Shares 1,694 $10.20 $17,278.80
Disclosure

SEC source: 0001179110-18-004877 · edgar.xml · nonDerivative · entry 3

Baekgaard Barbara B. · CIK 0001503292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,359

Read SEC document
March 25, 2018 Filed Mar 27, 2018 23:12 UTC
Mac Cabe BeatriceChief Creative Officer
Tax withholdingCommon Shares 245 $10.19 $2,496.55
Disclosure

SEC source: 0001179110-18-004883 · edgar.xml · nonDerivative · entry 1

Mac Cabe Beatrice · CIK 0001716284 · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,610

Read SEC document
March 25, 2018 Filed Mar 27, 2018 23:12 UTC
Wallstrom RobertDirector · President & Chief Exec Officer
Tax withholdingCommon Shares 4,645 $10.19 $47,332.55
Disclosure

SEC source: 0001179110-18-004882 · edgar.xml · nonDerivative · entry 2

Wallstrom Robert · CIK 0001390013 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,907

Read SEC document
March 25, 2018 Filed Mar 27, 2018 23:12 UTC
Scheele StephanieInterim Chief Marketing Off.
Tax withholdingCommon Shares 155 $10.19 $1,579.45
Disclosure

SEC source: 0001179110-18-004881 · edgar.xml · nonDerivative · entry 1

Scheele Stephanie · CIK 0001716522 · Interim Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,028

Read SEC document
March 25, 2018 Filed Mar 27, 2018 23:09 UTC
Enwright JohnChief Fin. Officer
Tax withholdingCommon Shares 245 $10.19 $2,496.55
Disclosure

SEC source: 0001179110-18-004879 · edgar.xml · nonDerivative · entry 1

Enwright John · CIK 0001701952 · Chief Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,439

Read SEC document
March 25, 2018 Filed Mar 27, 2018 23:05 UTC Tax withholdingCommon Shares 798 $10.19 $8,131.62
Disclosure

SEC source: 0001179110-18-004877 · edgar.xml · nonDerivative · entry 2

Baekgaard Barbara B. · CIK 0001503292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,053

Read SEC document
March 19, 2018 Filed Mar 20, 2018 21:19 UTC SaleCommon Stock 1,200,000 $9.73 $11,676,000.00
Disclosure

SEC source: 0000899243-18-008151 · doc4.xml · nonDerivative · entry 2

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 3,410,469

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 21:19 UTC SaleCommon Stock 32,605 $9.73 $317,246.65
Disclosure

SEC source: 0000899243-18-008151 · doc4.xml · nonDerivative · entry 1

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 19, 2018 Filed Mar 20, 2018 21:14 UTC SaleCommon Stock 1,200,000 $9.73 $11,676,000.00
Disclosure

SEC source: 0000899243-18-008149 · doc4.xml · nonDerivative · entry 1

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 3,410,469

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 21:14 UTC SaleCommon Stock 1,200,000 $9.73 $11,676,000.00
Disclosure

SEC source: 0000899243-18-008147 · doc4.xml · nonDerivative · entry 2

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 3,410,469

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 21:14 UTC SaleCommon Stock 32,605 $9.73 $317,246.65
Disclosure

SEC source: 0000899243-18-008147 · doc4.xml · nonDerivative · entry 1

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Bradley Byrne Revocable Trust

Disclosed balance after: 0

Read SEC document
March 19, 2018 Filed Mar 20, 2018 21:12 UTC
Hall Joan B.10% owner
SaleCommon Stock 1,200,000 $9.73 $11,676,000.00
Disclosure

SEC source: 0000899243-18-008143 · doc4.xml · nonDerivative · entry 1

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 3,410,469

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 21:11 UTC SaleCommon Stock 1,200,000 $9.73 $11,676,000.00
Disclosure

SEC source: 0000899243-18-008142 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 3,410,469

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 21:10 UTC
Hall Robert JDirector · 10% owner
SaleCommon Stock 1,200,000 $9.73 $11,676,000.00
Disclosure

SEC source: 0000899243-18-008140 · doc4.xml · nonDerivative · entry 1

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 3,410,469

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2018 Filed Jan 25, 2018 21:02 UTC
Mac Cabe BeatriceChief Creative Officer
Tax withholdingCommon Shares 415 $10.01 $4,154.15
Disclosure

SEC source: 0001179110-18-001070 · edgar.xml · nonDerivative · entry 1

Mac Cabe Beatrice · CIK 0001716284 · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,855

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:05 UTC GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000259 · doc4.xml · nonDerivative · entry 2

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray Revocable Trust

Disclosed balance after: 157,267

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:05 UTC GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000257 · doc4.xml · nonDerivative · entry 2

