Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Jan 4, 2018 22:12 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002060 · doc4.xml · derivative · entry 7 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F11 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F9 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:12 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002060 · doc4.xml · derivative · entry 6 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F10 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2016, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F9 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:12 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002060 · doc4.xml · derivative · entry 5 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F8 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2015, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F9 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:12 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
SaleCommon Stock | 9,155 | $15.35 | $140,493.55 |
DisclosureSEC source: 0001209191-18-002060 · doc4.xml · nonDerivative · entry 4 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,066 F6 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.30 to $15.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:12 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002060 · doc4.xml · nonDerivative · entry 3 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Each RSU was previously reported on Table II on a Form 4 filed with the SEC on February 17, 2016. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F4 · balance_after: Starting with the January 2, 2018 vesting of the RSUs, the Issuer's method of reporting RSUs has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, the share numbers reported in Column 5 of Table I includes unvested RSUs previously reported in Table II. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:12 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002060 · doc4.xml · nonDerivative · entry 2 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Each RSU was previously reported on Table II on a Form 4 filed with the SEC on December 5, 2014. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F4 · balance_after: Starting with the January 2, 2018 vesting of the RSUs, the Issuer's method of reporting RSUs has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, the share numbers reported in Column 5 of Table I includes unvested RSUs previously reported in Table II. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:12 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002060 · doc4.xml · nonDerivative · entry 1 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each Restricted Stock Unit ("RSU") was previously reported on Table II on a Form 4 filed with the Securities and Exchange Commission ("SEC") on December 4, 2013. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. Read SEC document |
| December 28, 2017 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,848 F1 · kind: Represents a gift to a charitable organization. F1 · timeliness: Represents a gift to a charitable organization. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:08 UTC |
DUGAN RICHARD WDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001209191-17-040881 · doc4.xml · derivative · entry 2 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-14 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:08 UTC |
DUGAN RICHARD WDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040881 · doc4.xml · nonDerivative · entry 1 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,770 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:10 UTC |
MILANO VINCENTDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001209191-17-040882 · doc4.xml · derivative · entry 2 MILANO VINCENT · CIK 0001187159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-14 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:10 UTC |
MILANO VINCENTDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040882 · doc4.xml · nonDerivative · entry 1 MILANO VINCENT · CIK 0001187159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:06 UTC |
COLA MICHAEL FDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001209191-17-040878 · doc4.xml · derivative · entry 2 COLA MICHAEL F · CIK 0001188940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-14 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:06 UTC |
COLA MICHAEL FDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040878 · doc4.xml · nonDerivative · entry 1 COLA MICHAEL F · CIK 0001188940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:58 UTC |
BATE KENNETHDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001104659-17-040261 · a4.xml · derivative · entry 2 BATE KENNETH · CIK 0001210238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-14 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:58 UTC |
BATE KENNETHDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-040261 · a4.xml · nonDerivative · entry 1 BATE KENNETH · CIK 0001210238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 17:11 UTC |
Watkins ThomasDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001209191-17-040883 · doc4.xml · derivative · entry 2 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-14 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 17:11 UTC |
Watkins ThomasDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040883 · doc4.xml · nonDerivative · entry 1 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 15, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:30 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-017789 · doc4.xml · derivative · entry 2 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-02-28 F3 · derivative.exercise_date: The shares subject to this option shall vest in forty-eight (48) equal monthly installments beginning March 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each monthly vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:30 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
GrantRestricted Stock Unit | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-017789 · doc4.xml · nonDerivative · entry 1 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,100 F1 · shares: The Restricted Stock Units ("RSU") shall vest in four (4) equal annual installments beginning March 1, 2018, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissable Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:33 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-017811 · doc4.xml · derivative · entry 2 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-02-28 F3 · derivative.exercise_date: The shares subject to this option shall vest in forty-eight (48) equal monthly installments beginning March 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each monthly vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:33 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
