Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2019 Filed Oct 4, 2019 20:08 UTC |
Ray Anne MarieMember of a 10% owner group
|
GiftCommon Stock | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025091 · doc4.xml · nonDerivative · entry 2 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 90,946 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:08 UTC |
Ray Anne MarieMember of a 10% owner group
|
GiftCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025091 · doc4.xml · nonDerivative · entry 1 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 102,846 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:06 UTC |
Barbara Bradley Baekgaard Family FoundationMember of a 10% owner group
|
GiftCommon Stock | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025088 · doc4.xml · nonDerivative · entry 2 Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,946 Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:06 UTC |
Barbara Bradley Baekgaard Family FoundationMember of a 10% owner group
|
GiftCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025088 · doc4.xml · nonDerivative · entry 1 Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,846 Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:06 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
GiftCommon Stock | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025087 · doc4.xml · nonDerivative · entry 2 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 90,946 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:06 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
GiftCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025087 · doc4.xml · nonDerivative · entry 1 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 102,846 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:05 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
GiftCommon Stock | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025086 · doc4.xml · nonDerivative · entry 2 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 90,946 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:05 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
GiftCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025086 · doc4.xml · nonDerivative · entry 1 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 102,846 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:05 UTC |
Byrne James BradleyMember of a 10% owner group
|
GiftCommon Stock | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025085 · doc4.xml · nonDerivative · entry 2 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 90,946 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:05 UTC |
Byrne James BradleyMember of a 10% owner group
|
GiftCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025085 · doc4.xml · nonDerivative · entry 1 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 102,846 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:18 UTC |
Enwright JohnChief Fin. Officer
|
PurchaseCommon Shares | 1,025 | $9.60 | $9,840.00 |
DisclosureSEC source: 0001179110-19-010234 · edgar.xml · nonDerivative · entry 1 Enwright John · CIK 0001701952 · Chief Fin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,240 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 20:02 UTC |
Wallstrom RobertDirector · President & Chief Exec Officer
|
PurchaseCommon Shares | 5,434 | $9.19 | $49,938.46 |
DisclosureSEC source: 0001179110-19-010181 · edgar.xml · nonDerivative · entry 1 Wallstrom Robert · CIK 0001390013 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,306 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.15 to $9.20, inclusive. The reporting person undertakes to provide to Vera Bradley, Inc., any security holder of Vera Bradley, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 30, 2019 Filed Jan 16, 2020 21:17 UTC |
Miller P. MichaelDirector · 10% owner
|
Disposition to issuerCommon Shares | 6,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000615 · edgar.xml · nonDerivative · entry 3 Miller P. Michael · CIK 0001503783 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,017,638 F4 · shares: Represents the forfeiture of restricted stock units due to the reporting person's spouse's retirement from Vera Bradley, Inc.'s Board of Directors. These shares were included in the total number of shares reported as held by the reporting person's spouse in the reporting person's Form 4 filed December 30, 2019. That figure will be corrected in the reporting person's next Section 16 report for Vera Bradley, Inc. F3 · ownership.nature: Shares reported in column 5 represent shares held by Patricia R. Miller. P. Michael Miller and Patricia R. Miller are husband and wife. Read SEC document |
| August 30, 2019 Filed Jan 16, 2020 21:17 UTC |
Miller Patricia R.10% owner
|
Disposition to issuerCommon Shares | 6,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000614 · edgar.xml · nonDerivative · entry 4 Miller Patricia R. · CIK 0001503297 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,017,638 F4 · shares: Represents the forfeiture of restricted stock units due to the reporting person's retirement from Vera Bradley, Inc.'s Board of Directors. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:08 UTC |
Barbara Bradley Baekgaard Family FoundationMember of a 10% owner group
|
SaleCommon Stock | 2,276 | $10.71 | $24,375.96 |
DisclosureSEC source: 0000899243-19-021945 · doc4.xml · nonDerivative · entry 1 Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,226 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the reporting person on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:07 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 2,276 | $10.71 | $24,375.96 |
DisclosureSEC source: 0000899243-19-021943 · doc4.xml · nonDerivative · entry 3 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 105,226 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:07 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 20,505 | $10.71 | $219,608.55 |
DisclosureSEC source: 0000899243-19-021943 · doc4.xml · nonDerivative · entry 2 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,459,290 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:06 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 2,276 | $10.71 | $24,375.96 |
DisclosureSEC source: 0000899243-19-021941 · doc4.xml · nonDerivative · entry 3 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 105,226 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:06 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 20,505 | $10.71 | $219,608.55 |
DisclosureSEC source: 0000899243-19-021941 · doc4.xml · nonDerivative · entry 2 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,459,290 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:06 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 2,276 | $10.71 | $24,375.96 |
DisclosureSEC source: 0000899243-19-021940 · doc4.xml · nonDerivative · entry 3 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 105,226 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:06 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 20,505 | $10.71 | $219,608.55 |
DisclosureSEC source: 0000899243-19-021940 · doc4.xml · nonDerivative · entry 2 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,459,290 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:05 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 2,276 | $10.71 | $24,375.96 |
DisclosureSEC source: 0000899243-19-021937 · doc4.xml · nonDerivative · entry 3 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 105,226 F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:05 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 20,505 | $10.71 | $219,608.55 |
DisclosureSEC source: 0000899243-19-021937 · doc4.xml · nonDerivative · entry 2 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,459,290 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:05 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 2,276 | $10.71 | $24,375.96 |
