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Nasdaq · USD

VOR

Vor Biopharma Inc.

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4763
SEC CIK
0001817229
Parsed reports
211

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026015
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2023 Filed Sep 6, 2023 20:29 UTC
Chakraborty TirthaChief Scientific Officer
Tax withholdingCommon Stock 5,576 $2.67 $14,887.92
Disclosure

SEC source: 0001209191-23-048385 · doc4.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,828

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:28 UTC
ANG ROBERTDirector · President and CEO
Tax withholdingCommon Stock 12,657 $2.67 $33,794.19
Disclosure

SEC source: 0001209191-23-048384 · doc4.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,286

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:37 UTC
Jorgensen Nathan D.Chief Financial Officer
Tax withholdingCommon Stock 834 $2.67 $2,226.78
Disclosure

SEC source: 0001209191-23-045192 · doc4.xml · nonDerivative · entry 1

Jorgensen Nathan D. · CIK 0001842523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,791

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:38 UTC
Chakraborty TirthaChief Scientific Officer
Tax withholdingCommon Stock 875 $2.67 $2,336.25
Disclosure

SEC source: 0001209191-23-045196 · doc4.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,404

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:31 UTC
Attar Eyal C.Chief Medical Officer
Tax withholdingCommon Stock 999 $2.67 $2,667.33
Disclosure

SEC source: 0001209191-23-045181 · doc4.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,532

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:29 UTC
ANG ROBERTDirector · President and CEO
Tax withholdingCommon Stock 2,361 $2.67 $6,303.87
Disclosure

SEC source: 0001209191-23-045177 · doc4.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,943

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
May 26, 2023 Filed Jun 2, 2023 22:09 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-23-067669 · tm2317680-2_4seq1.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 26, 2024 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

F1 · ownership.nature: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 26, 2024 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Under Mr. Resnick's arrangement with the Adviser, Mr. Resnick holds the option for the benefit of the Fund and the Nexus Fund. Mr. Resnick is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

Read SEC document
May 26, 2023 Filed Jun 2, 2023 20:39 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001209191-23-033824 · doc4.xml · derivative · entry 1

Resnick Joshua · CIK 0001690959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 26, 2024 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund") and the RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received from the option, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

Read SEC document
May 26, 2023 Filed Jun 2, 2023 20:38 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001209191-23-033818 · doc4.xml · derivative · entry 1

Patterson Matthew R · CIK 0001401018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 26, 2024 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
May 26, 2023 Filed Jun 2, 2023 20:36 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001209191-23-033810 · doc4.xml · derivative · entry 1

Lubner David Charles · CIK 0001572000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 26, 2024 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
May 26, 2023 Filed Jun 2, 2023 20:34 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001209191-23-033803 · doc4.xml · derivative · entry 1

Lundberg Sven Ante · CIK 0001682126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 26, 2024 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
May 26, 2023 Filed Jun 2, 2023 20:33 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001209191-23-033794 · doc4.xml · derivative · entry 1

Beckman Daniella · CIK 0001513422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 26, 2024 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
May 08, 2023 Filed May 10, 2023 20:16 UTC
Jorgensen Nathan D.Chief Financial Officer
Tax withholdingCommon Stock 834 $4.14 $3,452.76
Disclosure

SEC source: 0001209191-23-028462 · doc4.xml · nonDerivative · entry 1

Jorgensen Nathan D. · CIK 0001842523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,625

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
May 08, 2023 Filed May 10, 2023 20:19 UTC
ANG ROBERTDirector · President and CEO
Tax withholdingCommon Stock 2,361 $4.14 $9,774.54
Disclosure

SEC source: 0001209191-23-028473 · doc4.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698,304

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
May 08, 2023 Filed May 10, 2023 20:18 UTC
Chakraborty TirthaChief Scientific Officer
Tax withholdingCommon Stock 875 $4.14 $3,622.50
Disclosure

SEC source: 0001209191-23-028466 · doc4.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,279

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
May 08, 2023 Filed May 10, 2023 20:14 UTC
Attar Eyal C.Chief Medical Officer
Tax withholdingCommon Stock 969 $4.14 $4,011.66
Disclosure

SEC source: 0001209191-23-028458 · doc4.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,531

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:35 UTC
Jorgensen Nathan D.Chief Financial Officer
Tax withholdingCommon Stock 6,310 $5.51 $34,768.10
Disclosure

