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VNRX

VOLITIONRX LTD

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8241
SEC CIK
0000093314
Parsed reports
530

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2020 Filed Nov 19, 2020 21:21 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
SaleCommon Stock 1,571 $3.40 $5,341.40
Disclosure

SEC source: 0001078782-20-000894 · primary_doc.xml · nonDerivative · entry 1

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,378

Read SEC document
September 18, 2020 Filed Sep 18, 2020 21:21 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
Exercise / conversionWarrant (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0001078782-20-000704 · primary_doc.xml · derivative · entry 3

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On September 18, 2020, the Reporting Person exercised a warrant to purchase 25,000 shares of Common Stock of the issuer for $2.47 per share. The warrant was set to expire pursuant to its terms on September 18, 2020.

Read SEC document
September 18, 2020 Filed Sep 18, 2020 21:21 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
Exercise / conversionCommon Stock 25,000 $2.47 $61,750.00
Disclosure

SEC source: 0001078782-20-000704 · primary_doc.xml · nonDerivative · entry 2

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 21:21 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
SaleCommon Stock 19,500 $3.23 $62,985.00
Disclosure

SEC source: 0001078782-20-000704 · primary_doc.xml · nonDerivative · entry 1

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,949

Read SEC document
September 09, 2020 Filed Sep 10, 2020 14:55 UTC SaleCommon Stock 65,000 $3.21 $208,650.00
Disclosure

SEC source: 0001078782-20-000687 · primary_doc.xml · nonDerivative · entry 1

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,943

F1 · kind: The shares of Common Stock were sold by the reporting person in a private transaction to Lagoda Investment Management, L.P., an existing stockholder of the Issuer.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:04 UTC
Michel GaetanManager-Belgian Volition SPRL
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000658 · primary_doc.xml · derivative · entry 6

Gaetan Michel · CIK 0001709503 · Manager-Belgian Volition SPRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:04 UTC
Michel GaetanManager-Belgian Volition SPRL
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000658 · primary_doc.xml · derivative · entry 5

Gaetan Michel · CIK 0001709503 · Manager-Belgian Volition SPRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:04 UTC
Michel GaetanManager-Belgian Volition SPRL
Tax withholdingCommon Stock 2,143 $3.50 $7,500.50
Disclosure

SEC source: 0001078782-20-000658 · primary_doc.xml · nonDerivative · entry 4

Gaetan Michel · CIK 0001709503 · Manager-Belgian Volition SPRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise by the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:04 UTC
Michel GaetanManager-Belgian Volition SPRL
Exercise / conversionCommon Stock 2,500 $3.00 $7,500.00
Disclosure

SEC source: 0001078782-20-000658 · primary_doc.xml · nonDerivative · entry 3

Gaetan Michel · CIK 0001709503 · Manager-Belgian Volition SPRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:04 UTC
Michel GaetanManager-Belgian Volition SPRL
Tax withholdingCommon Stock 1,786 $3.50 $6,251.00
Disclosure

SEC source: 0001078782-20-000658 · primary_doc.xml · nonDerivative · entry 2

Gaetan Michel · CIK 0001709503 · Manager-Belgian Volition SPRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise by the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:04 UTC
Michel GaetanManager-Belgian Volition SPRL
Exercise / conversionCommon Stock 2,500 $2.50 $6,250.00
Disclosure

SEC source: 0001078782-20-000658 · primary_doc.xml · nonDerivative · entry 1

Gaetan Michel · CIK 0001709503 · Manager-Belgian Volition SPRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 14:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000635 · primary_doc.xml · derivative · entry 5

Innes Guy Archibald · CIK 0001579377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 14:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000635 · primary_doc.xml · derivative · entry 4

Innes Guy Archibald · CIK 0001579377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 14:47 UTC Exercise / conversionCommon Stock 15,000 $3.00 $45,000.00
Disclosure

SEC source: 0001078782-20-000635 · primary_doc.xml · nonDerivative · entry 2

Innes Guy Archibald · CIK 0001579377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 14:47 UTC Exercise / conversionCommon Stock 15,000 $2.50 $37,500.00
Disclosure

SEC source: 0001078782-20-000635 · primary_doc.xml · nonDerivative · entry 1

Innes Guy Archibald · CIK 0001579377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 19:28 UTC
Micallef Jacob VincentChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000610 · primary_doc.xml · derivative · entry 8

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 19:28 UTC
Micallef Jacob VincentChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000610 · primary_doc.xml · derivative · entry 7

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 19:28 UTC
Micallef Jacob VincentChief Scientific Officer
Tax withholdingCommon Stock 60,080 $3.50 $210,280.00
Disclosure

