Tapewire

Nasdaq · USD

VOR

Vor Biopharma Inc.

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Tapewire entity
4763
SEC CIK
0001817229
Parsed reports
211

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026015
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2025 Filed Sep 15, 2025 17:17 UTC
Hoffman Reid10% owner
SaleCommon Stock 300,000 $1.75 $526,230.00
Disclosure

SEC source: 0002050755-25-000007 · form4-09152025_090921.xml · nonDerivative · entry 2

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,628,487

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.73 to $1.85. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 17:17 UTC
Hoffman Reid10% owner
SaleCommon Stock 284,805 $1.83 $521,420.99
Disclosure

SEC source: 0002050755-25-000007 · form4-09152025_090921.xml · nonDerivative · entry 1

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,928,487

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.81 to $1.855. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2025 Filed Sep 10, 2025 20:27 UTC
Hoffman Reid10% owner
SaleCommon Stock 350,000 $1.82 $635,285.00
Disclosure

SEC source: 0001415889-25-024198 · form4-09112025_120901.xml · nonDerivative · entry 3

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,213,292

F4 · price: This transaction was executed in multiple trades at prices ranging from $1.80 to $1.935. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 20:27 UTC
Hoffman Reid10% owner
SaleCommon Stock 449,226 $2.00 $898,631.69
Disclosure

SEC source: 0001415889-25-024198 · form4-09112025_120901.xml · nonDerivative · entry 2

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,563,292

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.97 to $2.03. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 16:10 UTC GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001415889-25-024086 · form4-09102025_040901.xml · derivative · entry 1

Reed Sarah Burgess · CIK 0002085062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-09-07

F1 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 36 successive equal monthly installments beginning on September 8, 2025, in each case subject to the Reporting Person's continued service as of each such date.

F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund") and the RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received from the option, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:27 UTC
Hoffman Reid10% owner
SaleCommon Stock 464,421 $1.99 $924,058.46
Disclosure

SEC source: 0001415889-25-024198 · form4-09112025_120901.xml · nonDerivative · entry 1

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,012,518

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.97 to $2.01. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:15 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001415889-25-024087 · form4-09102025_040901.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-09-07

F1 · derivative.exercise_date: This option was granted to Sarah Reed pursuant to the Issuer's non-employee director compensation policy. The shares shall vest and become exercisable in a series of 36 successive equal monthly installments beginning on September 8, 2025, in each case subject to Ms. Reed's continued service as of each such date.

F1 · ownership.nature: This option was granted to Sarah Reed pursuant to the Issuer's non-employee director compensation policy. The shares shall vest and become exercisable in a series of 36 successive equal monthly installments beginning on September 8, 2025, in each case subject to Ms. Reed's continued service as of each such date.

F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. Each of the Adviser, the Adviser GP, the Fund, the Nexus Fund, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of its or his respective pecuniary interest therein.

F3 · ownership.nature: Under Ms. Reed's arrangement with the Adviser, Ms. Reed holds the option for the benefit of the Fund and the Nexus Fund. Ms. Reed is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

Read SEC document
September 05, 2025 Filed Sep 5, 2025 18:51 UTC
Hoffman Reid10% owner
SaleCommon Stock 400,000 $1.97 $787,280.00
Disclosure

SEC source: 0001415889-25-023821 · form4-09052025_100921.xml · nonDerivative · entry 3

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,476,939

F4 · price: This transaction was executed in multiple trades at prices ranging from $1.935 to $1.995. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 18:51 UTC
Hoffman Reid10% owner
SaleCommon Stock 453,016 $1.93 $873,641.36
Disclosure

SEC source: 0001415889-25-023821 · form4-09052025_100921.xml · nonDerivative · entry 2

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,876,939

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.91 to $2.005. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 18:51 UTC
Hoffman Reid10% owner
SaleCommon Stock 554,612 $2.00 $1,107,061.01
Disclosure

SEC source: 0001415889-25-023821 · form4-09052025_100921.xml · nonDerivative · entry 1

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,329,955

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.99 to $2.01. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 18:05 UTC
Hoffman Reid10% owner
SaleCommon Stock 806,351 $2.01 $1,621,975.04
Disclosure

SEC source: 0001415889-25-023318 · form4-08292025_100808.xml · nonDerivative · entry 2

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,884,567

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.95 to $2.075. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 18:05 UTC
Hoffman Reid10% owner
SaleCommon Stock 611,647 $2.01 $1,226,535.73
Disclosure

