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VIVMARK RESIDENTIAL

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499
SEC CIK
0000906107
Parsed reports
591

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2021 Filed Sep 7, 2021 20:12 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 24,757 $0.00 Strike: $51.34 $0.00
Disclosure

SEC source: 0001127602-21-024947 · form4.xml · derivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 167,941

Underlying: Common Shares Of Beneficial Interest · 24,757 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.

F1 · ownership.nature: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:12 UTC SaleCommon Shares Of Beneficial Interest 24,757 $86.00 $2,129,102.00
Disclosure

SEC source: 0001127602-21-024947 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:12 UTC Exercise / conversionCommon Shares Of Beneficial Interest 24,757 $51.34 $1,271,024.38
Disclosure

SEC source: 0001127602-21-024947 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 27,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:13 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 83,427 $0.00 Strike: $51.34 $0.00
Disclosure

SEC source: 0001127602-21-024759 · form4.xml · derivative · entry 8

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 192,698

Underlying: Common Shares Of Beneficial Interest · 83,427 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.

F1 · ownership.nature: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:13 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 16,573 $0.00 Strike: $45.28 $0.00
Disclosure

SEC source: 0001127602-21-024759 · form4.xml · derivative · entry 7

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 16,573 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:13 UTC SaleCommon Shares Of Beneficial Interest 83,427 $85.02 $7,092,963.54
Disclosure

SEC source: 0001127602-21-024759 · form4.xml · nonDerivative · entry 4

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.00 to $85.04. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:13 UTC Exercise / conversionCommon Shares Of Beneficial Interest 83,427 $51.34 $4,283,142.18
Disclosure

SEC source: 0001127602-21-024759 · form4.xml · nonDerivative · entry 3

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 86,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:13 UTC SaleCommon Shares Of Beneficial Interest 16,573 $85.00 $1,408,705.00
Disclosure

SEC source: 0001127602-21-024759 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:13 UTC Exercise / conversionCommon Shares Of Beneficial Interest 16,573 $45.28 $750,425.44
Disclosure

SEC source: 0001127602-21-024759 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 19,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
August 23, 2021 Filed Feb 14, 2022 21:16 UTC GiftOperating Partnership Units · Derivative 552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004776 · form5.xml · derivative · entry 14

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,865

Underlying: Common Shares Of Beneficial Interest · 552 shares

Expires not disclosed

F2 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
August 23, 2021 Filed Feb 14, 2022 21:16 UTC GiftOperating Partnership Units · Derivative 552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004776 · form5.xml · derivative · entry 13

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020A DN GRAT

Disclosed balance after: 448

Underlying: Common Shares Of Beneficial Interest · 552 shares

Expires not disclosed

F1 · shares: This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person.

F2 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F7 · balance_after: Represents OP Units beneficially owned by a grantor retained annuity trust for the benefit of the reporting person.

Read SEC document
August 23, 2021 Filed Feb 14, 2022 21:16 UTC GiftOperating Partnership Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004776 · form5.xml · derivative · entry 12

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020A DN GRAT

Disclosed balance after: 448

Underlying: Common Shares Of Beneficial Interest · 1,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F7 · balance_after: Represents OP Units beneficially owned by a grantor retained annuity trust for the benefit of the reporting person.

Read SEC document
August 23, 2021 Filed Feb 14, 2022 21:16 UTC GiftOperating Partnership Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004776 · form5.xml · derivative · entry 11

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 98,000

Underlying: Common Shares Of Beneficial Interest · 1,000 shares

Expires not disclosed

F8 · shares: This transaction involved a gift of OP Units by a limited liability company of which the reporting person is the manager to a grantor retained annuity trust for the benefit of the reporting person.

F2 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · balance_after: Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the manager.

Read SEC document
August 23, 2021 Filed Feb 14, 2022 21:16 UTC GiftOperating Partnership Units · Derivative 865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004776 · form5.xml · derivative · entry 10

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,865

Underlying: Common Shares Of Beneficial Interest · 865 shares

Expires not disclosed

F2 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
August 23, 2021 Filed Feb 14, 2022 21:16 UTC GiftOperating Partnership Units · Derivative 865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004776 · form5.xml · derivative · entry 9

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 DN GRAT

Disclosed balance after: 135

Underlying: Common Shares Of Beneficial Interest · 865 shares

Expires not disclosed

F1 · shares: This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person.

F2 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F7 · balance_after: Represents OP Units beneficially owned by a grantor retained annuity trust for the benefit of the reporting person.

Read SEC document
August 23, 2021 Filed Feb 14, 2022 21:16 UTC GiftOperating Partnership Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004776 · form5.xml · derivative · entry 8

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 98,000

Underlying: Common Shares Of Beneficial Interest · 1,000 shares

Expires not disclosed

F8 · shares: This transaction involved a gift of OP Units by a limited liability company of which the reporting person is the manager to a grantor retained annuity trust for the benefit of the reporting person.

