Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2020 Filed Mar 18, 2020 20:02 UTC |
McEvoy MatthewDirector
|
PurchaseCommon Shares | 22,037 | $4.23 | $93,216.51 |
DisclosureSEC source: 0001179110-20-003886 · edgar.xml · nonDerivative · entry 2 McEvoy Matthew · CIK 0001527507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,846 Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 20:02 UTC |
McEvoy MatthewDirector
|
PurchaseCommon Shares | 13,341 | $5.06 | $67,505.46 |
DisclosureSEC source: 0001179110-20-003886 · edgar.xml · nonDerivative · entry 1 McEvoy Matthew · CIK 0001527507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,809 Read SEC document |
| March 11, 2020 Filed Mar 15, 2021 20:08 UTC |
Dely Mark CChief Administrative Officer
|
SaleCommon Shares | 9,287 | $11.21 | $104,107.27 |
DisclosureSEC source: 0001179110-21-003411 · edgar.xml · nonDerivative · entry 1 Dely Mark C · CIK 0001565983 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,003 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.15 to $11.69. The reporting person undertakes to provide Vera Bradley, Inc., any security holder of Vera Bradley, Inc. or the staff of the Securities & Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 24, 2019 Filed Dec 30, 2019 21:17 UTC |
Miller Patricia R.Director · 10% owner
|
PurchaseCommon Shares | 883,340 | $11.73 | $10,361,578.20 |
DisclosureSEC source: 0001179110-19-013188 · edgar.xml · nonDerivative · entry 4 Miller Patricia R. · CIK 0001503297 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907,467 F5 · price: The shares reported as purchased in this row were previously held by the Patricia R. Miller 2007 Family Trust. On December 24, 2019, the trust transferred these shares to the reporting person in exchange for the substitution of property of equal value. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership. Read SEC document |
| December 24, 2019 Filed Dec 30, 2019 21:17 UTC |
Miller Patricia R.Director · 10% owner
|
SaleCommon Shares | 883,340 | $11.73 | $10,361,578.20 |
DisclosureSEC source: 0001179110-19-013188 · edgar.xml · nonDerivative · entry 1 Miller Patricia R. · CIK 0001503297 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The shares reported as sold in this row were previously held by the Patricia R. Miller 2007 Family Trust. On December 24, 2019, the trust transferred these shares to the reporting person in exchange for the substitution of property of equal value. The reporting person is reporting this transaction in the event that it is considered a sale transaction as opposed to a mere change in form of beneficial ownership. F1 · ownership.nature: Shares reported in column 5 represent shares previously held by the Patricia R. Miller 2007 Family Trust. P. Michael Miller and Patricia R. Miller are husband and wife. P. Michael Miller is the trustee of the Patricia R. Miller 2007 Family Trust. Read SEC document |
| December 24, 2019 Filed Dec 30, 2019 21:17 UTC |
Miller P. MichaelDirector · 10% owner
|
PurchaseCommon Shares | 883,340 | $11.73 | $10,361,578.20 |
DisclosureSEC source: 0001179110-19-013189 · edgar.xml · nonDerivative · entry 3 Miller P. Michael · CIK 0001503783 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,907,467 F5 · price: The shares reported as purchased in this row were previously held by the Patricia R. Miller 2007 Family Trust. On December 24, 2019, the trust transferred these shares to the reporting person's spouse in exchange for the substitution of property of equal value. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership. F3 · ownership.nature: Shares reported in column 5 represent shares held by Patricia R. Miller. P. Michael Miller and Patricia R. Miller are husband and wife. Read SEC document |
| December 24, 2019 Filed Dec 30, 2019 21:17 UTC |
Miller P. MichaelDirector · 10% owner
|
SaleCommon Shares | 883,340 | $11.73 | $10,361,578.20 |
DisclosureSEC source: 0001179110-19-013189 · edgar.xml · nonDerivative · entry 1 Miller P. Michael · CIK 0001503783 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The shares reported as sold in this row were previously held by the Patricia R. Miller 2007 Family Trust. On December 24, 2019, the trust transferred these shares to the reporting person's spouse in exchange for the substitution of property of equal value. The reporting person is reporting this transaction in the event that it is considered a sale transaction as opposed to a mere change in form of beneficial ownership. F1 · ownership.nature: Shares reported in column 5 represent shares previously held by the Patricia R. Miller 2007 Family Trust. P. Michael Miller is the trustee of the Patricia R. Miller 2007 Family Trust. Read SEC document |
| December 24, 2019 Filed Jan 16, 2020 21:17 UTC Amendment |
Miller Patricia R.10% owner
|
PurchaseCommon Shares | 883,340 | $11.73 | $10,361,578.20 |