SEC source: 0001415889-25-023318 · form4-08292025_100808.xml · nonDerivative · entry 1

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,690,918

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.99 to $2.10. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2025 Filed Aug 27, 2025 17:25 UTC
Hoffman Reid10% owner
SaleCommon Stock 284,190 $2.08 $591,342.55
Disclosure

SEC source: 0001415889-25-023165 · form4-08272025_090848.xml · nonDerivative · entry 2

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,302,565

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.06 to $2.145. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 17:25 UTC
Hoffman Reid10% owner
SaleCommon Stock 387,346 $2.12 $819,740.34
Disclosure

SEC source: 0001415889-25-023165 · form4-08272025_090848.xml · nonDerivative · entry 1

Reprogrammed Interchange LLC · CIK 0002050755 · 10% owner

Hoffman Reid · CIK 0001519339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,586,755

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.05 to $2.215. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: The securities are held by Reprogrammed Interchange LLC ("Reprogrammed"). Reid Hoffman may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. Mr. Hoffman disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
July 17, 2025 Filed Jul 30, 2025 20:03 UTC
Zuraw Qing CheChief Development Officer
GrantEmployee Stock Option (right to buy) · Derivative 4,373,040 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001415889-25-020551 · form4-07302025_080734.xml · derivative · entry 2

Zuraw Qing Che · CIK 0002079210 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373,040

Underlying: Common Stock · 4,373,040 shares

Expires 2035-07-16

F2 · derivative.exercise_date: 1/4th of the shares underlying the option vest on July 17, 2026, with the remainder vesting in substantially equal monthly installments over 3 years, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
July 17, 2025 Filed Jul 30, 2025 20:03 UTC
Zuraw Qing CheChief Development Officer
GrantCommon Stock 937,080 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-020551 · form4-07302025_080734.xml · nonDerivative · entry 1

Zuraw Qing Che · CIK 0002079210 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 937,080

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. 1/4th of the RSUs vest on August 1, 2026, with the remainder vesting in substantially equal quarterly installments over 3 years, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 21:16 UTC GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001415889-25-020024 · form4-07182025_090713.xml · derivative · entry 1

Detheux Michel · CIK 0001816196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-07-15

F1 · derivative.exercise_date: One thirty-sixth of the shares subject to the option shall vest and become exercisable on August 16, 2025 and each month thereafter, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 21:14 UTC GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001415889-25-020022 · form4-07182025_090703.xml · derivative · entry 1

Cumbo Alexander · CIK 0001685994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-07-15

F1 · derivative.exercise_date: One thirty-sixth of the shares subject to the option shall vest and become exercisable on August 16, 2025 and each month thereafter, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 20:51 UTC GrantCommon Stock 13,882,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019640 · form4-07102025_080725.xml · nonDerivative · entry 1

Mahatme Sandesh · CIK 0001511034 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,882,750

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. 1/4th of the RSUs vest on July 1, 2026, with the remainder vesting in equal quarterly installments over 3 years, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:10 UTC
Kress Jean-PaulDirector · CEO and Chairman
GrantEmployee Stock Option (right to buy) · Derivative 83,296,638 $0.00 Strike: $0.89 $0.00
Disclosure

SEC source: 0001415889-25-018365 · form4-06272025_080605.xml · derivative · entry 1

Kress Jean-Paul · CIK 0001654979 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,296,638

Underlying: Common Stock · 83,296,638 shares

Expires 2035-06-25

F1 · derivative.exercise_date: 1/4th of the shares underlying the option vest on June 26, 2026, with the remainder vesting in equal monthly installments over 3 years, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
May 22, 2025 Filed May 23, 2025 21:47 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001415889-25-014534 · form4-05232025_090501.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted to Joshua Resnick pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to Mr. Resnick's continued service as a director through such date.

F1 · ownership.nature: This option was granted to Joshua Resnick pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to Mr. Resnick's continued service as a director through such date.

F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. Each of the Adviser, the Adviser GP, the Fund, the Nexus Fund, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of its or his respective pecuniary interest therein.