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray Revocable Trust

Disclosed balance after: 157,267

Read SEC document
December 28, 2017 Filed Jan 3, 2018 21:06 UTC
Hall Robert JDirector · 10% owner
GiftCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000260 · doc4.xml · nonDerivative · entry 2

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall Revocable Trust

Disclosed balance after: 6,497

Read SEC document
December 28, 2017 Filed Jan 3, 2018 21:06 UTC
Hall Robert JDirector · 10% owner
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000260 · doc4.xml · nonDerivative · entry 1

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall Revocable Trust

Disclosed balance after: 14,897

Read SEC document
December 28, 2017 Filed Jan 3, 2018 21:05 UTC GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000259 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray Revocable Trust

Disclosed balance after: 197,267

Read SEC document
December 28, 2017 Filed Jan 3, 2018 21:05 UTC GiftCommon Stock 16,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000258 · doc4.xml · nonDerivative · entry 2

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,628

Read SEC document
December 28, 2017 Filed Jan 3, 2018 21:05 UTC GiftCommon Stock 27,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000258 · doc4.xml · nonDerivative · entry 1

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,378

Read SEC document
December 28, 2017 Filed Jan 3, 2018 21:05 UTC GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000257 · doc4.xml · nonDerivative · entry 1

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray Revocable Trust

Disclosed balance after: 197,267

Read SEC document
December 28, 2017 Filed Jan 3, 2018 21:05 UTC
Hall Joan B.10% owner
GiftCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000256 · doc4.xml · nonDerivative · entry 2

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall Revocable Trust

Disclosed balance after: 6,497

Read SEC document
December 28, 2017 Filed Jan 3, 2018 21:05 UTC
Hall Joan B.10% owner
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000256 · doc4.xml · nonDerivative · entry 1

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall Revocable Trust

Disclosed balance after: 14,897

Read SEC document
December 21, 2017 Filed Dec 26, 2017 22:03 UTC SaleCommon Stock 12,292 $12.33 $151,560.36
Disclosure

SEC source: 0000899243-17-029528 · doc4.xml · nonDerivative · entry 1

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Bradley Byrne Revocable Trust

Disclosed balance after: 32,605

F1 · price: The price reported in column 4 is a weighted average price. The shares sold on December 21, 2017 were sold in multiple transactions at prices ranging from $12.30 to $12.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: On September 26, 2017, the James B. Byrne 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 94,897 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the James Bradley Byrne Revocable Trust (the "Revocable Trust"). The Revocable Trust made a charitable contribution of 50,000 shares of Issuer common stock on September 26, 2017, as previously reported. The reporting person is the sole trustee and annuitant of the 2015 GRAT and sole trustee of the Revocable Trust.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:09 UTC Disposition to issuerCommon Stock 8,185 $12.33 $100,921.05
Disclosure

SEC source: 0000899243-17-029520 · doc4.xml · nonDerivative · entry 2

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael Ray 2009 Grantor Retained Annuity Trust

Disclosed balance after: 523,851

F1 · price: The price reported in column 4 is a weighted average price. The shares sold on December 21, 2017 were sold in multiple transactions at prices ranging from $12.30 to $12.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:09 UTC Disposition to issuerCommon Stock 4,108 $12.33 $50,651.64
Disclosure

SEC source: 0000899243-17-029520 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,604

F1 · price: The price reported in column 4 is a weighted average price. The shares sold on December 21, 2017 were sold in multiple transactions at prices ranging from $12.30 to $12.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:09 UTC SaleCommon Stock 12,292 $12.33 $151,560.36
Disclosure

SEC source: 0000899243-17-029519 · doc4.xml · nonDerivative · entry 1

Byrne Thomas Farrell II · CIK 0001629212 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,605

F1 · price: The price reported in column 4 is a weighted average price. The shares sold on December 21, 2017 were sold in multiple transactions at prices ranging from $12.30 to $12.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 23,960 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024739 · doc4.xml · nonDerivative · entry 5

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,878

Read SEC document
September 29, 2017 Filed Oct 26, 2017 20:10 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024747 · doc4.xml · nonDerivative · entry 2

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray Revocable Trust

Disclosed balance after: 227,267

F1 · balance_after: On September 26, 2017, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 173,519 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). Also on September 26, 2017, the Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 153,748 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Revocable Trust. The reporting person's spouse is the sole trustee and annuitant of the 2015 GRAT and the 2016 GRAT, and sole trustee of the Revocable Trust.

