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Nasdaq · USD

VRA

Vera Bradley, Inc.

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6817
SEC CIK
0001495320
Parsed reports
608

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202600
Aug 202600
Sep 202610
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2019 Filed Nov 14, 2019 21:16 UTC
Hall Robert JDirector · Member of a 10% owner group
SaleCommon Stock 32,614 $11.14 $363,319.96
Disclosure

SEC source: 0000899243-19-027273 · doc4.xml · nonDerivative · entry 2

Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,342,014

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 21:15 UTC
Ray Anne MarieMember of a 10% owner group
SaleCommon Stock 2,386 $11.14 $26,580.04
Disclosure

SEC source: 0000899243-19-027269 · doc4.xml · nonDerivative · entry 4

Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 68,222

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 21:15 UTC
Ray Anne MarieMember of a 10% owner group
SaleCommon Stock 32,614 $11.14 $363,319.96
Disclosure

SEC source: 0000899243-19-027269 · doc4.xml · nonDerivative · entry 2

Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,342,014

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 21:15 UTC SaleCommon Stock 2,386 $11.14 $26,580.04
Disclosure

SEC source: 0000899243-19-027270 · doc4.xml · nonDerivative · entry 2

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,222

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:15 UTC
Ray Michael C.Member of a 10% owner group
SaleCommon Stock 7,125 $11.42 $81,367.50
Disclosure

SEC source: 0000899243-19-027271 · doc4.xml · nonDerivative · entry 3

Ray Michael C. · CIK 0001503705 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 70,608

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:15 UTC
Ray Michael C.Member of a 10% owner group
SaleCommon Stock 27,875 $11.42 $318,332.50
Disclosure

SEC source: 0000899243-19-027271 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,374,628

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:20 UTC
Byrne James BradleyMember of a 10% owner group
SaleCommon Stock 7,125 $11.42 $81,367.50
Disclosure

SEC source: 0000899243-19-027274 · doc4.xml · nonDerivative · entry 3

Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 70,608

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:20 UTC
Byrne James BradleyMember of a 10% owner group
SaleCommon Stock 27,875 $11.42 $318,332.50
Disclosure

SEC source: 0000899243-19-027274 · doc4.xml · nonDerivative · entry 1

Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,374,628

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:22 UTC SaleCommon Stock 27,875 $11.42 $318,332.50
Disclosure

SEC source: 0000899243-19-027276 · doc4.xml · nonDerivative · entry 1

Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374,628

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:16 UTC
Hall Joan B.Member of a 10% owner group
SaleCommon Stock 7,125 $11.42 $81,367.50
Disclosure

SEC source: 0000899243-19-027272 · doc4.xml · nonDerivative · entry 3

Hall Joan B. · CIK 0001572032 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 70,608

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:16 UTC
Hall Joan B.Member of a 10% owner group
SaleCommon Stock 27,875 $11.42 $318,332.50
Disclosure

SEC source: 0000899243-19-027272 · doc4.xml · nonDerivative · entry 1

Hall Joan B. · CIK 0001572032 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,374,628

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:21 UTC
Byrne Thomas Farrell IIMember of a 10% owner group
SaleCommon Stock 7,125 $11.42 $81,367.50
Disclosure

SEC source: 0000899243-19-027275 · doc4.xml · nonDerivative · entry 3

Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 70,608

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:21 UTC
Byrne Thomas Farrell IIMember of a 10% owner group
SaleCommon Stock 27,875 $11.42 $318,332.50
Disclosure

SEC source: 0000899243-19-027275 · doc4.xml · nonDerivative · entry 1

Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,374,628

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:16 UTC
Hall Robert JDirector · Member of a 10% owner group
SaleCommon Stock 7,125 $11.42 $81,367.50
Disclosure

SEC source: 0000899243-19-027273 · doc4.xml · nonDerivative · entry 3

Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 70,608

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:16 UTC
Hall Robert JDirector · Member of a 10% owner group
SaleCommon Stock 27,875 $11.42 $318,332.50
Disclosure

SEC source: 0000899243-19-027273 · doc4.xml · nonDerivative · entry 1

Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,374,628

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:15 UTC
Ray Anne MarieMember of a 10% owner group
SaleCommon Stock 7,125 $11.42 $81,367.50
Disclosure

SEC source: 0000899243-19-027269 · doc4.xml · nonDerivative · entry 3

Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 70,608

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:15 UTC
Ray Anne MarieMember of a 10% owner group
SaleCommon Stock 27,875 $11.42 $318,332.50
Disclosure