F3 · ownership.nature: Under Mr. Resnick's arrangement with the Adviser, Mr. Resnick holds the option for the benefit of the Fund and the Nexus Fund. Mr. Resnick is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

Read SEC document
May 22, 2025 Filed May 23, 2025 21:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001415889-25-014533 · form4-05232025_090536.xml · derivative · entry 1

Resnick Joshua · CIK 0001690959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund") and the RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received from the option, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

Read SEC document
May 22, 2025 Filed May 23, 2025 21:45 UTC
Kalir ErezDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001415889-25-014532 · form4-05232025_050513.xml · derivative · entry 1

Kalir Erez · CIK 0001512447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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May 22, 2025 Filed May 23, 2025 21:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001415889-25-014530 · form4-05232025_050511.xml · derivative · entry 1

Lundberg Sven Ante · CIK 0001682126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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May 22, 2025 Filed May 23, 2025 21:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001415889-25-014529 · form4-05232025_050508.xml · derivative · entry 1

Lubner David Charles · CIK 0001572000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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May 22, 2025 Filed May 23, 2025 21:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001415889-25-014528 · form4-05232025_050506.xml · derivative · entry 1

Beckman Daniella · CIK 0001513422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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May 22, 2025 Filed May 23, 2025 21:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001415889-25-014527 · form4-05232025_050504.xml · derivative · entry 1

Patterson Matthew R · CIK 0001401018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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May 22, 2025 Filed May 23, 2025 21:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001415889-25-014525 · form4-05232025_050501.xml · derivative · entry 1

Namouni Fouad · CIK 0001815851 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) May 22, 2026 or (ii) the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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May 06, 2025 Filed May 7, 2025 20:05 UTC
ANG ROBERTDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 2,361 $0.56 $1,322.16
Disclosure

SEC source: 0001415889-25-012229 · form4-05072025_080553.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 911,318

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

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May 06, 2025 Filed May 7, 2025 20:05 UTC
Chakraborty TirthaChief Sci Off & Head Tech Ops
Tax withholdingCommon Stock 876 $0.56 $490.56
Disclosure

SEC source: 0001415889-25-012225 · form4-05072025_080556.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Sci Off & Head Tech Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,416

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

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May 01, 2025 Filed May 2, 2025 16:30 UTC
Choi Han WookChief Financial Officer
Tax withholdingCommon Stock 2,061 $0.66 $1,360.26
Disclosure

SEC source: 0001415889-25-011824 · form4-05022025_080553.xml · nonDerivative · entry 1

Choi Han Wook · CIK 0002038629 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,280

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

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May 01, 2025 Filed May 2, 2025 20:28 UTC
ANG ROBERTDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 2,522 $0.66 $1,664.52
Disclosure

SEC source: 0001415889-25-011803 · form4-05022025_080547.xml · nonDerivative · entry 2

ANG ROBERT · CIK 0001741283 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,679

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

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May 01, 2025 Filed May 2, 2025 20:28 UTC
ANG ROBERTDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 2,751 $0.66 $1,815.66
Disclosure

SEC source: 0001415889-25-011803 · form4-05022025_080547.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,201

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

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May 01, 2025 Filed May 2, 2025 20:29 UTC
Chakraborty TirthaChief Sci Off & Head Tech Ops
Tax withholdingCommon Stock 962 $0.66 $634.92
Disclosure

SEC source: 0001415889-25-011805 · form4-05022025_080533.xml · nonDerivative · entry 2

Chakraborty Tirtha · CIK 0001840685 · Chief Sci Off & Head Tech Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,292

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

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May 01, 2025 Filed May 2, 2025 20:29 UTC
Chakraborty TirthaChief Sci Off & Head Tech Ops
Tax withholdingCommon Stock 985 $0.66 $650.10
Disclosure

SEC source: 0001415889-25-011805 · form4-05022025_080533.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · Chief Sci Off & Head Tech Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,254

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

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February 13, 2025 Filed Feb 18, 2025 21:20 UTC
Attar Eyal C.CHIEF MEDICAL OFFICER
SaleCommon Stock 2,227 $1.42 $3,162.34
Disclosure

SEC source: 0001415889-25-004406 · form4-02182025_090225.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,625

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

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February 10, 2025 Filed Feb 12, 2025 21:29 UTC
Attar Eyal C.CHIEF MEDICAL OFFICER
SaleCommon Stock 2,554 $1.37 $3,498.98
Disclosure

SEC source: 0001415889-25-003734 · form4-02122025_090258.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,852

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.42 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 06, 2025 Filed Feb 7, 2025 21:37 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
Tax withholdingCommon Stock 1,033 $1.50 $1,549.50
Disclosure

SEC source: 0001415889-25-003368 · form4-02072025_090235.xml · nonDerivative · entry 1