Read SEC document
September 29, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024743 · doc4.xml · nonDerivative · entry 2

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray Revocable Trust

Disclosed balance after: 227,267

F1 · balance_after: On September 26, 2017, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 173,519 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). Also on September 26, 2017, the Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 153,748 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Revocable Trust. The reporting person is the sole trustee and annuitant of the 2015 GRAT and the 2016 GRAT, and sole trustee of the Revocable Trust.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 20:01 UTC
Colby Kimberly F.EVP - Design
SaleCommon Shares 170,000 $8.47 $1,439,900.00
Disclosure

SEC source: 0001179110-17-012832 · edgar.xml · nonDerivative · entry 2

Colby Kimberly F. · CIK 0001503293 · EVP - Design

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 88,012

F2 · ownership.nature: Shares reported in column 5 represent shares held by the Kimberly F. Colby Insurance Trust.

Read SEC document
September 26, 2017 Filed Oct 26, 2017 20:06 UTC
Hall Joan B.10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024740 · doc4.xml · nonDerivative · entry 1

Hall Joan B. · CIK 0001572032 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall Revocable Trust

Disclosed balance after: 44,897

F1 · balance_after: On September 26, 2017, the Joan B. Hall 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 94,090 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Joan Byrne Hall Revocable Trust (the "Revocable Trust"). On October 18, 2017, following a revised computation of the annuity payment, the annuity payment was increased to equal 94,897 shares of issuer common stock in the aggregate. The reporting person is the sole trustee and annuitant of the 2016 GRAT and sole trustee of the Revocable Trust.

F2 · balance_after: Following receipt of the annuity payment described in Note (1) above, the 2016 GRAT contributed 50,000 shares of Issuer common stock to the Barbara Bradley Baekgaard Family Foundation; the contribution is the transaction reported in this Form 4.

Read SEC document
September 26, 2017 Filed Oct 26, 2017 20:10 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024747 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray Revocable Trust

Disclosed balance after: 277,267

F1 · balance_after: On September 26, 2017, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 173,519 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). Also on September 26, 2017, the Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 153,748 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Revocable Trust. The reporting person's spouse is the sole trustee and annuitant of the 2015 GRAT and the 2016 GRAT, and sole trustee of the Revocable Trust.

F2 · balance_after: Following receipt of the first annuity payment described in Note (1) above, the 2016 GRAT contributed 50,000 shares of Issuer common stock to the Barbara Bradley Baekgaard Family Foundation; the contribution is the transaction reported in this Form 4.

Read SEC document
September 26, 2017 Filed Oct 26, 2017 20:08 UTC
Hall Robert JDirector · 10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024744 · doc4.xml · nonDerivative · entry 1

Hall Robert J · CIK 0001504073 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joan Byrne Hall Revocable Trust

Disclosed balance after: 44,897

F1 · balance_after: On September 26, 2017, the Joan B. Hall 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 94,090 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Joan Byrne Hall Revocable Trust (the "Revocable Trust"). On October 18, 2017, following a revised computation of the annuity payment, the annuity payment was increased to equal 94,897 shares of issuer common stock in the aggregate. The reporting person's spouse is the sole trustee and annuitant of the 2016 GRAT and sole trustee of the Revocable Trust.

F2 · balance_after: Following receipt of the annuity payment described in Note (1) above, the 2016 GRAT contributed 50,000 shares of Issuer common stock to the Barbara Bradley Baekgaard Family Foundation; the contribution is the transaction reported in this Form 4.

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September 26, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024742 · doc4.xml · nonDerivative · entry 1

Byrne James Bradley · CIK 0001629298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,897

F1 · balance_after: On September 26, 2017, the James B. Byrne 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 94,090 shares of Issuer common stock to the reporting person. On October 18, 2017, following a revised computation of the annuity payment, the annuity payment was increased to equal 94,897 shares of issuer common stock in the aggregate. The reporting person is the sole trustee and annuitant of the 2016 GRAT.

F2 · balance_after: Following receipt of the annuity payment described in Note (1) above, the 2016 GRAT contributed 50,000 shares of Issuer common stock to the Barbara Bradley Baekgaard Family Foundation; the contribution is the transaction reported in this Form 4.

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September 26, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024743 · doc4.xml · nonDerivative · entry 1

Ray Anne Marie · CIK 0001645770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anne-Marie Ray Revocable Trust

Disclosed balance after: 277,267

F1 · balance_after: On September 26, 2017, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 173,519 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). Also on September 26, 2017, the Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 153,748 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Revocable Trust. The reporting person is the sole trustee and annuitant of the 2015 GRAT and the 2016 GRAT, and sole trustee of the Revocable Trust.

F2 · balance_after: Following receipt of the first annuity payment described in Note (1) above, the 2016 GRAT contributed 50,000 shares of Issuer common stock to the Barbara Bradley Baekgaard Family Foundation; the contribution is the transaction reported in this Form 4.

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September 26, 2017 Filed Oct 26, 2017 20:06 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024739 · doc4.xml · nonDerivative · entry 4

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,838

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.