F2 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · balance_after: Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the manager.

Read SEC document
August 23, 2021 Filed Feb 14, 2022 21:16 UTC GiftOperating Partnership Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004776 · form5.xml · derivative · entry 7

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 DN GRAT

Disclosed balance after: 135

Underlying: Common Shares Of Beneficial Interest · 1,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F7 · balance_after: Represents OP Units beneficially owned by a grantor retained annuity trust for the benefit of the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:16 UTC
Kaufman IanChief Accounting Officer
GrantCommon Shares Of Beneficial Interest 22 $68.33 $1,503.26
Disclosure

SEC source: 0001127602-21-023973 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,814

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:13 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,709 $0.00 Strike: $45.28 $0.00
Disclosure

SEC source: 0001127602-21-023454 · form4.xml · derivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 16,573

Underlying: Common Shares Of Beneficial Interest · 11,709 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:13 UTC SaleCommon Shares Of Beneficial Interest 11,709 $85.02 $995,499.18
Disclosure

SEC source: 0001127602-21-023454 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.00 to $85.58. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:13 UTC Exercise / conversionCommon Shares Of Beneficial Interest 11,709 $45.28 $530,183.52
Disclosure

SEC source: 0001127602-21-023454 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 14,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:13 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,459 $0.00 Strike: $45.28 $0.00
Disclosure

SEC source: 0001127602-21-022913 · form4.xml · derivative · entry 8

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 28,282

Underlying: Common Shares Of Beneficial Interest · 10,459 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:13 UTC SaleCommon Shares Of Beneficial Interest 10,459 $85.24 $891,525.16
Disclosure

SEC source: 0001127602-21-022913 · form4.xml · nonDerivative · entry 4

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F3 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.00 to $85.46. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:13 UTC Exercise / conversionCommon Shares Of Beneficial Interest 10,459 $45.28 $473,583.52
Disclosure

SEC source: 0001127602-21-022913 · form4.xml · nonDerivative · entry 3

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 13,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:16 UTC
Carraway CatherineExecutive Vice President
SaleCommon Shares Of Beneficial Interest 891 $84.61 $75,387.51
Disclosure

SEC source: 0001127602-21-022924 · form4.xml · nonDerivative · entry 1

Carraway Catherine · CIK 0001841519 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,841

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:13 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 70,171 $0.00 Strike: $45.28 $0.00
Disclosure

SEC source: 0001127602-21-022913 · form4.xml · derivative · entry 7

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 38,741

Underlying: Common Shares Of Beneficial Interest · 70,171 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:13 UTC SaleCommon Shares Of Beneficial Interest 70,171 $85.11 $5,972,253.81
Disclosure

SEC source: 0001127602-21-022913 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.00 to $85.48. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:13 UTC Exercise / conversionCommon Shares Of Beneficial Interest 70,171 $45.28 $3,177,342.88
Disclosure

SEC source: 0001127602-21-022913 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 73,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 20:22 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,721 $0.00 Strike: $45.28 $0.00
Disclosure

SEC source: 0001127602-21-022756 · form4.xml · derivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 108,912

Underlying: Common Shares Of Beneficial Interest · 1,721 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 20:22 UTC SaleCommon Shares Of Beneficial Interest 1,721 $85.00 $146,285.00
Disclosure

SEC source: 0001127602-21-022756 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.00 to $85.02. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 20:22 UTC Exercise / conversionCommon Shares Of Beneficial Interest 1,721 $45.28 $77,926.88
Disclosure

SEC source: 0001127602-21-022756 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 4,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:35 UTC GrantRestricted Units · Derivative 2,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020418 · form4.xml · derivative · entry 1

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,147

Underlying: Common Shares Of Beneficial Interest · 2,147 shares

Expires 2031-06-17

F1 · derivative.exercise_price: On June 17, 2021, the reporting person elected to receive a grant of Series 2021D restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 17, 2022. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 17, 2023.

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June 17, 2021 Filed Jun 21, 2021 20:38 UTC GrantCommon Shares Of Beneficial Interest 2,025 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020425 · form4.xml · nonDerivative · entry 1

STERRETT STEPHEN E · CIK 0001235739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651

F1 · shares: Represents restricted shares granted for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders which are scheduled to vest on June 17, 2022.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:33 UTC GrantRestricted Units · Derivative 2,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020414 · form4.xml · derivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,147

Underlying: Common Shares Of Beneficial Interest · 2,147 shares

Expires 2031-06-17

F1 · derivative.exercise_price: On June 17, 2021, the reporting person elected to receive a grant of Series 2021D restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 17, 2022. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 17, 2023.