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,239

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 21:36 UTC
ANG ROBERTDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 2,787 $1.50 $4,180.50
Disclosure

SEC source: 0001415889-25-003366 · form4-02072025_090218.xml · nonDerivative · entry 1

ANG ROBERT · CIK 0001741283 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 918,952

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

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February 06, 2025 Filed Feb 7, 2025 21:35 UTC
Attar Eyal C.CHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 1,180 $1.50 $1,770.00
Disclosure

SEC source: 0001415889-25-003364 · form4-02072025_090202.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,406

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:19 UTC
Choi Han WookChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 315,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001415889-25-003171 · form4-02062025_020247.xml · derivative · entry 2

Choi Han Wook · CIK 0002038629 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,000

Underlying: Common Stock · 315,000 shares

Expires 2035-02-02

F2 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 1, 2025, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:19 UTC
Choi Han WookChief Financial Officer
GrantCommon Stock 52,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003171 · form4-02062025_020247.xml · nonDerivative · entry 1

Choi Han Wook · CIK 0002038629 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,500

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest over four years in equal quarterly installments beginning on February 1, 2025, subject to the Reporting Person's continued service as of each such date.

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February 03, 2025 Filed Feb 6, 2025 02:22 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 315,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001415889-25-003175 · form4-02062025_020213.xml · derivative · entry 19

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,000

Underlying: Common Stock · 315,000 shares

Expires 2035-02-02

F11 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 1, 2025, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 02:22 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 107,500 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001415889-25-003175 · form4-02062025_020213.xml · derivative · entry 18

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,500

Underlying: Common Stock · 107,500 shares

Expires 2034-01-28

F5 · derivative.exercise_price: The exercise price of the stock option award is $1.34 per share, representing the fair market value per share of the Issuer's Common Stock on the Effective Date. Under the terms of the stock option award repricing, a repriced stock option award will revert to its original exercise price if exercised during the Retention Period. The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the date 12 months following the Effective Date; (ii) a Change in Control during the optionholder's Continuous Service (each as defined in the 2021 Plan or Inducement Plan, as applicable) with the Company or while the optionholder is an Eligible Participant (as defined in the 2015 Plan), as applicable; and (iii) 30 days prior to the option's original expiration date.

F3 · kind: On February 3, 2025, pursuant to the terms of the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"), 2021 Equity Incentive Plan (the "2021 Plan") and 2023 Inducement Plan (the "Inducement Plan"), the Issuer's Board of Directors approved a stock option award repricing, effective as of February 3, 2025 (the "Effective Date"). Except for the new exercise price (see footnote 5 below), all of the other terms of the stock option award remain unchanged. This transaction is exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F10 · derivative.exercise_date: The shares vested or shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 1, 2024, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 02:22 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 107,500 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001415889-25-003175 · form4-02062025_020213.xml · derivative · entry 17

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,500 shares

Expires 2034-01-28

F3 · kind: On February 3, 2025, pursuant to the terms of the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"), 2021 Equity Incentive Plan (the "2021 Plan") and 2023 Inducement Plan (the "Inducement Plan"), the Issuer's Board of Directors approved a stock option award repricing, effective as of February 3, 2025 (the "Effective Date"). Except for the new exercise price (see footnote 5 below), all of the other terms of the stock option award remain unchanged. This transaction is exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F10 · derivative.exercise_date: The shares vested or shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 1, 2024, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 02:22 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 95,500 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001415889-25-003175 · form4-02062025_020213.xml · derivative · entry 16

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,500

Underlying: Common Stock · 95,500 shares

Expires 2033-02-05

F5 · derivative.exercise_price: The exercise price of the stock option award is $1.34 per share, representing the fair market value per share of the Issuer's Common Stock on the Effective Date. Under the terms of the stock option award repricing, a repriced stock option award will revert to its original exercise price if exercised during the Retention Period. The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the date 12 months following the Effective Date; (ii) a Change in Control during the optionholder's Continuous Service (each as defined in the 2021 Plan or Inducement Plan, as applicable) with the Company or while the optionholder is an Eligible Participant (as defined in the 2015 Plan), as applicable; and (iii) 30 days prior to the option's original expiration date.