DisclosureSEC source: 0001179110-20-000616 · edgar.xml · nonDerivative · entry 4 Miller Patricia R. · CIK 0001503297 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900,978 F5 · price: The shares reported as purchased in this row were previously held by the Patricia R. Miller 2007 Family Trust. On December 24, 2019, the trust transferred these shares to the reporting person in exchange for the substitution of property of equal value. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership. F6 · balance_after: This amendment to Form 4 is filed to reflect the reporting person's retirement from Vera Bradley, Inc.'s Board of Directors, effective August 30, 2019, including the forfeiture of 6,489 restricted stock units as a result of the reporting person's retirement. Read SEC document |
| December 24, 2019 Filed Jan 16, 2020 21:17 UTC Amendment |
Miller Patricia R.10% owner
|
SaleCommon Shares | 883,340 | $11.73 | $10,361,578.20 |
DisclosureSEC source: 0001179110-20-000616 · edgar.xml · nonDerivative · entry 1 Miller Patricia R. · CIK 0001503297 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The shares reported as sold in this row were previously held by the Patricia R. Miller 2007 Family Trust. On December 24, 2019, the trust transferred these shares to the reporting person in exchange for the substitution of property of equal value. The reporting person is reporting this transaction in the event that it is considered a sale transaction as opposed to a mere change in form of beneficial ownership. F1 · ownership.nature: Shares reported in column 5 represent shares previously held by the Patricia R. Miller 2007 Family Trust. P. Michael Miller and Patricia R. Miller are husband and wife. P. Michael Miller is the trustee of the Patricia R. Miller 2007 Family Trust. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 21:05 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
GiftCommon Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-029936 · doc4.xml · nonDerivative · entry 1 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Joan Byrne Hall Revocable Trust Disclosed balance after: 248,221 Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 21:05 UTC |
Hall Joan B.Member of a 10% owner group
|
GiftCommon Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-029935 · doc4.xml · nonDerivative · entry 1 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Joan Byrne Hall Revocable Trust Disclosed balance after: 248,221 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:16 UTC |
Schmults Edward MDirector
|
SaleCommon Shares | 10,280 | $11.15 | $114,622.00 |
DisclosureSEC source: 0001179110-19-012895 · edgar.xml · nonDerivative · entry 1 Schmults Edward M · CIK 0001291242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,676 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.24, inclusive. The reporting person undertakes to provide to Vera Bradley, Inc., any security holder of Vera Bradley, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:06 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 4,562 | $10.73 | $48,950.26 |
DisclosureSEC source: 0000899243-19-028470 · doc4.xml · nonDerivative · entry 4 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 63,369 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:06 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 30,438 | $10.73 | $326,599.74 |
DisclosureSEC source: 0000899243-19-028470 · doc4.xml · nonDerivative · entry 2 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,276,867 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:05 UTC |
Barbara B. Baekgaard 2009 Grantor Retained Annuity TrustMember of a 10% owner group
|
SaleCommon Stock | 30,438 | $10.73 | $326,599.74 |
DisclosureSEC source: 0000899243-19-028468 · doc4.xml · nonDerivative · entry 2 Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,276,867 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:08 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 4,562 | $10.73 | $48,950.26 |
DisclosureSEC source: 0000899243-19-028476 · doc4.xml · nonDerivative · entry 4 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 63,369 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:08 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 30,438 | $10.73 | $326,599.74 |
DisclosureSEC source: 0000899243-19-028476 · doc4.xml · nonDerivative · entry 2 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,276,867 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:07 UTC |
Barbara Bradley Baekgaard Family FoundationMember of a 10% owner group
|
SaleCommon Stock | 4,562 | $10.73 | $48,950.26 |
DisclosureSEC source: 0000899243-19-028474 · doc4.xml · nonDerivative · entry 2 Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,369 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:07 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 4,562 | $10.73 | $48,950.26 |