DisclosureSEC source: 0000899243-19-021939 · doc4.xml · nonDerivative · entry 3 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 105,226 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:05 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 20,505 | $10.71 | $219,608.55 |
DisclosureSEC source: 0000899243-19-021939 · doc4.xml · nonDerivative · entry 2 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,459,290 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:05 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 2,276 | $10.71 | $24,375.96 |
DisclosureSEC source: 0000899243-19-021936 · doc4.xml · nonDerivative · entry 3 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 105,226 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:05 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 20,505 | $10.71 | $219,608.55 |
DisclosureSEC source: 0000899243-19-021936 · doc4.xml · nonDerivative · entry 2 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,459,290 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:09 UTC |
Barbara B. Baekgaard 2009 Grantor Retained Annuity TrustMember of a 10% owner group
|
SaleCommon Stock | 20,505 | $10.71 | $219,608.55 |
DisclosureSEC source: 0000899243-19-021947 · doc4.xml · nonDerivative · entry 2 Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,459,290 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:09 UTC |
Barbara B. Baekgaard 2009 Grantor Retained Annuity TrustMember of a 10% owner group
|
SaleCommon Stock | 35,000 | $10.89 | $381,150.00 |
DisclosureSEC source: 0000899243-19-021947 · doc4.xml · nonDerivative · entry 1 Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:07 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 35,000 | $10.89 | $381,150.00 |
DisclosureSEC source: 0000899243-19-021943 · doc4.xml · nonDerivative · entry 1 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,479,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:06 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 35,000 | $10.89 | $381,150.00 |
DisclosureSEC source: 0000899243-19-021941 · doc4.xml · nonDerivative · entry 1 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,479,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:06 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 35,000 | $10.89 | $381,150.00 |
DisclosureSEC source: 0000899243-19-021940 · doc4.xml · nonDerivative · entry 1 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,479,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:05 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 35,000 | $10.89 | $381,150.00 |
DisclosureSEC source: 0000899243-19-021937 · doc4.xml · nonDerivative · entry 1 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,479,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:05 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 35,000 | $10.89 | $381,150.00 |
DisclosureSEC source: 0000899243-19-021939 · doc4.xml · nonDerivative · entry 1 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,479,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:05 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 35,000 | $10.89 | $381,150.00 |
DisclosureSEC source: 0000899243-19-021936 · doc4.xml · nonDerivative · entry 1 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,479,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on August 14, 2019 were sold in multiple transactions at prices ranging from $10.81 to $11.17, inclusive, and the shares sold on August 15, 2019 were sold in multiple transactions at prices ranging from $10.02 to $10.71, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 20:31 UTC |
Dely Mark CChief Administrative Officer
|
Tax withholdingCommon Shares | 1,995 | $11.27 | $22,483.65 |
DisclosureSEC source: 0001179110-19-009341 · edgar.xml · nonDerivative · entry 1 Dely Mark C · CIK 0001565983 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,398 Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 7,125 | $11.23 | $80,013.75 |
DisclosureSEC source: 0000899243-19-020380 · doc4.xml · nonDerivative · entry 4 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 107,502 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 27,875 | $11.23 | $313,036.25 |
DisclosureSEC source: 0000899243-19-020380 · doc4.xml · nonDerivative · entry 2 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,514,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:17 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 7,125 | $11.23 | $80,013.75 |
DisclosureSEC source: 0000899243-19-020382 · doc4.xml · nonDerivative · entry 4 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 107,502 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:17 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 27,875 | $11.23 | $313,036.25 |
DisclosureSEC source: 0000899243-19-020382 · doc4.xml · nonDerivative · entry 2 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,514,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:16 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 7,125 | $11.23 | $80,013.75 |
DisclosureSEC source: 0000899243-19-020381 · doc4.xml · nonDerivative · entry 4 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 107,502 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:16 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 27,875 | $11.23 | $313,036.25 |
DisclosureSEC source: 0000899243-19-020381 · doc4.xml · nonDerivative · entry 2 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,514,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 7,125 | $11.23 | $80,013.75 |
DisclosureSEC source: 0000899243-19-020379 · doc4.xml · nonDerivative · entry 4 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 107,502 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 27,875 | $11.23 | $313,036.25 |
DisclosureSEC source: 0000899243-19-020379 · doc4.xml · nonDerivative · entry 2 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,514,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 7,125 | $11.23 | $80,013.75 |
DisclosureSEC source: 0000899243-19-020378 · doc4.xml · nonDerivative · entry 4 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 107,502 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 27,875 | $11.23 | $313,036.25 |
DisclosureSEC source: 0000899243-19-020378 · doc4.xml · nonDerivative · entry 2 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,514,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Barbara B. Baekgaard 2009 Grantor Retained Annuity TrustMember of a 10% owner group
|
SaleCommon Stock | 27,875 | $11.23 | $313,036.25 |
DisclosureSEC source: 0000899243-19-020377 · doc4.xml · nonDerivative · entry 2 Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,514,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Barbara Bradley Baekgaard Family FoundationMember of a 10% owner group
|
SaleCommon Stock | 7,125 | $11.23 | $80,013.75 |
DisclosureSEC source: 0000899243-19-020376 · doc4.xml · nonDerivative · entry 2 Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,502 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the reporting person on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 7,125 | $11.23 | $80,013.75 |
DisclosureSEC source: 0000899243-19-020375 · doc4.xml · nonDerivative · entry 4 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 107,502 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 27,875 | $11.23 | $313,036.25 |
DisclosureSEC source: 0000899243-19-020375 · doc4.xml · nonDerivative · entry 2 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,514,795 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on July 23, 2019 were sold in multiple transactions at prices ranging from $10.78 to $11.12, inclusive, and the shares sold on July 24, 2019 were sold in multiple transactions at prices ranging from $11.05 to $11.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.