F3 · kind: On February 3, 2025, pursuant to the terms of the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"), 2021 Equity Incentive Plan (the "2021 Plan") and 2023 Inducement Plan (the "Inducement Plan"), the Issuer's Board of Directors approved a stock option award repricing, effective as of February 3, 2025 (the "Effective Date"). Except for the new exercise price (see footnote 5 below), all of the other terms of the stock option award remain unchanged. This transaction is exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F9 · derivative.exercise_date: The shares vested or shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 6, 2023, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 02:22 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 95,500 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001415889-25-003175 · form4-02062025_020213.xml · derivative · entry 15

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,500 shares

Expires 2033-02-05

F3 · kind: On February 3, 2025, pursuant to the terms of the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"), 2021 Equity Incentive Plan (the "2021 Plan") and 2023 Inducement Plan (the "Inducement Plan"), the Issuer's Board of Directors approved a stock option award repricing, effective as of February 3, 2025 (the "Effective Date"). Except for the new exercise price (see footnote 5 below), all of the other terms of the stock option award remain unchanged. This transaction is exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F9 · derivative.exercise_date: The shares vested or shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 6, 2023, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 02:22 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 76,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001415889-25-003175 · form4-02062025_020213.xml · derivative · entry 14

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 76,000 shares

Expires 2032-08-31

F5 · derivative.exercise_price: The exercise price of the stock option award is $1.34 per share, representing the fair market value per share of the Issuer's Common Stock on the Effective Date. Under the terms of the stock option award repricing, a repriced stock option award will revert to its original exercise price if exercised during the Retention Period. The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the date 12 months following the Effective Date; (ii) a Change in Control during the optionholder's Continuous Service (each as defined in the 2021 Plan or Inducement Plan, as applicable) with the Company or while the optionholder is an Eligible Participant (as defined in the 2015 Plan), as applicable; and (iii) 30 days prior to the option's original expiration date.

F3 · kind: On February 3, 2025, pursuant to the terms of the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"), 2021 Equity Incentive Plan (the "2021 Plan") and 2023 Inducement Plan (the "Inducement Plan"), the Issuer's Board of Directors approved a stock option award repricing, effective as of February 3, 2025 (the "Effective Date"). Except for the new exercise price (see footnote 5 below), all of the other terms of the stock option award remain unchanged. This transaction is exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F8 · derivative.exercise_date: The shares vested or shall vest and become exercisable in a series of 24 successive equal monthly installments beginning on October 1, 2022, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 02:22 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 76,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0001415889-25-003175 · form4-02062025_020213.xml · derivative · entry 13

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,000 shares

Expires 2032-08-31

F3 · kind: On February 3, 2025, pursuant to the terms of the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"), 2021 Equity Incentive Plan (the "2021 Plan") and 2023 Inducement Plan (the "Inducement Plan"), the Issuer's Board of Directors approved a stock option award repricing, effective as of February 3, 2025 (the "Effective Date"). Except for the new exercise price (see footnote 5 below), all of the other terms of the stock option award remain unchanged. This transaction is exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F8 · derivative.exercise_date: The shares vested or shall vest and become exercisable in a series of 24 successive equal monthly installments beginning on October 1, 2022, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 02:22 UTC
Chakraborty TirthaCHIEF SCIENTIFIC OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 101,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001415889-25-003175 · form4-02062025_020213.xml · derivative · entry 12

Chakraborty Tirtha · CIK 0001840685 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock · 101,000 shares

Expires 2032-01-31

F5 · derivative.exercise_price: The exercise price of the stock option award is $1.34 per share, representing the fair market value per share of the Issuer's Common Stock on the Effective Date. Under the terms of the stock option award repricing, a repriced stock option award will revert to its original exercise price if exercised during the Retention Period. The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the date 12 months following the Effective Date; (ii) a Change in Control during the optionholder's Continuous Service (each as defined in the 2021 Plan or Inducement Plan, as applicable) with the Company or while the optionholder is an Eligible Participant (as defined in the 2015 Plan), as applicable; and (iii) 30 days prior to the option's original expiration date.

F3 · kind: On February 3, 2025, pursuant to the terms of the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"), 2021 Equity Incentive Plan (the "2021 Plan") and 2023 Inducement Plan (the "Inducement Plan"), the Issuer's Board of Directors approved a stock option award repricing, effective as of February 3, 2025 (the "Effective Date"). Except for the new exercise price (see footnote 5 below), all of the other terms of the stock option award remain unchanged. This transaction is exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F7 · derivative.exercise_date: The shares vested or shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on February 1, 2022, in each case subject to the Reporting Person's continued service as of each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.