SEC source: 0001078782-20-000610 · primary_doc.xml · nonDerivative · entry 4

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,928

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 19:28 UTC
Micallef Jacob VincentChief Scientific Officer
Exercise / conversionCommon Stock 65,000 $3.00 $195,000.00
Disclosure

SEC source: 0001078782-20-000610 · primary_doc.xml · nonDerivative · entry 3

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 19:28 UTC
Micallef Jacob VincentChief Scientific Officer
Tax withholdingCommon Stock 55,158 $3.50 $193,053.00
Disclosure

SEC source: 0001078782-20-000610 · primary_doc.xml · nonDerivative · entry 2

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,008

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 19:28 UTC
Micallef Jacob VincentChief Scientific Officer
Exercise / conversionCommon Stock 65,000 $2.50 $162,500.00
Disclosure

SEC source: 0001078782-20-000610 · primary_doc.xml · nonDerivative · entry 1

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 17:58 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000595 · primary_doc.xml · derivative · entry 6

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 17:58 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000595 · primary_doc.xml · derivative · entry 5

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 17:58 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
Tax withholdingCommon Stock 10,971 $3.55 $38,947.05
Disclosure

SEC source: 0001078782-20-000595 · primary_doc.xml · nonDerivative · entry 4

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,449

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 17:58 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
Exercise / conversionCommon Stock 12,500 $3.00 $37,500.00
Disclosure

SEC source: 0001078782-20-000595 · primary_doc.xml · nonDerivative · entry 3

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 17:58 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
Tax withholdingCommon Stock 9,580 $3.55 $34,009.00
Disclosure

SEC source: 0001078782-20-000595 · primary_doc.xml · nonDerivative · entry 2

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,920

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 17:58 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
Exercise / conversionCommon Stock 12,500 $2.50 $31,250.00
Disclosure

SEC source: 0001078782-20-000595 · primary_doc.xml · nonDerivative · entry 1

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 14:32 UTC
Micallef Jacob VincentChief Scientific Officer
GiftOption (Right to Buy) · Derivative 55,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001078782-20-000565 · primary_doc.xml · derivative · entry 6

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2021-07-23

F2 · kind: The option to purchase 55,000 shares of Common Stock of the Issuer was granted to Borlaug on July 23, 2015 under the Issuer's 2011 Plan. The option was then transferred by Borlaug to Dr. Micallef on July 27, 2020.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 14:32 UTC
Micallef Jacob VincentChief Scientific Officer
GiftOption (Right to Buy) · Derivative 55,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001078782-20-000565 · primary_doc.xml · derivative · entry 5

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Borlaug Limited

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2021-07-23

F2 · kind: The option to purchase 55,000 shares of Common Stock of the Issuer was granted to Borlaug on July 23, 2015 under the Issuer's 2011 Plan. The option was then transferred by Borlaug to Dr. Micallef on July 27, 2020.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 14:32 UTC
Micallef Jacob VincentChief Scientific Officer
GiftOption (Right to Buy) · Derivative 65,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000565 · primary_doc.xml · derivative · entry 4

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2020-08-18

F1 · kind: The option to purchase an aggregate of 130,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Borlaug Limited ("Borlaug"), a consulting firm, on August 18, 2014 under the Issuer's 2011 Equity Incentive Plan (the "2011 Plan"). Dr. Micallef is a controlling director of Borlaug and has voting and dispositive control over the Common Stock issuable to Borlaug upon the exercise of the option. The option was then transferred by Borlaug to Dr. Micallef on July 27, 2020.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 14:32 UTC
Micallef Jacob VincentChief Scientific Officer
GiftOption (Right to Buy) · Derivative 65,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000565 · primary_doc.xml · derivative · entry 3

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2020-08-18

F1 · kind: The option to purchase an aggregate of 130,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Borlaug Limited ("Borlaug"), a consulting firm, on August 18, 2014 under the Issuer's 2011 Equity Incentive Plan (the "2011 Plan"). Dr. Micallef is a controlling director of Borlaug and has voting and dispositive control over the Common Stock issuable to Borlaug upon the exercise of the option. The option was then transferred by Borlaug to Dr. Micallef on July 27, 2020.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 14:32 UTC
Micallef Jacob VincentChief Scientific Officer
GiftOption (Right to Buy) · Derivative 65,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000565 · primary_doc.xml · derivative · entry 2