SEC source: 0001209191-23-014918 · doc4.xml · nonDerivative · entry 1

Jorgensen Nathan D. · CIK 0001842523 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,459

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:39 UTC
ANG ROBERTDirector · President and CEO
Tax withholdingCommon Stock 12,657 $5.51 $69,740.07
Disclosure

SEC source: 0001209191-23-014923 · doc4.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,665

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:37 UTC
Chakraborty TirthaChief Scientific Officer
Tax withholdingCommon Stock 5,576 $5.51 $30,723.76
Disclosure

SEC source: 0001209191-23-014921 · doc4.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,154

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:22 UTC
Jorgensen Nathan D.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 91,000 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001209191-23-007782 · doc4.xml · derivative · entry 2

Jorgensen Nathan D. · CIK 0001842523 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,000

Underlying: Common Stock · 91,000 shares

Expires 2033-02-05

F2 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 6, 2023, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:22 UTC
Jorgensen Nathan D.Chief Financial Officer
GrantCommon Stock 45,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007782 · doc4.xml · nonDerivative · entry 1

Jorgensen Nathan D. · CIK 0001842523 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,769

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest over four years in equal quarterly installments beginning February 6, 2023, subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:28 UTC
ANG ROBERTDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 257,500 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001209191-23-007794 · doc4.xml · derivative · entry 2

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,500

Underlying: Common Stock · 257,500 shares

Expires 2033-02-05

F2 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 6, 2023, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:28 UTC
ANG ROBERTDirector · President and CEO
GrantCommon Stock 128,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007794 · doc4.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,322

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest over four years in equal quarterly installments beginning February 6, 2023, subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:23 UTC
Attar Eyal C.Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 109,000 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001209191-23-007787 · doc4.xml · derivative · entry 2

Attar Eyal C. · CIK 0001789076 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,000

Underlying: Common Stock · 109,000 shares

Expires 2033-02-05

F2 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 6, 2023, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:23 UTC
Attar Eyal C.Chief Medical Officer
GrantCommon Stock 54,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007787 · doc4.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest over four years in equal quarterly installments beginning February 6, 2023, subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:18 UTC
Chakraborty TirthaChief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 95,500 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001209191-23-007777 · doc4.xml · derivative · entry 2

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,500

Underlying: Common Stock · 95,500 shares

Expires 2033-02-05

F3 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 6, 2023, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:18 UTC
Chakraborty TirthaChief Scientific Officer
GrantCommon Stock 47,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007777 · doc4.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,730

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest over four years in equal quarterly installments beginning February 6, 2023, subject to the Reporting Person's continued service as of each such date.

F2 · balance_after: Includes 3,000 shares acquired under the Issuer's 2021 Employee Stock Purchase Plan on November 15, 2022.

Read SEC document
December 09, 2022 Filed Dec 9, 2022 21:32 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantCommon Stock 11,627,907 $4.30 $50,000,000.10
Disclosure

SEC source: 0001104659-22-125894 · tm2232370-1_4seq1.xml · nonDerivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,923,554

F1 · price: Acquired from the Issuer pursuant to the Securities Purchase Agreement dated December 7, 2022.

F2 · balance_after: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 20:24 UTC
Attar Eyal C.Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 364,000 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001209191-22-053463 · doc4.xml · derivative · entry 1

Attar Eyal C. · CIK 0001789076 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,000

Underlying: Common Stock · 364,000 shares

Expires 2032-10-10

F1 · derivative.exercise_date: 1/4th of the shares underlying the option vest on October 11, 2023, with the remainder vesting in equal monthly installments over 3 years, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:18 UTC
ANG ROBERTDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 172,500 $0.00 Strike: $4.97 $0.00
Disclosure

SEC source: 0001209191-22-050071 · doc4.xml · derivative · entry 2

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,500

Underlying: Common Stock · 172,500 shares

Expires 2032-09-12

F2 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 24 successive equal monthly installments beginning on October 1, 2022, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:18 UTC
ANG ROBERTDirector · President and CEO
GrantCommon Stock 172,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050071 · doc4.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,572

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest in four equal installments on each of March 1, 2023, September 1, 2023, March 1, 2024 and September 1, 2024, in each case, subject to the Reporting Person's continued service as of each such date.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:14 UTC
Jorgensen Nathan D.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 86,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0001209191-22-048724 · doc4.xml · derivative · entry 2