SEC source: 0000899243-19-027269 · doc4.xml · nonDerivative · entry 1

Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,374,628

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:15 UTC SaleCommon Stock 7,125 $11.42 $81,367.50
Disclosure

SEC source: 0000899243-19-027270 · doc4.xml · nonDerivative · entry 1

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,608

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:05 UTC
Hall Robert JDirector · Member of a 10% owner group
SaleCommon Stock 7,125 $10.61 $75,596.25
Disclosure

SEC source: 0000899243-19-025855 · doc4.xml · nonDerivative · entry 4

Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 77,733

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:05 UTC
Hall Robert JDirector · Member of a 10% owner group
SaleCommon Stock 27,875 $10.61 $295,753.75
Disclosure

SEC source: 0000899243-19-025855 · doc4.xml · nonDerivative · entry 2

Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,402,503

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:08 UTC SaleCommon Stock 27,875 $10.61 $295,753.75
Disclosure

SEC source: 0000899243-19-025860 · doc4.xml · nonDerivative · entry 2

Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,402,503

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:07 UTC
Ray Michael C.Member of a 10% owner group
SaleCommon Stock 7,125 $10.61 $75,596.25
Disclosure

SEC source: 0000899243-19-025859 · doc4.xml · nonDerivative · entry 4

Ray Michael C. · CIK 0001503705 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 77,733

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:07 UTC
Ray Michael C.Member of a 10% owner group
SaleCommon Stock 27,875 $10.61 $295,753.75
Disclosure

SEC source: 0000899243-19-025859 · doc4.xml · nonDerivative · entry 2

Ray Michael C. · CIK 0001503705 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,402,503

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:06 UTC
Ray Anne MarieMember of a 10% owner group
SaleCommon Stock 7,125 $10.61 $75,596.25
Disclosure

SEC source: 0000899243-19-025858 · doc4.xml · nonDerivative · entry 4

Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 77,733

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:06 UTC
Ray Anne MarieMember of a 10% owner group
SaleCommon Stock 27,875 $10.61 $295,753.75
Disclosure

SEC source: 0000899243-19-025858 · doc4.xml · nonDerivative · entry 2

Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,402,503

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:06 UTC
Byrne James BradleyMember of a 10% owner group
SaleCommon Stock 7,125 $10.61 $75,596.25
Disclosure

SEC source: 0000899243-19-025857 · doc4.xml · nonDerivative · entry 4

Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 77,733

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:06 UTC
Byrne James BradleyMember of a 10% owner group
SaleCommon Stock 27,875 $10.61 $295,753.75
Disclosure

SEC source: 0000899243-19-025857 · doc4.xml · nonDerivative · entry 2

Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,402,503

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:06 UTC
Byrne Thomas Farrell IIMember of a 10% owner group
SaleCommon Stock 7,125 $10.61 $75,596.25
Disclosure

SEC source: 0000899243-19-025856 · doc4.xml · nonDerivative · entry 4

Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 77,733

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:06 UTC
Byrne Thomas Farrell IIMember of a 10% owner group
SaleCommon Stock 27,875 $10.61 $295,753.75
Disclosure

SEC source: 0000899243-19-025856 · doc4.xml · nonDerivative · entry 2

Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,402,503

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:05 UTC SaleCommon Stock 7,125 $10.61 $75,596.25
Disclosure

SEC source: 0000899243-19-025854 · doc4.xml · nonDerivative · entry 2

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,733

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:05 UTC
Hall Joan B.Member of a 10% owner group
SaleCommon Stock 7,125 $10.61 $75,596.25
Disclosure

SEC source: 0000899243-19-025853 · doc4.xml · nonDerivative · entry 4

Hall Joan B. · CIK 0001572032 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 77,733

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:05 UTC
Hall Joan B.Member of a 10% owner group
SaleCommon Stock 27,875 $10.61 $295,753.75
Disclosure

SEC source: 0000899243-19-025853 · doc4.xml · nonDerivative · entry 2

Hall Joan B. · CIK 0001572032 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,402,503

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:05 UTC
Hall Robert JDirector · Member of a 10% owner group
SaleCommon Stock 6,088 $10.91 $66,420.08
Disclosure

SEC source: 0000899243-19-025855 · doc4.xml · nonDerivative · entry 3

Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 84,858

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:05 UTC
Hall Robert JDirector · Member of a 10% owner group
SaleCommon Stock 28,912 $10.91 $315,429.92
Disclosure