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June 17, 2021 Filed Jun 21, 2021 20:29 UTC
NEAL JOHN EDirector
GrantNon-qualified Stock Option (Right to Buy) · Derivative 4,087 $0.00 Strike: $78.99 $0.00
Disclosure

SEC source: 0001127602-21-020406 · form4.xml · derivative · entry 4

NEAL JOHN E · CIK 0001250232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087

Underlying: Common Shares Of Beneficial Interest · 4,087 shares

Expires 2031-06-17

F5 · shares: Represents share options granted for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders.

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June 17, 2021 Filed Jun 21, 2021 20:29 UTC
NEAL JOHN EDirector
GrantCommon Shares Of Beneficial Interest 1,519 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020406 · form4.xml · nonDerivative · entry 1

NEAL JOHN E · CIK 0001250232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,793

F1 · shares: Represents restricted shares granted for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders which are scheduled to vest on June 17, 2022.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:26 UTC GrantCommon Shares Of Beneficial Interest 2,025 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020400 · form4.xml · nonDerivative · entry 1

Huque Tahsinul Zia · CIK 0001794630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025

F1 · shares: Represents restricted shares granted for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders which are scheduled to vest on June 17, 2022.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:22 UTC GrantCommon Shares Of Beneficial Interest 2,025 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020393 · form4.xml · nonDerivative · entry 1

HABEN MARY KAY · CIK 0001190910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,239

F1 · shares: Represents restricted shares granted for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders which are scheduled to vest on June 17, 2022.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC GrantCommon Shares Of Beneficial Interest 2,025 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020389 · form4.xml · nonDerivative · entry 1

DUCKWORTH CONNIE K · CIK 0001180940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,508

F1 · shares: Represents restricted shares granted for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders which are scheduled to vest on June 17, 2022.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:16 UTC
BYNOE LINDADirector
GrantCommon Shares Of Beneficial Interest 2,025 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020384 · form4.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,634

F1 · shares: Represents restricted shares granted for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders which are scheduled to vest on June 17, 2022.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:13 UTC GrantCommon Shares Of Beneficial Interest 2,025 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020380 · form4.xml · nonDerivative · entry 1

Bennett Raymond · CIK 0001757732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

F1 · shares: Represents restricted shares granted for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders which are scheduled to vest on June 17, 2022.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:10 UTC GrantRestricted Units · Derivative 2,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020373 · form4.xml · derivative · entry 1

Aman Angela M · CIK 0001538554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,147

Underlying: Common Shares Of Beneficial Interest · 2,147 shares

Expires 2031-06-17

F1 · derivative.exercise_price: On June 17, 2021, the reporting person elected to receive a grant of Series 2021D restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 17, 2022. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 17, 2023.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:13 UTC
Manelis Michael LExecutive Vice President & COO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $60.76 $0.00
Disclosure

SEC source: 0001127602-21-020028 · form4.xml · derivative · entry 4

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Underlying: Common Shares Of Beneficial Interest · 10,000 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options that vested in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:13 UTC
Manelis Michael LExecutive Vice President & COO
SaleCommon Shares Of Beneficial Interest 10,000 $80.85 $808,500.00
Disclosure

SEC source: 0001127602-21-020028 · form4.xml · nonDerivative · entry 2

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,159

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.83 to $80.88. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:13 UTC
Manelis Michael LExecutive Vice President & COO
Exercise / conversionCommon Shares Of Beneficial Interest 10,000 $60.76 $607,600.00
Disclosure

SEC source: 0001127602-21-020028 · form4.xml · nonDerivative · entry 1

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:15 UTC
Sorenson Christa LExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 743 $0.00 Strike: $51.34 $0.00
Disclosure

SEC source: 0001127602-21-019785 · form4.xml · derivative · entry 6

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743

Underlying: Common Shares Of Beneficial Interest · 743 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:15 UTC
Sorenson Christa LExecutive Vice President
SaleCommon Shares Of Beneficial Interest 404 $80.00 $32,320.00
Disclosure

SEC source: 0001127602-21-019785 · form4.xml · nonDerivative · entry 3

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:15 UTC
Sorenson Christa LExecutive Vice President
Exercise / conversionCommon Shares Of Beneficial Interest 743 $51.34 $38,145.62
Disclosure

SEC source: 0001127602-21-019785 · form4.xml · nonDerivative · entry 2

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:15 UTC
Sorenson Christa LExecutive Vice President
SaleCommon Shares Of Beneficial Interest 743 $80.00 $59,440.00
Disclosure

SEC source: 0001127602-21-019785 · form4.xml · nonDerivative · entry 1

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:11 UTC
Kaufman IanChief Accounting Officer
SaleCommon Shares Of Beneficial Interest 4,224 $80.00 $337,920.00
Disclosure

SEC source: 0001127602-21-019783 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,791

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.