Jorgensen Nathan D. · CIK 0001842523 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Underlying: Common Stock · 86,000 shares

Expires 2032-08-31

F2 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 24 successive equal monthly installments beginning on October 1, 2022, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:14 UTC
Jorgensen Nathan D.Chief Financial Officer
GrantCommon Stock 86,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048724 · doc4.xml · nonDerivative · entry 1

Jorgensen Nathan D. · CIK 0001842523 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,269

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest in four equal installments on each of March 1, 2023, September 1, 2023, March 1, 2024 and September 1, 2024, in each case, subject to the Reporting Person's continued service as of each such date.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:17 UTC
Chakraborty TirthaChief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 76,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0001209191-22-048730 · doc4.xml · derivative · entry 2

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 76,000 shares

Expires 2032-08-31

F2 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 24 successive equal monthly installments beginning on October 1, 2022, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:17 UTC
Chakraborty TirthaChief Scientific Officer
GrantCommon Stock 76,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048730 · doc4.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,980

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest in four equal installments on each of March 1, 2023, September 1, 2023, March 1, 2024 and September 1, 2024, in each case, subject to the Reporting Person's continued service as of each such date.

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June 14, 2022 Filed Jun 16, 2022 21:12 UTC GrantStock Option (right to buy) · Derivative 16,911 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-22-037522 · doc4.xml · derivative · entry 1

Resnick Joshua · CIK 0001690959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,911

Underlying: Common Stock · 16,911 shares

Expires 2032-06-13

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 14, 2023 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 14, 2022 Filed Jun 16, 2022 21:11 UTC GrantStock Option (right to buy) · Derivative 16,911 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-22-037519 · doc4.xml · derivative · entry 1

Patterson Matthew R · CIK 0001401018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,911

Underlying: Common Stock · 16,911 shares

Expires 2032-06-13

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 14, 2023 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 14, 2022 Filed Jun 16, 2022 21:09 UTC
PARMAR KUSHDirector · 10% owner
GrantStock Option (right to buy) · Derivative 16,911 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-22-037516 · doc4.xml · derivative · entry 1

PARMAR KUSH · CIK 0001664281 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,911

Underlying: Common Stock · 16,911 shares

Expires 2032-06-13

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 14, 2023 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 14, 2022 Filed Jun 16, 2022 21:07 UTC GrantStock Option (right to buy) · Derivative 16,911 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-22-037512 · doc4.xml · derivative · entry 1

Lundberg Sven Ante · CIK 0001682126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,911

Underlying: Common Stock · 16,911 shares

Expires 2032-06-13

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 14, 2023 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 14, 2022 Filed Jun 16, 2022 21:05 UTC GrantStock Option (right to buy) · Derivative 16,911 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-22-037501 · doc4.xml · derivative · entry 1

Lubner David Charles · CIK 0001572000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,911

Underlying: Common Stock · 16,911 shares

Expires 2032-06-13

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 14, 2023 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 14, 2022 Filed Jun 16, 2022 21:03 UTC GrantStock Option (right to buy) · Derivative 16,911 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-22-037495 · doc4.xml · derivative · entry 1

Beckman Daniella · CIK 0001513422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,911

Underlying: Common Stock · 16,911 shares

Expires 2032-06-13

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 14, 2023 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 14, 2022 Filed Jun 17, 2022 20:30 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 16,911 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001104659-22-072420 · tm2218775-1_4seq1.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,911

Underlying: Common Stock · 16,911 shares

Expires 2032-06-13

F2 · derivative.exercise_date: This option was granted to Joshua Resnick, a Managing Director of the Adviser who serves on the Issuer's board of directors, pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 14, 2023 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to Mr. Resnick's continued service as a director through such date.

F1 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

F2 · ownership.nature: This option was granted to Joshua Resnick, a Managing Director of the Adviser who serves on the Issuer's board of directors, pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 14, 2023 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to Mr. Resnick's continued service as a director through such date.

F3 · ownership.nature: Under Mr. Resnick's arrangement with the Adviser, Mr. Resnick holds the option for the benefit of the Fund and the Nexus Fund. Mr. Resnick is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

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February 01, 2022 Filed Feb 3, 2022 21:32 UTC
Jorgensen Nathan D.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 135,000 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001209191-22-006802 · doc4.xml · derivative · entry 1

Jorgensen Nathan D. · CIK 0001842523 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: This option vests over four years in equal monthly installments beginning on February 1, 2022.