DisclosureSEC source: 0000899243-19-028473 · doc4.xml · nonDerivative · entry 4 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 63,369 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:07 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 30,438 | $10.73 | $326,599.74 |
DisclosureSEC source: 0000899243-19-028473 · doc4.xml · nonDerivative · entry 2 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,276,867 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:06 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 4,562 | $10.73 | $48,950.26 |
DisclosureSEC source: 0000899243-19-028471 · doc4.xml · nonDerivative · entry 4 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 63,369 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:06 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 30,438 | $10.73 | $326,599.74 |
DisclosureSEC source: 0000899243-19-028471 · doc4.xml · nonDerivative · entry 2 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,276,867 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:05 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 4,562 | $10.73 | $48,950.26 |
DisclosureSEC source: 0000899243-19-028469 · doc4.xml · nonDerivative · entry 4 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 63,369 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:05 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 30,438 | $10.73 | $326,599.74 |
DisclosureSEC source: 0000899243-19-028469 · doc4.xml · nonDerivative · entry 2 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,276,867 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:05 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 4,562 | $10.73 | $48,950.26 |
DisclosureSEC source: 0000899243-19-028467 · doc4.xml · nonDerivative · entry 4 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 63,369 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:05 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 30,438 | $10.73 | $326,599.74 |
DisclosureSEC source: 0000899243-19-028467 · doc4.xml · nonDerivative · entry 2 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,276,867 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:06 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 291 | $10.73 | $3,122.43 |
DisclosureSEC source: 0000899243-19-028470 · doc4.xml · nonDerivative · entry 3 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 67,931 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:06 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 34,709 | $10.73 | $372,427.57 |
DisclosureSEC source: 0000899243-19-028470 · doc4.xml · nonDerivative · entry 1 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,307,305 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:05 UTC |
Barbara B. Baekgaard 2009 Grantor Retained Annuity TrustMember of a 10% owner group
|
SaleCommon Stock | 34,709 | $10.73 | $372,427.57 |
DisclosureSEC source: 0000899243-19-028468 · doc4.xml · nonDerivative · entry 1 Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,307,305 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:08 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 291 | $10.73 | $3,122.43 |
DisclosureSEC source: 0000899243-19-028476 · doc4.xml · nonDerivative · entry 3 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 67,931 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:08 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 34,709 | $10.73 | $372,427.57 |
DisclosureSEC source: 0000899243-19-028476 · doc4.xml · nonDerivative · entry 1 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,307,305 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:07 UTC |
Barbara Bradley Baekgaard Family FoundationMember of a 10% owner group
|
SaleCommon Stock | 291 | $10.73 | $3,122.43 |
DisclosureSEC source: 0000899243-19-028474 · doc4.xml · nonDerivative · entry 1 Barbara Bradley Baekgaard Family Foundation · CIK 0001652412 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,931 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:07 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 291 | $10.73 | $3,122.43 |
DisclosureSEC source: 0000899243-19-028473 · doc4.xml · nonDerivative · entry 3 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 67,931 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:07 UTC |
Ray Anne MarieMember of a 10% owner group
|
SaleCommon Stock | 34,709 | $10.73 | $372,427.57 |
DisclosureSEC source: 0000899243-19-028473 · doc4.xml · nonDerivative · entry 1 Ray Anne Marie · CIK 0001645770 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,307,305 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:06 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 291 | $10.73 | $3,122.43 |
DisclosureSEC source: 0000899243-19-028471 · doc4.xml · nonDerivative · entry 3 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 67,931 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:06 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 34,709 | $10.73 | $372,427.57 |