SEC source: 0000899243-19-025855 · doc4.xml · nonDerivative · entry 1

Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,430,378

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:08 UTC SaleCommon Stock 28,912 $10.91 $315,429.92
Disclosure

SEC source: 0000899243-19-025860 · doc4.xml · nonDerivative · entry 1

Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430,378

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:07 UTC
Ray Michael C.Member of a 10% owner group
SaleCommon Stock 6,088 $10.91 $66,420.08
Disclosure

SEC source: 0000899243-19-025859 · doc4.xml · nonDerivative · entry 3

Ray Michael C. · CIK 0001503705 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 84,858

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:07 UTC
Ray Michael C.Member of a 10% owner group
SaleCommon Stock 28,912 $10.91 $315,429.92
Disclosure

SEC source: 0000899243-19-025859 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,430,378

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:06 UTC
Ray Anne MarieMember of a 10% owner group
SaleCommon Stock 6,088 $10.91 $66,420.08
Disclosure

SEC source: 0000899243-19-025858 · doc4.xml · nonDerivative · entry 3

Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 84,858

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:06 UTC
Ray Anne MarieMember of a 10% owner group
SaleCommon Stock 28,912 $10.91 $315,429.92
Disclosure

SEC source: 0000899243-19-025858 · doc4.xml · nonDerivative · entry 1

Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,430,378

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:06 UTC
Byrne James BradleyMember of a 10% owner group
SaleCommon Stock 6,088 $10.91 $66,420.08
Disclosure

SEC source: 0000899243-19-025857 · doc4.xml · nonDerivative · entry 3

Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 84,858

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:06 UTC
Byrne James BradleyMember of a 10% owner group
SaleCommon Stock 28,912 $10.91 $315,429.92
Disclosure

SEC source: 0000899243-19-025857 · doc4.xml · nonDerivative · entry 1

Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,430,378

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:06 UTC
Byrne Thomas Farrell IIMember of a 10% owner group
SaleCommon Stock 6,088 $10.91 $66,420.08
Disclosure

SEC source: 0000899243-19-025856 · doc4.xml · nonDerivative · entry 3

Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 84,858

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:06 UTC
Byrne Thomas Farrell IIMember of a 10% owner group
SaleCommon Stock 28,912 $10.91 $315,429.92
Disclosure

SEC source: 0000899243-19-025856 · doc4.xml · nonDerivative · entry 1

Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,430,378

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:05 UTC SaleCommon Stock 6,088 $10.91 $66,420.08
Disclosure

SEC source: 0000899243-19-025854 · doc4.xml · nonDerivative · entry 1

Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,858

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:05 UTC
Hall Joan B.Member of a 10% owner group
SaleCommon Stock 6,088 $10.91 $66,420.08
Disclosure

SEC source: 0000899243-19-025853 · doc4.xml · nonDerivative · entry 3

Hall Joan B. · CIK 0001572032 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 84,858

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:05 UTC
Hall Joan B.Member of a 10% owner group
SaleCommon Stock 28,912 $10.91 $315,429.92
Disclosure

SEC source: 0000899243-19-025853 · doc4.xml · nonDerivative · entry 1

Hall Joan B. · CIK 0001572032 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust

Disclosed balance after: 2,430,378

F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018.

F2 · price: The prices reported are weighted average prices. The shares sold on October 21, 2019 were sold in multiple transactions at prices ranging from $10.77 to $11.23, inclusive, and the shares sold on October 22, 2019 were sold in multiple transactions at prices ranging from $10.50 to $10.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 20:33 UTC
Ray Michael C.Member of a 10% owner group
GiftCommon Stock 11,900 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025102 · doc4.xml · nonDerivative · entry 2

Ray Michael C. · CIK 0001503705 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 90,946

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 20:33 UTC
Ray Michael C.Member of a 10% owner group
GiftCommon Stock 2,380 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025102 · doc4.xml · nonDerivative · entry 1

Ray Michael C. · CIK 0001503705 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 102,846

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares.

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October 02, 2019 Filed Oct 4, 2019 20:07 UTC
Hall Joan B.Member of a 10% owner group
GiftCommon Stock 11,900 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025090 · doc4.xml · nonDerivative · entry 2

Hall Joan B. · CIK 0001572032 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 90,946

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

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October 02, 2019 Filed Oct 4, 2019 20:07 UTC
Hall Joan B.Member of a 10% owner group
GiftCommon Stock 2,380 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025090 · doc4.xml · nonDerivative · entry 1

Hall Joan B. · CIK 0001572032 · Member of a 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation

Disclosed balance after: 102,846

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.