GrantRestricted Stock Unit | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-017811 · doc4.xml · nonDerivative · entry 1 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The Restricted Stock Units ("RSU") shall vest in four (4) equal annual installments beginning March 1, 2018, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissable Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:33 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 275,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-017806 · doc4.xml · derivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires 2027-02-28 F4 · derivative.exercise_date: The shares subject to this option shall vest in forty-eight (48) equal monthly installments beginning March 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each monthly vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:33 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
GrantRestricted Stock Unit | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-017806 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041,848 F1 · shares: 125,000 of the shares subject to this Restricted Stock Unit ("RSU") shall vest on March 1, 2018 and 75,000 of the shares subject to this RSU shall vest on March 1, 2019, provided Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's common stock. F3 · balance_after: Reflects a gift of 9,000 shares as set forth on the Reporting Person's Form 5 filed on February 6, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:31 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-017798 · doc4.xml · derivative · entry 2 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-02-28 F3 · derivative.exercise_date: The shares subject to this option shall vest in forty-eight (48) equal monthly installments beginning March 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each monthly vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:31 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
GrantRestricted Stock Unit | 70,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-017798 · doc4.xml · nonDerivative · entry 1 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,721 F1 · shares: The Restricted Stock Units ("RSU") shall vest in four (4) equal annual installments beginning March 1, 2018, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissable Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:07 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002214 · doc4.xml · derivative · entry 5 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:07 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002214 · doc4.xml · derivative · entry 4 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:07 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
SaleCommon Stock | 10,900 | $15.51 | $169,089.52 |
DisclosureSEC source: 0001209191-17-002214 · doc4.xml · nonDerivative · entry 3 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,100 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.33 to $15.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:07 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002214 · doc4.xml · nonDerivative · entry 2 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:07 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002214 · doc4.xml · nonDerivative · entry 1 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · derivative · entry 9 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · derivative · entry 8 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2016, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · derivative · entry 7 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2015, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · derivative · entry 6 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2014, provided Reporting Person has remained in continuous service with the Issuer on each applicable vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
SaleCommon Stock | 16,300 | $15.51 | $252,775.51 |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · nonDerivative · entry 5 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,365 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.30 to $15.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · nonDerivative · entry 4 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · nonDerivative · entry 3 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · nonDerivative · entry 2 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:13 UTC |
Baroldi PaoloSVP & Chief Medical Officer
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002226 · doc4.xml · nonDerivative · entry 1 Baroldi Paolo · CIK 0001368393 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:04 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002211 · doc4.xml · derivative · entry 4 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:04 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002211 · doc4.xml · derivative · entry 3 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:04 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002211 · doc4.xml · nonDerivative · entry 2 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:04 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002211 · doc4.xml · nonDerivative · entry 1 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:01 UTC |
Kelly James PatrickSVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002200 · doc4.xml · derivative · entry 9 Kelly James Patrick · CIK 0001506314 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:01 UTC |
Kelly James PatrickSVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002200 · doc4.xml · derivative · entry 8 Kelly James Patrick · CIK 0001506314 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2016, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:01 UTC |
Kelly James PatrickSVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002200 · doc4.xml · derivative · entry 7 Kelly James Patrick · CIK 0001506314 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs shall vest in four (4) equal annual installments beginning January 1, 2015, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:01 UTC |
Kelly James PatrickSVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002200 · doc4.xml · derivative · entry 6 Kelly James Patrick · CIK 0001506314 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. F4 · derivative.exercise_date: 50% of the original RSU award vested on July 29, 2013 due to milestone achievement, the remaining RSUs vest in four (4) equal annual installments beginning January 1, 2014, provided Reporting Person has remained in continuous service with the Issuer on each applicable vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:01 UTC |
Kelly James PatrickSVP, CFO & Treasurer
|
SaleCommon Stock | 10,895 | $15.51 | $169,013.05 |
DisclosureSEC source: 0001209191-17-002200 · doc4.xml · nonDerivative · entry 5 Kelly James Patrick · CIK 0001506314 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,721 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. The Reporting The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.35 to $15.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:01 UTC |
Kelly James PatrickSVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002200 · doc4.xml · nonDerivative · entry 4 Kelly James Patrick · CIK 0001506314 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.