DisclosureSEC source: 0000899243-19-028471 · doc4.xml · nonDerivative · entry 1 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,307,305 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:05 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 291 | $10.73 | $3,122.43 |
DisclosureSEC source: 0000899243-19-028469 · doc4.xml · nonDerivative · entry 3 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 67,931 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:05 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 34,709 | $10.73 | $372,427.57 |
DisclosureSEC source: 0000899243-19-028469 · doc4.xml · nonDerivative · entry 1 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,307,305 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:05 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 291 | $10.73 | $3,122.43 |
DisclosureSEC source: 0000899243-19-028467 · doc4.xml · nonDerivative · entry 3 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 67,931 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:05 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 34,709 | $10.73 | $372,427.57 |
DisclosureSEC source: 0000899243-19-028467 · doc4.xml · nonDerivative · entry 1 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,307,305 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:15 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 2,386 | $11.14 | $26,580.04 |
DisclosureSEC source: 0000899243-19-027271 · doc4.xml · nonDerivative · entry 4 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 68,222 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:15 UTC |
Ray Michael C.Member of a 10% owner group
|
SaleCommon Stock | 32,614 | $11.14 | $363,319.96 |
DisclosureSEC source: 0000899243-19-027271 · doc4.xml · nonDerivative · entry 2 Ray Michael C. · CIK 0001503705 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,342,014 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:20 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 2,386 | $11.14 | $26,580.04 |
DisclosureSEC source: 0000899243-19-027274 · doc4.xml · nonDerivative · entry 4 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 68,222 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:20 UTC |
Byrne James BradleyMember of a 10% owner group
|
SaleCommon Stock | 32,614 | $11.14 | $363,319.96 |
DisclosureSEC source: 0000899243-19-027274 · doc4.xml · nonDerivative · entry 2 Byrne James Bradley · CIK 0001629298 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,342,014 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:22 UTC |
Barbara B. Baekgaard 2009 Grantor Retained Annuity TrustMember of a 10% owner group
|
SaleCommon Stock | 32,614 | $11.14 | $363,319.96 |
DisclosureSEC source: 0000899243-19-027276 · doc4.xml · nonDerivative · entry 2 Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust · CIK 0001571395 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342,014 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:16 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 2,386 | $11.14 | $26,580.04 |
DisclosureSEC source: 0000899243-19-027272 · doc4.xml · nonDerivative · entry 4 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 68,222 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:16 UTC |
Hall Joan B.Member of a 10% owner group
|
SaleCommon Stock | 32,614 | $11.14 | $363,319.96 |
DisclosureSEC source: 0000899243-19-027272 · doc4.xml · nonDerivative · entry 2 Hall Joan B. · CIK 0001572032 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,342,014 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:21 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 2,386 | $11.14 | $26,580.04 |
DisclosureSEC source: 0000899243-19-027275 · doc4.xml · nonDerivative · entry 4 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 68,222 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:21 UTC |
Byrne Thomas Farrell IIMember of a 10% owner group
|
SaleCommon Stock | 32,614 | $11.14 | $363,319.96 |
DisclosureSEC source: 0000899243-19-027275 · doc4.xml · nonDerivative · entry 2 Byrne Thomas Farrell II · CIK 0001629212 · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Disclosed balance after: 2,342,014 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:16 UTC |
Hall Robert JDirector · Member of a 10% owner group
|
SaleCommon Stock | 2,386 | $11.14 | $26,580.04 |
DisclosureSEC source: 0000899243-19-027273 · doc4.xml · nonDerivative · entry 4 Hall Robert J · CIK 0001504073 · Director · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Barbara Bradley Baekgaard Family Foundation Disclosed balance after: 68,222 F1 · shares: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. F2 · price: The prices reported are weighted average prices. The shares sold on November 12, 2019 were sold in multiple transactions at prices ranging from $11.26 to $11.69, inclusive, and the shares sold on November 13, 2019 were sold in multiple transactions at prices ranging from $10.98 to $11.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.