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February 01, 2022 Filed Feb 3, 2022 16:36 UTC
Slapak ChristopherChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 116,000 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001209191-22-006810 · doc4.xml · derivative · entry 1

Slapak Christopher · CIK 0001841150 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Underlying: Common Stock · 116,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: This option vests over four years in equal monthly installments beginning on February 1, 2022.

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February 01, 2022 Filed Feb 3, 2022 21:28 UTC
Chakraborty TirthaChief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 101,000 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001209191-22-006795 · doc4.xml · derivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock · 101,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: This option vests over four years in equal monthly installments beginning on February 1, 2022.

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February 01, 2022 Filed Feb 3, 2022 21:25 UTC
ANG ROBERTDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 376,000 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001209191-22-006790 · doc4.xml · derivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,000

Underlying: Common Stock · 376,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: This option vests over four years in equal monthly installments beginning on February 1, 2022.

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November 16, 2021 Filed Nov 19, 2021 01:14 UTC SaleCommon Stock 91,836 $15.30 $1,405,090.80
Disclosure

SEC source: 0001209191-21-065661 · doc4.xml · nonDerivative · entry 2

5AM Ventures VI, L.P. · CIK 0001753037 · 10% owner

5AM Partners VI, LLC · CIK 0001829051 · 10% owner

5AM Opportunities I, L.P. · CIK 0001753000 · 10% owner

5AM Opportunities I (GP), LLC · CIK 0001790778 · 10% owner

Schwab Andrew J. · CIK 0001598549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,766,634

F2 · ownership.nature: The shares are directly held by 5AM Opportunities I, L.P ("Opportunities LP"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities LP. Andrew J. Schwab and Dr. Kush Parmar are the managing members of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities LP. Each of Opportunities GP and Mr. Schwab disclaims beneficial ownership of the shares of Common Stock held directly by Opportunities LP, except to the extent of its or his pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.

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November 16, 2021 Filed Nov 19, 2021 01:14 UTC SaleCommon Stock 238,870 $15.30 $3,654,711.00
Disclosure

SEC source: 0001209191-21-065661 · doc4.xml · nonDerivative · entry 1

5AM Ventures VI, L.P. · CIK 0001753037 · 10% owner

5AM Partners VI, LLC · CIK 0001829051 · 10% owner

5AM Opportunities I, L.P. · CIK 0001753000 · 10% owner

5AM Opportunities I (GP), LLC · CIK 0001790778 · 10% owner

Schwab Andrew J. · CIK 0001598549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,595,089

F1 · ownership.nature: The shares are directly held by 5AM Ventures VI, L.P. ("Ventures VI"). 5AM Partners VI, LLC ("Partners VI") is the sole general partner of Ventures VI. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Partners VI and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VI. Each of Partners VI and Mr. Schwab disclaims beneficial ownership of the shares of Common Stock held directly by Ventures VI, except to the extent of its or his pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.

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November 16, 2021 Filed Nov 19, 2021 01:10 UTC
PARMAR KUSHDirector · 10% owner
SaleCommon Stock 91,836 $15.30 $1,405,090.80
Disclosure

SEC source: 0001209191-21-065656 · doc4.xml · nonDerivative · entry 2

PARMAR KUSH · CIK 0001664281 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,766,634

F2 · ownership.nature: The shares are directly held by 5AM Opportunities I, L.P. 5AM Opportunities I (GP), LLC is the general partner of 5AM Opportunities I, L.P. The Reporting Person is a managing member of 5AM Opportunities I (GP), LLC, and may be deemed to share voting and dispositive power over the shares held by 5AM Opportunities I, L.P. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.

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November 16, 2021 Filed Nov 19, 2021 01:10 UTC
PARMAR KUSHDirector · 10% owner
SaleCommon Stock 238,870 $15.30 $3,654,711.00
Disclosure

SEC source: 0001209191-21-065656 · doc4.xml · nonDerivative · entry 1

PARMAR KUSH · CIK 0001664281 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,595,089

F1 · ownership.nature: The shares are directly held by 5AM Ventures VI, L.P. 5AM Partners VI, LLC is the general partner of 5AM Ventures VI, L.P. The Reporting Person is a managing member of 5AM Partners VI, LLC, and may be deemed to share voting and dispositive power over the shares held by 5AM Ventures VI, L.P. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.