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Borlaug Limited

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2020-08-18

F1 · kind: The option to purchase an aggregate of 130,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Borlaug Limited ("Borlaug"), a consulting firm, on August 18, 2014 under the Issuer's 2011 Equity Incentive Plan (the "2011 Plan"). Dr. Micallef is a controlling director of Borlaug and has voting and dispositive control over the Common Stock issuable to Borlaug upon the exercise of the option. The option was then transferred by Borlaug to Dr. Micallef on July 27, 2020.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 14:32 UTC
Micallef Jacob VincentChief Scientific Officer
GiftOption (Right to Buy) · Derivative 65,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000565 · primary_doc.xml · derivative · entry 1

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Borlaug Limited

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2020-08-18

F1 · kind: The option to purchase an aggregate of 130,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Borlaug Limited ("Borlaug"), a consulting firm, on August 18, 2014 under the Issuer's 2011 Equity Incentive Plan (the "2011 Plan"). Dr. Micallef is a controlling director of Borlaug and has voting and dispositive control over the Common Stock issuable to Borlaug upon the exercise of the option. The option was then transferred by Borlaug to Dr. Micallef on July 27, 2020.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:41 UTC
Reynolds Cameron JohnDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000560 · primary_doc.xml · derivative · entry 8

Reynolds Cameron John · CIK 0001340610 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:41 UTC
Reynolds Cameron JohnDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000560 · primary_doc.xml · derivative · entry 7

Reynolds Cameron John · CIK 0001340610 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:41 UTC
Reynolds Cameron JohnDirector · President and CEO
Tax withholdingCommon Stock 43,627 $3.95 $172,326.65
Disclosure

SEC source: 0001078782-20-000560 · primary_doc.xml · nonDerivative · entry 4

Reynolds Cameron John · CIK 0001340610 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,373

F1 · shares: Represents the aggregate number of shares of Common Stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:41 UTC
Reynolds Cameron JohnDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $3.00 $150,000.00
Disclosure

SEC source: 0001078782-20-000560 · primary_doc.xml · nonDerivative · entry 3

Reynolds Cameron John · CIK 0001340610 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:41 UTC
Reynolds Cameron JohnDirector · President and CEO
Tax withholdingCommon Stock 40,273 $3.95 $159,078.35
Disclosure

SEC source: 0001078782-20-000560 · primary_doc.xml · nonDerivative · entry 2

Reynolds Cameron John · CIK 0001340610 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136,000

F1 · shares: Represents the aggregate number of shares of Common Stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:41 UTC
Reynolds Cameron JohnDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $2.50 $125,000.00
Disclosure

SEC source: 0001078782-20-000560 · primary_doc.xml · nonDerivative · entry 1

Reynolds Cameron John · CIK 0001340610 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:32 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000559 · primary_doc.xml · derivative · entry 7

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 21, 2020 Filed Jul 23, 2020 20:32 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000559 · primary_doc.xml · derivative · entry 6

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:32 UTC Tax withholdingCommon Stock 26,177 $3.95 $103,399.15
Disclosure

SEC source: 0001078782-20-000559 · primary_doc.xml · nonDerivative · entry 4

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570,943

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

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July 21, 2020 Filed Jul 23, 2020 20:32 UTC Exercise / conversionCommon Stock 30,000 $3.00 $90,000.00
Disclosure

SEC source: 0001078782-20-000559 · primary_doc.xml · nonDerivative · entry 3

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:32 UTC Tax withholdingCommon Stock 24,164 $3.95 $95,447.80
Disclosure

SEC source: 0001078782-20-000559 · primary_doc.xml · nonDerivative · entry 2

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567,120

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

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July 21, 2020 Filed Jul 23, 2020 20:32 UTC Exercise / conversionCommon Stock 30,000 $2.50 $75,000.00
Disclosure

SEC source: 0001078782-20-000559 · primary_doc.xml · nonDerivative · entry 1

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:23 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001078782-20-000558 · primary_doc.xml · derivative · entry 7

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:23 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001078782-20-000558 · primary_doc.xml · derivative · entry 6

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:23 UTC Tax withholdingCommon Stock 25,816 $3.95 $101,973.20
Disclosure

SEC source: 0001078782-20-000558 · primary_doc.xml · nonDerivative · entry 4

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,398

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

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July 21, 2020 Filed Jul 23, 2020 20:23 UTC Exercise / conversionCommon Stock 30,000 $3.00 $90,000.00
Disclosure

SEC source: 0001078782-20-000558 · primary_doc.xml · nonDerivative · entry 3

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:23 UTC Tax withholdingCommon Stock 23,614 $3.95 $93,275.30
Disclosure

SEC source: 0001078782-20-000558 · primary_doc.xml · nonDerivative · entry 2

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,214

F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.